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Geometry and Adiabatic Control of Periodically Driven Quantum Systems

Paul Manuel Schindler

Published Jan 1, 2026• 0 citations
OpenAlex

Abstract

Periodically driven quantum systems have emerged as one of the most versatile tools for quantum simulation, enabling the engineering of effective Hamiltonians, topological phases, and inherently nonequilibrium phenomena such as discrete time crystals. Yet fundamental challenges persist: from a spectral ambiguity that precludes a unique Floquet ground state to an inability to manipulate Floquet eigenstates beyond the adiabatic regime. This thesis demonstrates that counterdiabatic driving—a technique from adiabatic quantum control—provides a unifying framework to address these challenges. We first show that the periodic lab-frame Hamiltonian generates counterdiabatic driving for the Floquet eigenstates, revealing Floquet theory as an inverse counterdiabatic driving problem. Exploiting this equivalence, we develop geometric Floquet theory: a reformulation based on the parallel-transport gauge, which uniquely decomposes Floquet dynamics into a geometric contribution, encoded in Berry phases, and a dynamical contribution, generated by the average-energy operator. The average-energy operator provides an unambiguous sorting of the quasienergy spectrum, identifies a unique Floquet ground state at all drive frequencies, and serves as a sensitive diagnostic for heating and symmetry-breaking transitions. Inherently nonequilibrium phenomena—the 𝜋-quasienergy splitting of discrete time crystals and the anomalous edge modes of Floquet topological insulators—are traced to geometric phases. On the practical side, we exploit the intrinsic robustness of prethermal discrete time crystals for a highly frequency-selective DTC-based AC magnetic field sensing scheme and demonstrate it experimentally on a nuclear spin quantum simulator. We then generalize counterdiabatic driving to periodically driven systems. In particular, we derive a non-perturbative variational principle for the Floquet adiabatic gauge potential; this yields local, experimentally feasible control protocols for transitionless manipulation of Floquet states. We demonstrate this formalism on Floquet state preparation in an ultracold atom quantum simulator and many-body state transfer across a quantum phase transition, with significant improvements over unassisted protocols in both cases.

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Counterdiabatic Driving for Periodically Driven Systems

Paul M. Schindler, Marin Bukov

Periodically driven systems have emerged as a useful technique to engineer the properties of quantum systems, and are in the process of being developed into a standard toolbox for quantum simulation. An outstanding challenge that leaves this toolbox incomplete is the manipulation of the states dressed by strong periodic drives. The state-of-the-art in Floquet control is the adiabatic change of parameters. Yet, this requires long protocols conflicting with the limited coherence times in experiments. To achieve fast control of nonequilibrium quantum matter, we generalize the notion of variational counterdiabatic driving away from equilibrium focusing on Floquet systems. We derive a nonperturbative variational principle to find local approximations to the adiabatic gauge potential for the effective Floquet Hamiltonian. It enables transitionless driving of Floquet eigenstates far away from the adiabatic regime. We discuss applications to two-level, Floquet band, and interacting periodically driven models. The developed technique allows us to capture nonperturbative photon resonances and obtain high-fidelity protocols that respect experimental limitations like the locality of the accessible control terms.

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We derive Floquet theory from quantum geometry. We identify quasienergy folding as a consequence of a broken gauge group of the adiabatic gauge potential U ( 1 ) ↦ Z . Fixing instead the gauge freedom using the parallel-transport gauge uniquely decomposes Floquet dynamics into a purely geometric and a purely dynamical evolution. The dynamical average-energy operator provides an unambiguous sorting of the quasienergy spectrum, identifying a Floquet ground state and suggesting a way to define the filling of Floquet-Bloch bands. We exemplify the features of geometric Floquet theory using an exactly solvable X Y model and a nonintegrable kicked Ising chain. We elucidate the geometric origin of inherently nonequilibrium effects, like the π -quasienergy splitting in discrete time crystals or π -edge modes in anomalous Floquet topological insulators. The spectrum of the average-energy operator is a susceptible indicator for both heating and spatiotemporal symmetry-breaking transitions. Last, we demonstrate that the periodic lab-frame Hamiltonian generates transitionless counterdiabatic driving for Floquet eigenstates. This work directly bridges seemingly unrelated areas of nonequilibrium physics.

