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arXiv:2610.38845

The geometry of Floquet states

Vladimir Y. Cherynak, John R. Klein

math-phmath.ATmath.DGquant-phSubmitted Oct 28, 2026• Announced Oct 30, 2026
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Abstract

This paper studies the moduli space of "good" periodic Hamiltonians, i.e., periodic Hamiltonians with nondegenerate Floquet spectrum. The corresponding Floquet states determine a geometric model for the moduli space of such Hamiltonians. The model is expressed in terms of configuration spaces, flag manifolds, and principal bundles. A corollary of the main result is the complete determination of the rational cohomology ring of the space of good periodic Hamiltonians. The paper also considers the adiabatic driving of a 1-parameter family of good periodic Hamiltonians. We formulate two conjectures describing the resulting asymptotic quantum evolution. These are Floquet analogues of the adiabatic theorem in quantum mechanics.

AI Summary

The paper studies the global geometry of smooth, period-one Hamiltonians on an $n$-dimensional complex Hilbert space $W$ whose monodromy operator has simple spectrum. It asks how their Floquet states encode the space $\mathcal H_F(W)$ of such Hamiltonians, and formulates geometric descriptions of evolution under slow variation of a periodic drive. The main theorem gives a diffeomorphism, natural under unitary isomorphisms, $\mathcal H_F(W)\cong\widetilde C_n(S^1)\times\Omega SU(W)\times\Omega\mathbb R\times F(W)$, where $F(W)$ is the complete flag manifold and $\widetilde C_n(S^1)$ is the universal cover of the unordered configuration space. The proof represents Hamiltonians by quasi-periodic orthonormal frames, quotients their phase and spectral-ordering freedoms, and uses determinant winding to select a unique representative. Since two factors are contractible, this gives $\mathcal H_F(W)\simeq\Omega SU(W)\times F(W)$ and determines its rational cohomology ring: a polynomial algebra with generator degrees $2,4,\ldots,2n-2$, tensored with the flag manifold’s coinvariant algebra. A related principal bundle is classified using eigenline Chern classes. For a fixed smooth path of these Hamiltonians traversed over time $O(N)$, an adiabatic conjecture predicts uniform $O(N^{-1})$ tracking of the frozen Floquet eigenline. A refinement specifies the endpoint state, including dynamical phases and parallel transport under a constructed Floquet connection, to the same accuracy. These dynamical statements remain conjectural: only a formal derivation is reported, with rigorous evolution and phase estimates deferred to future work. The setting is finite-dimensional and excludes degenerate monodromy spectra.

