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arXiv:2410.07029

Geometric Floquet theory

Paul M. Schindler, Marin Bukov

Published Oct 9, 2024• 0 citations
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Abstract

We derive Floquet theory from quantum geometry. We identify quasienergy folding as a consequence of a broken gauge group of the adiabatic gauge potential $U(1){\mapsto}\mathbb{Z}$. Fixing instead the gauge freedom using the parallel-transport gauge uniquely decomposes Floquet dynamics into a purely geometric and a purely dynamical evolution. The dynamical average-energy operator provides an unambiguous sorting of the quasienergy spectrum, identifying a Floquet ground state and suggesting a way to define the filling of Floquet-Bloch bands. We exemplify the features of geometric Floquet theory using an exactly solvable XY model and a non-integrable kicked Ising chain. We elucidate the geometric origin of inherently nonequilibrium effects, like the $π$-quasienergy splitting in discrete time crystals or $π$-edge modes in anomalous Floquet topological insulators. The spectrum of the average-energy operator is a susceptible indicator for both heating and spatiotemporal symmetry-breaking transitions. Last, we demonstrate that the periodic lab frame Hamiltonian generates transitionless counterdiabatic driving for Floquet eigenstates. This work directly bridges seemingly unrelated areas of nonequilibrium physics.

DOI
10.48550/arxiv.2410.07029

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We derive Floquet theory from quantum geometry. We identify quasienergy folding as a consequence of a broken gauge group of the adiabatic gauge potential U(1)↦ZU(1){\mapsto}\mathbb{Z}U(1)↦Z. Fixing instead the gauge freedom using the parallel-transport gauge uniquely decomposes Floquet dynamics into a purely geometric and a purely dynamical evolution. The dynamical average-energy operator provides an unambiguous sorting of the quasienergy spectrum, identifying a Floquet ground state and suggesting a way to define the filling of Floquet-Bloch bands. We exemplify the features of geometric Floquet theory using an exactly solvable XY model and a non-integrable kicked Ising chain. We elucidate the geometric origin of inherently nonequilibrium effects, like the πππ-quasienergy splitting in discrete time crystals or πππ-edge modes in anomalous Floquet topological insulators. The spectrum of the average-energy operator is a susceptible indicator for both heating and spatiotemporal symmetry-breaking transitions. Last, we demonstrate that the periodic lab frame Hamiltonian generates transitionless counterdiabatic driving for Floquet eigenstates. This work directly bridges seemingly unrelated areas of nonequilibrium physics.
We derive Floquet theory from quantum geometry. We identify quasienergy folding as a consequence of a broken gauge group of the adiabatic gauge potential U ( 1 ) ↦ Z . Fixing instead the gauge freedom using the parallel-transport gauge uniquely decomposes Floquet dynamics into a purely geometric and a purely dynamical evolution. The dynamical average-energy operator provides an unambiguous sorting of the quasienergy spectrum, identifying a Floquet ground state and suggesting a way to define the filling of Floquet-Bloch bands. We exemplify the features of geometric Floquet theory using an exactly solvable X Y model and a nonintegrable kicked Ising chain. We elucidate the geometric origin of inherently nonequilibrium effects, like the π -quasienergy splitting in discrete time crystals or π -edge modes in anomalous Floquet topological insulators. The spectrum of the average-energy operator is a susceptible indicator for both heating and spatiotemporal symmetry-breaking transitions. Last, we demonstrate that the periodic lab-frame Hamiltonian generates transitionless counterdiabatic driving for Floquet eigenstates. This work directly bridges seemingly unrelated areas of nonequilibrium physics.
Clean, interacting, periodically driven systems are believed to thermalize to featureless, infinite-temperature states that preclude the formation of stable ordered states. Here, we show stable quantum order, distinct from prethermal order, and its phase transitions in the ground state of the average-energy operator. Decomposing the time evolution into geometric and average-energy dynamics, we apply Geometric Floquet theory to identify the Floquet ground state. We derive a general variational principle to compute the Floquet ground state in large interacting periodically driven systems, and use it to develop a matrix product state algorithm. In driven nonintegrable chains of more than 100 interacting spins, our numerical simulations exhibit a gapped, area-law entangled Floquet ground state in extended parameter regimes; the ground-state manifold can support both dressed equilibrium order (e.g., Floquet antiferromagnets) and inherently nonequilibrium order (e.g., ground-state time crystals). This quantum order is protected by a finite average-energy gap, which closes at phase transition points upon changing model parameters. We decompose Floquet phases of matter into their equilibrium and nonequilibrium elements: whereas the Floquet ground state at any fixed time is a representative of an equilibrium phase of matter, the nonequilibrium content is entirely produced by the drive holonomy and is geometric. Finally, we identify quasilocal counterdiabatic driving as a mechanism for the stability against heating of gapped Floquet ground states in nonintegrable quantum systems, and argue why Floquet ground states evade the Eigenstate Thermalization Hypothesis. Our work enables the study of interacting nonequilibrium matter deep into the many-body regime, and lays the foundations for the engineering of strongly correlated ordered quantum states.