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Clean, interacting, periodically driven systems are believed to thermalize to featureless, infinite-temperature states that preclude the formation of stable ordered states. Here, we show stable quantum order, distinct from prethermal order, and its phase transitions in the ground state of the average-energy operator. Decomposing the time evolution into geometric and average-energy dynamics, we apply Geometric Floquet theory to identify the Floquet ground state. We derive a general variational principle to compute the Floquet ground state in large interacting periodically driven systems, and use it to develop a matrix product state algorithm. In driven nonintegrable chains of more than 100 interacting spins, our numerical simulations exhibit a gapped, area-law entangled Floquet ground state in extended parameter regimes; the ground-state manifold can support both dressed equilibrium order (e.g., Floquet antiferromagnets) and inherently nonequilibrium order (e.g., ground-state time crystals). This quantum order is protected by a finite average-energy gap, which closes at phase transition points upon changing model parameters. We decompose Floquet phases of matter into their equilibrium and nonequilibrium elements: whereas the Floquet ground state at any fixed time is a representative of an equilibrium phase of matter, the nonequilibrium content is entirely produced by the drive holonomy and is geometric. Finally, we identify quasilocal counterdiabatic driving as a mechanism for the stability against heating of gapped Floquet ground states in nonintegrable quantum systems, and argue why Floquet ground states evade the Eigenstate Thermalization Hypothesis. Our work enables the study of interacting nonequilibrium matter deep into the many-body regime, and lays the foundations for the engineering of strongly correlated ordered quantum states.

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We derive Floquet theory from quantum geometry. We identify quasienergy folding as a consequence of a broken gauge group of the adiabatic gauge potential $U(1){\mapsto}\mathbb{Z}$. Fixing instead the gauge freedom using the parallel-transport gauge uniquely decomposes Floquet dynamics into a purely geometric and a purely dynamical evolution. The dynamical average-energy operator provides an unambiguous sorting of the quasienergy spectrum, identifying a Floquet ground state and suggesting a way to define the filling of Floquet-Bloch bands. We exemplify the features of geometric Floquet theory using an exactly solvable XY model and a non-integrable kicked Ising chain. We elucidate the geometric origin of inherently nonequilibrium effects, like the $π$-quasienergy splitting in discrete time crystals or $π$-edge modes in anomalous Floquet topological insulators. The spectrum of the average-energy operator is a susceptible indicator for both heating and spatiotemporal symmetry-breaking transitions. Last, we demonstrate that the periodic lab frame Hamiltonian generates transitionless counterdiabatic driving for Floquet eigenstates. This work directly bridges seemingly unrelated areas of nonequilibrium physics.

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Floquet engineering in periodically driven closed quantum systems: from dynamical localisation to ultracold topological matter

Marin Bukov

This dissertation presents a self-contained study of periodically-driven quantum systems. Following a brief introduction to Floquet theory, we introduce the inverse-frequency expansion, variants of which include the Floquet-Magnus, van Vleck, and Brillouin-Wigner expansions. We reveal that the convergence properties of these expansions depend strongly on the rotating frame chosen, and relate the former to the existence of Floquet resonances in the quasienergy spectrum. The theoretical design and experimental realisation (`engineering') of novel Floquet Hamiltonians is discussed introducing three universal high-frequency limits for systems comprising single-particle and many-body linear and nonlinear models. The celebrated Schrieffer-Wolff transformation for strongly-correlated quantum systems is generalised to periodically-driven systems, and a systematic approach to calculate higher-order corrections to the Rotating Wave Approximation is presented. Next, we develop Floquet adiabatic perturbation theory from first principles, and discuss extensively the adiabatic state preparation and the corresponding leading-order non-adiabatic corrections. Special emphasis is thereby put on geometrical and topological objects, such as the Floquet Berry curvature and the Floquet Chern number obtained within linear response in the presence of the drive. Last, pre-thermalisation and thermalisation in closed, clean periodically-driven quantum systems are studied in detail, with the focus put on the crucial role of Floquet many-body resonances for energy absorption.