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This paper studies the moduli space of "good" periodic Hamiltonians, i.e., periodic Hamiltonians with nondegenerate Floquet spectrum. The corresponding Floquet states determine a geometric model for the moduli space of such Hamiltonians. The model is expressed in terms of configuration spaces, flag manifolds, and principal bundles. A corollary of the main result is the complete determination of the rational cohomology ring of the space of good periodic Hamiltonians.
The paper also considers the adiabatic driving of a 1-parameter family of good periodic Hamiltonians. We formulate two conjectures describing the resulting asymptotic quantum evolution. These are Floquet analogues of the adiabatic theorem in quantum mechanics.
The paper studies the global geometry of smooth, period-one Hamiltonians on an nnn-dimensional complex Hilbert space WWW whose monodromy operator has simple spectrum. It asks how their Floquet states encode the space HF(W)\mathcal H_F(W)HF​(W) of such Hamiltonians, and formulates geometric descriptions of evolution under slow variation of a periodic drive.
The main theorem gives a diffeomorphism, natural under unitary isomorphisms, HF(W)≅C~n(S1)×ΩSU(W)×ΩR×F(W)\mathcal H_F(W)\cong\widetilde C_n(S^1)\times\Omega SU(W)\times\Omega\mathbb R\times F(W)HF​(W)≅Cn​(S1)×ΩSU(W)×ΩR×F(W), where F(W)F(W)F(W) is the complete flag manifold and C~n(S1)\widetilde C_n(S^1)Cn​(S1) is the universal cover of the unordered configuration space. The proof represents Hamiltonians by quasi-periodic orthonormal frames, quotients their phase and spectral-ordering freedoms, and uses determinant winding to select a unique representative. Since two factors are contractible, this gives HF(W)≃ΩSU(W)×F(W)\mathcal H_F(W)\simeq\Omega SU(W)\times F(W)HF​(W)≃ΩSU(W)×F(W) and determines its rational cohomology ring: a polynomial algebra with generator degrees 2,4,…,2n−22,4,\ldots,2n-22,4,…,2n−2, tensored with the flag manifold’s coinvariant algebra. A related principal bundle is classified using eigenline Chern classes.
For a fixed smooth path of these Hamiltonians traversed over time O(N)O(N)O(N), an adiabatic conjecture predicts uniform O(N−1)O(N^{-1})O(N−1) tracking of the frozen Floquet eigenline. A refinement specifies the endpoint state, including dynamical phases and parallel transport under a constructed Floquet connection, to the same accuracy. These dynamical statements remain conjectural: only a formal derivation is reported, with rigorous evolution and phase estimates deferred to future work. The setting is finite-dimensional and excludes degenerate monodromy spectra.
We consider a quantum system periodically driven with a strength which varies slowly on the scale of the driving period. The analysis is based on a general formulation of the Floquet theory relying on the extended Hilbert space. It is shown that the dynamics of the system can be described in terms of a slowly varying effective Floquet Hamiltonian that captures the long-term evolution, as well as rapidly oscillating micromotion operators. We obtain a systematic high-frequency expansion of all these operators. Generalizing the previous studies, the expanded effective Hamiltonian is now time dependent and contains extra terms appearing due to changes in the periodic driving. The same applies to the micromotion operators which exhibit a slow temporal dependence in addition to the rapid oscillations. As an illustration, we consider a quantum-mechanical spin in an oscillating magnetic field with a slowly changing direction. The effective evolution of the spin is then associated with non-Abelian geometric phases reflecting the geometry of the extended Floquet space. The developed formalism is general and also applies to other periodically driven systems, such as shaken optical lattices with a time-dependent shaking strength, a situation relevant to the cold-atom experiments.
Holonomic quantum computing functions by transporting an adiabatically degenerate manifold of computational states around a closed loop in a control-parameter space; this cyclic evolution results in a non-Abelian geometric phase which may couple states within the manifold. Realizing the required degeneracy is challenging and typically requires auxiliary levels or intermediate-level couplings. One potential way to circumvent this is through Floquet engineering, where the periodic driving of a nondegenerate Hamiltonian leads to degenerate Floquet bands, and subsequently non-Abelian gauge structures may emerge. Here we present an experiment in ultracold Rb87 atoms where atomic spin states are dressed by modulated RF fields to induce periodic driving of a family of Hamiltonians linked through a fully tuneable parameter space. The adiabatic motion through this parameter space leads to the holonomic evolution of the degenerate spin states in SU(2) , characterized by a non-Abelian connection. We study the holonomic transformations of spin eigenstates in the presence of a background magnetic field, characterizing the fidelity of these single-qubit gate operations. Results indicate that while the Floquet engineering technique removes the need for explicit degeneracies, it inherits many of the same limitations present in degenerate systems. Published by the American Physical Society 2024