Periodically driven quantum systems have emerged as one of the most versatile tools for quantum simulation, enabling the engineering of effective Hamiltonians, topological phases, and inherently nonequilibrium phenomena such as discrete time crystals. Yet fundamental challenges persist: from a spectral ambiguity that precludes a unique Floquet ground state to an inability to manipulate Floquet eigenstates beyond the adiabatic regime. This thesis demonstrates that counterdiabatic driving—a technique from adiabatic quantum control—provides a unifying framework to address these challenges. We first show that the periodic lab-frame Hamiltonian generates counterdiabatic driving for the Floquet eigenstates, revealing Floquet theory as an inverse counterdiabatic driving problem. Exploiting this equivalence, we develop geometric Floquet theory: a reformulation based on the parallel-transport gauge, which uniquely decomposes Floquet dynamics into a geometric contribution, encoded in Berry phases, and a dynamical contribution, generated by the average-energy operator. The average-energy operator provides an unambiguous sorting of the quasienergy spectrum, identifies a unique Floquet ground state at all drive frequencies, and serves as a sensitive diagnostic for heating and symmetry-breaking transitions. Inherently nonequilibrium phenomena—the 𝜋-quasienergy splitting of discrete time crystals and the anomalous edge modes of Floquet topological insulators—are traced to geometric phases. On the practical side, we exploit the intrinsic robustness of prethermal discrete time crystals for a highly frequency-selective DTC-based AC magnetic field sensing scheme and demonstrate it experimentally on a nuclear spin quantum simulator. We then generalize counterdiabatic driving to periodically driven systems. In particular, we derive a non-perturbative variational principle for the Floquet adiabatic gauge potential; this yields local, experimentally feasible control protocols for transitionless manipulation of Floquet states. We demonstrate this formalism on Floquet state preparation in an ultracold atom quantum simulator and many-body state transfer across a quantum phase transition, with significant improvements over unassisted protocols in both cases.
The manifestations of topology are ubiquitous in condensed matter physics. One of the most striking examples is the integer quantum Hall effect, which served as a theoretical basis for developing many classes of new materials in the last years such as topological insulators. It has been realized that topology can manifest itself also in time-dependent quantum systems. The question that we try to address in this thesis is how much of these topological structures can be harnessed in the realistic dynamics of a periodically driven closed quantum system. We investigate two kinds of topological periodically driven systems Thouless pumping and Floquet Chern insulators. Our analysis shows that the nonequilibrium occupations of the eigenvalues of the Floquet Hamiltonian, the so called quasienergies, play a crucial role. In the case of Thouless pumping we analysed the pumped charge averaged over many cycles and discovered that the corrections to perfect quantization of the pumped charge are actually quadratic in the frequency of the driving for a suddenly switched-on driving. In the case of Floquet Chern insulators, we studied fermions on the honeycomb lattice subjected to a circularly polarised field. We found that while the quasienergy bulk states can be populated in a controlled way, edge states get unavoidable excitations due to exponentially small gaps preventing adiabaticity. These defects reflect in nonequilibrium currents flowing at the edges, that can be manipulated by tailoring the parameters of the periodic driving. Nevertheless, the nonequilibrium state undergoes a generalized form of topological transition, thanks to the controlled population of bulk states. We describe it with a generalized version of the Chern marker of Bianco and Resta
We reformulate the Floquet theory for periodically driven quantum systems following a perfect analogy with the proof of the Bloch theorem. We observe that the current standard method for calculating the Floquet eigenstates using the quasienergy alone is incomplete and unstable and pinpoint an overlooked quantum number, the average energy. This new quantum number resolves many shortcomings of the Floquet method stemming from the quasienergy degeneracy issues, particularly in the continuum limit. Using the average-energy quantum number, we get properties similar to those of the static energy, including a unique lower-bounded ordering of the Floquet states, from which we define a ground state, and a variational method for calculating the Floquet states. This is a first step towards reformulating Floquet first-principles methods, which have long been thought to be incompatible due to the limitations of the quasienergy.
Recent works have demonstrated that the Floquet–Bloch bands of periodically-driven systems feature a richer topological structure than their non-driven counterparts. The additional structure in the driven case arises from the periodicity of quasienergy, the energy-like quantity that defines the spectrum of a periodically-driven system. Here we develop a new paradigm for the topological classification of Floquet–Bloch bands, based on the time-dependent spectrum of the driven system's evolution operator throughout one driving period. Specifically, we show that this spectrum may host topologically-protected degeneracies at intermediate times, which control the topology of the Floquet bands of the full driving cycle. This approach provides a natural framework for incorporating the role of symmetries, enabling a unified and complete classification of Floquet–Bloch bands and yielding new insight into the topological features that distinguish driven and non-driven systems.