•Jan 1, 2017•0 citations

Periodically driven many-body quantum systems : Quantum Ratchets, Topological States and the Floquet-Boltzmann Equation

Maximilian Genske

Controlling and manipulating complex many-body quantum systems will be a key ingredient \nfor the development of next-generation technologies. While the realisation of a \nuniversal quantum machine is still out of reach, in recent years experimental systems of \nultracold atoms have already evolved into a vivid field of research for quantum simulation. \nCrucially, such systems even allow for the successful quantum engineering of targeted \nmany-body systems by means of coherent periodic driving. The essential properties of \nthese Floquet systems encompass two main aspects: fast driving facilitates the simulation \nof effective static systems, and interactions lead to unique heating effects as energy is only \nconserved modulo the driving frequency. Within this thesis we theoretically study both \nof these aspects in respective model systems. \nIn part I of this thesis, we investigate the dynamics of excitations of a bosonic Mott \ninsulator in a designed one-dimensional Floquet system. Here, periodic driving in combination \nwith breaking all mirror symmetries of the system can induce directed motion of \nparticles. In the limit of small excitation densities, the effectively non-interacting quantum \nratchet determines the motion of holes and doublons in the Mott insulator and can in fact \nbe used to manipulate the dynamics of such. This little quantum machine can also be \nused to drive particles against an external force, where transport is possible but requires \nthe fulfilment of a commensurability condition for long times. \nIn part II, we discuss the role of interactions for periodically driven systems by means \nof a Floquet version of the Boltzmann equation. Starting from the Keldysh approach, \nwe develop this semiclassical formalism based on a clear separation of time scales. The \nresult is a description of the dynamics and the scattering of Floquet quasiparticles in \nsuch systems. Here, the property of discrete energy violation is naturally encoded in our \nformalism predicting the heating of interacting Floquet systems to infinite temperatures in \nthe long-time limit. As a first application of this approach, we investigate a cold atom setup \nrealising the Haldane model by means of periodic shaking. While homogeneous systems \nheat up globally, a confining potential evokes thermoelectric transport effects resulting \nfrom spatially dependent heating characteristics. Moreover, we show that the interplay \nof intrinsic heating, macroscopic diffusion and non-trivial topological properties of the \nHaldane model lead to an anomalous Floquet-Nernst effect, which describes anomalous \nparticle transport as the result of developing temperature gradients. \nIn part III, we elaborate on the quantum simulator aspect of ultracold atoms by providing \na theoretical framework for a possible simulation of a topological edge state in a \none-dimensional optical lattice. In this case, the one-dimensional Dirac equation with \nspatially varying mass is important, which captures the topological properties of a corresponding \nsystem of the BDI symmetry class. We analytically discuss such system and \ninvestigate the role of mean-field interaction effects. We also identify the emergence of \ndynamical instabilities in a realisation with bosonic atoms.