We present a formal geometric framework for the study of adiabatic quantum mechanics for arbitrary finite-dimensional non-degenerate Hamiltonians. This framework generalizes earlier holonomy interpretations of the geometric phase to non-cyclic states appearing for non-Hermitian Hamiltonians. We start with an investigation of the space of non-degenerate operators on a finite-dimensional state space. We then show how the energy bands of a Hamiltonian family form a covering space. Likewise, we show that the eigenrays form a bundle, a generalization of a principal bundle, which admits a natural connection yielding the (generalized) geometric phase. This bundle provides in addition a natural generalization of the quantum geometric tensor and derived tensors, and we show how it can incorporate the non-geometric dynamical phase as well. We finish by demonstrating how the bundle can be recast as a principal bundle, so that both the geometric phases and the permutations of eigenstates can be expressed simultaneously by means of standard holonomy theory.
We derive Floquet theory from quantum geometry. We identify quasienergy folding as a consequence of a broken gauge group of the adiabatic gauge potential U(1)↦ZU(1){\mapsto}\mathbb{Z}U(1)↦Z. Fixing instead the gauge freedom using the parallel-transport gauge uniquely decomposes Floquet dynamics into a purely geometric and a purely dynamical evolution. The dynamical average-energy operator provides an unambiguous sorting of the quasienergy spectrum, identifying a Floquet ground state and suggesting a way to define the filling of Floquet-Bloch bands. We exemplify the features of geometric Floquet theory using an exactly solvable XY model and a non-integrable kicked Ising chain. We elucidate the geometric origin of inherently nonequilibrium effects, like the πππ-quasienergy splitting in discrete time crystals or πππ-edge modes in anomalous Floquet topological insulators. The spectrum of the average-energy operator is a susceptible indicator for both heating and spatiotemporal symmetry-breaking transitions. Last, we demonstrate that the periodic lab frame Hamiltonian generates transitionless counterdiabatic driving for Floquet eigenstates. This work directly bridges seemingly unrelated areas of nonequilibrium physics.
We derive Floquet theory from quantum geometry. We identify quasienergy folding as a consequence of a broken gauge group of the adiabatic gauge potential U ( 1 ) ↦ Z . Fixing instead the gauge freedom using the parallel-transport gauge uniquely decomposes Floquet dynamics into a purely geometric and a purely dynamical evolution. The dynamical average-energy operator provides an unambiguous sorting of the quasienergy spectrum, identifying a Floquet ground state and suggesting a way to define the filling of Floquet-Bloch bands. We exemplify the features of geometric Floquet theory using an exactly solvable X Y model and a nonintegrable kicked Ising chain. We elucidate the geometric origin of inherently nonequilibrium effects, like the π -quasienergy splitting in discrete time crystals or π -edge modes in anomalous Floquet topological insulators. The spectrum of the average-energy operator is a susceptible indicator for both heating and spatiotemporal symmetry-breaking transitions. Last, we demonstrate that the periodic lab-frame Hamiltonian generates transitionless counterdiabatic driving for Floquet eigenstates. This work directly bridges seemingly unrelated areas of nonequilibrium physics.
Periodically driven quantum systems have emerged as one of the most versatile tools for quantum simulation, enabling the engineering of effective Hamiltonians, topological phases, and inherently nonequilibrium phenomena such as discrete time crystals. Yet fundamental challenges persist: from a spectral ambiguity that precludes a unique Floquet ground state to an inability to manipulate Floquet eigenstates beyond the adiabatic regime. This thesis demonstrates that counterdiabatic driving—a technique from adiabatic quantum control—provides a unifying framework to address these challenges. We first show that the periodic lab-frame Hamiltonian generates counterdiabatic driving for the Floquet eigenstates, revealing Floquet theory as an inverse counterdiabatic driving problem. Exploiting this equivalence, we develop geometric Floquet theory: a reformulation based on the parallel-transport gauge, which uniquely decomposes Floquet dynamics into a geometric contribution, encoded in Berry phases, and a dynamical contribution, generated by the average-energy operator. The average-energy operator provides an unambiguous sorting of the quasienergy spectrum, identifies a unique Floquet ground state at all drive frequencies, and serves as a sensitive diagnostic for heating and symmetry-breaking transitions. Inherently nonequilibrium phenomena—the 𝜋-quasienergy splitting of discrete time crystals and the anomalous edge modes of Floquet topological insulators—are traced to geometric phases. On the practical side, we exploit the intrinsic robustness of prethermal discrete time crystals for a highly frequency-selective DTC-based AC magnetic field sensing scheme and demonstrate it experimentally on a nuclear spin quantum simulator. We then generalize counterdiabatic driving to periodically driven systems. In particular, we derive a non-perturbative variational principle for the Floquet adiabatic gauge potential; this yields local, experimentally feasible control protocols for transitionless manipulation of Floquet states. We demonstrate this formalism on Floquet state preparation in an ultracold atom quantum simulator and many-body state transfer across a quantum phase transition, with significant improvements over unassisted protocols in both cases.