•Oct 1, 2017•1 citation
Periodically driven quantum systems have emerged as one of the most versatile tools for quantum simulation, enabling the engineering of effective Hamiltonians, topological phases, and inherently nonequilibrium phenomena such as discrete time crystals. Yet fundamental challenges persist: from a spectral ambiguity that precludes a unique Floquet ground state to an inability to manipulate Floquet eigenstates beyond the adiabatic regime. This thesis demonstrates that counterdiabatic driving—a technique from adiabatic quantum control—provides a unifying framework to address these challenges. We first show that the periodic lab-frame Hamiltonian generates counterdiabatic driving for the Floquet eigenstates, revealing Floquet theory as an inverse counterdiabatic driving problem. Exploiting this equivalence, we develop geometric Floquet theory: a reformulation based on the parallel-transport gauge, which uniquely decomposes Floquet dynamics into a geometric contribution, encoded in Berry phases, and a dynamical contribution, generated by the average-energy operator. The average-energy operator provides an unambiguous sorting of the quasienergy spectrum, identifies a unique Floquet ground state at all drive frequencies, and serves as a sensitive diagnostic for heating and symmetry-breaking transitions. Inherently nonequilibrium phenomena—the 𝜋-quasienergy splitting of discrete time crystals and the anomalous edge modes of Floquet topological insulators—are traced to geometric phases. On the practical side, we exploit the intrinsic robustness of prethermal discrete time crystals for a highly frequency-selective DTC-based AC magnetic field sensing scheme and demonstrate it experimentally on a nuclear spin quantum simulator. We then generalize counterdiabatic driving to periodically driven systems. In particular, we derive a non-perturbative variational principle for the Floquet adiabatic gauge potential; this yields local, experimentally feasible control protocols for transitionless manipulation of Floquet states. We demonstrate this formalism on Floquet state preparation in an ultracold atom quantum simulator and many-body state transfer across a quantum phase transition, with significant improvements over unassisted protocols in both cases.
Periodically driven systems have emerged as a useful technique to engineer the properties of quantum systems, and are in the process of being developed into a standard toolbox for quantum simulation. An outstanding challenge that leaves this toolbox incomplete is the manipulation of the states dressed by strong periodic drives. The state-of-the-art in Floquet control is the adiabatic change of parameters. Yet, this requires long protocols conflicting with the limited coherence times in experiments. To achieve fast control of nonequilibrium quantum matter, we generalize the notion of variational counterdiabatic driving away from equilibrium focusing on Floquet systems. We derive a nonperturbative variational principle to find local approximations to the adiabatic gauge potential for the effective Floquet Hamiltonian. It enables transitionless driving of Floquet eigenstates far away from the adiabatic regime. We discuss applications to two-level, Floquet band, and interacting periodically driven models. The developed technique allows us to capture nonperturbative photon resonances and obtain high-fidelity protocols that respect experimental limitations like the locality of the accessible control terms.
We derive Floquet theory from quantum geometry. We identify quasienergy folding as a consequence of a broken gauge group of the adiabatic gauge potential U ( 1 ) ↦ Z . Fixing instead the gauge freedom using the parallel-transport gauge uniquely decomposes Floquet dynamics into a purely geometric and a purely dynamical evolution. The dynamical average-energy operator provides an unambiguous sorting of the quasienergy spectrum, identifying a Floquet ground state and suggesting a way to define the filling of Floquet-Bloch bands. We exemplify the features of geometric Floquet theory using an exactly solvable X Y model and a nonintegrable kicked Ising chain. We elucidate the geometric origin of inherently nonequilibrium effects, like the π -quasienergy splitting in discrete time crystals or π -edge modes in anomalous Floquet topological insulators. The spectrum of the average-energy operator is a susceptible indicator for both heating and spatiotemporal symmetry-breaking transitions. Last, we demonstrate that the periodic lab-frame Hamiltonian generates transitionless counterdiabatic driving for Floquet eigenstates. This work directly bridges seemingly unrelated areas of nonequilibrium physics.
Clean, interacting, periodically driven systems are believed to thermalize to featureless, infinite-temperature states that preclude the formation of stable ordered states. Here, we show stable quantum order, distinct from prethermal order, and its phase transitions in the ground state of the average-energy operator. Decomposing the time evolution into geometric and average-energy dynamics, we apply Geometric Floquet theory to identify the Floquet ground state. We derive a general variational principle to compute the Floquet ground state in large interacting periodically driven systems, and use it to develop a matrix product state algorithm. In driven nonintegrable chains of more than 100 interacting spins, our numerical simulations exhibit a gapped, area-law entangled Floquet ground state in extended parameter regimes; the ground-state manifold can support both dressed equilibrium order (e.g., Floquet antiferromagnets) and inherently nonequilibrium order (e.g., ground-state time crystals). This quantum order is protected by a finite average-energy gap, which closes at phase transition points upon changing model parameters. We decompose Floquet phases of matter into their equilibrium and nonequilibrium elements: whereas the Floquet ground state at any fixed time is a representative of an equilibrium phase of matter, the nonequilibrium content is entirely produced by the drive holonomy and is geometric. Finally, we identify quasilocal counterdiabatic driving as a mechanism for the stability against heating of gapped Floquet ground states in nonintegrable quantum systems, and argue why Floquet ground states evade the Eigenstate Thermalization Hypothesis. Our work enables the study of interacting nonequilibrium matter deep into the many-body regime, and lays the foundations for the engineering of strongly correlated ordered quantum states.
We derive Floquet theory from quantum geometry. We identify quasienergy folding as a consequence of a broken gauge group of the adiabatic gauge potential U(1)↦ZU(1){\mapsto}\mathbb{Z}U(1)↦Z. Fixing instead the gauge freedom using the parallel-transport gauge uniquely decomposes Floquet dynamics into a purely geometric and a purely dynamical evolution. The dynamical average-energy operator provides an unambiguous sorting of the quasienergy spectrum, identifying a Floquet ground state and suggesting a way to define the filling of Floquet-Bloch bands. We exemplify the features of geometric Floquet theory using an exactly solvable XY model and a non-integrable kicked Ising chain. We elucidate the geometric origin of inherently nonequilibrium effects, like the πππ-quasienergy splitting in discrete time crystals or πππ-edge modes in anomalous Floquet topological insulators. The spectrum of the average-energy operator is a susceptible indicator for both heating and spatiotemporal symmetry-breaking transitions. Last, we demonstrate that the periodic lab frame Hamiltonian generates transitionless counterdiabatic driving for Floquet eigenstates. This work directly bridges seemingly unrelated areas of nonequilibrium physics.
This dissertation presents a self-contained study of periodically-driven quantum systems. Following a brief introduction to Floquet theory, we introduce the inverse-frequency expansion, variants of which include the Floquet-Magnus, van Vleck, and Brillouin-Wigner expansions. We reveal that the convergence properties of these expansions depend strongly on the rotating frame chosen, and relate the former to the existence of Floquet resonances in the quasienergy spectrum. The theoretical design and experimental realisation (`engineering') of novel Floquet Hamiltonians is discussed introducing three universal high-frequency limits for systems comprising single-particle and many-body linear and nonlinear models. The celebrated Schrieffer-Wolff transformation for strongly-correlated quantum systems is generalised to periodically-driven systems, and a systematic approach to calculate higher-order corrections to the Rotating Wave Approximation is presented. Next, we develop Floquet adiabatic perturbation theory from first principles, and discuss extensively the adiabatic state preparation and the corresponding leading-order non-adiabatic corrections. Special emphasis is thereby put on geometrical and topological objects, such as the Floquet Berry curvature and the Floquet Chern number obtained within linear response in the presence of the drive. Last, pre-thermalisation and thermalisation in closed, clean periodically-driven quantum systems are studied in detail, with the focus put on the crucial role of Floquet many-body resonances for energy absorption.
Controlling and manipulating complex many-body quantum systems will be a key ingredient \nfor the development of next-generation technologies. While the realisation of a \nuniversal quantum machine is still out of reach, in recent years experimental systems of \nultracold atoms have already evolved into a vivid field of research for quantum simulation. \nCrucially, such systems even allow for the successful quantum engineering of targeted \nmany-body systems by means of coherent periodic driving. The essential properties of \nthese Floquet systems encompass two main aspects: fast driving facilitates the simulation \nof effective static systems, and interactions lead to unique heating effects as energy is only \nconserved modulo the driving frequency. Within this thesis we theoretically study both \nof these aspects in respective model systems. \nIn part I of this thesis, we investigate the dynamics of excitations of a bosonic Mott \ninsulator in a designed one-dimensional Floquet system. Here, periodic driving in combination \nwith breaking all mirror symmetries of the system can induce directed motion of \nparticles. In the limit of small excitation densities, the effectively non-interacting quantum \nratchet determines the motion of holes and doublons in the Mott insulator and can in fact \nbe used to manipulate the dynamics of such. This little quantum machine can also be \nused to drive particles against an external force, where transport is possible but requires \nthe fulfilment of a commensurability condition for long times. \nIn part II, we discuss the role of interactions for periodically driven systems by means \nof a Floquet version of the Boltzmann equation. Starting from the Keldysh approach, \nwe develop this semiclassical formalism based on a clear separation of time scales. The \nresult is a description of the dynamics and the scattering of Floquet quasiparticles in \nsuch systems. Here, the property of discrete energy violation is naturally encoded in our \nformalism predicting the heating of interacting Floquet systems to infinite temperatures in \nthe long-time limit. As a first application of this approach, we investigate a cold atom setup \nrealising the Haldane model by means of periodic shaking. While homogeneous systems \nheat up globally, a confining potential evokes thermoelectric transport effects resulting \nfrom spatially dependent heating characteristics. Moreover, we show that the interplay \nof intrinsic heating, macroscopic diffusion and non-trivial topological properties of the \nHaldane model lead to an anomalous Floquet-Nernst effect, which describes anomalous \nparticle transport as the result of developing temperature gradients. \nIn part III, we elaborate on the quantum simulator aspect of ultracold atoms by providing \na theoretical framework for a possible simulation of a topological edge state in a \none-dimensional optical lattice. In this case, the one-dimensional Dirac equation with \nspatially varying mass is important, which captures the topological properties of a corresponding \nsystem of the BDI symmetry class. We analytically discuss such system and \ninvestigate the role of mean-field interaction effects. We also identify the emergence of \ndynamical instabilities in a realisation with bosonic atoms.