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arXiv:2609.35977

Topological Band Theory for High-Dimensional Parameter Spaces

Vivek Chakrabhavi, Walt Chavarria, Jonathan J. Heckman, Steven Rayan

cond-mat.mes-hallhep-thmath-phmath.AGquant-phSubmitted Sep 28, 2026• Announced Sep 30, 2026
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Abstract

We study the topological band theory of quantum Hall systems in which the adiabatic flux parameters of an external gauge potential form a high-dimensional manifold. This situation arises both for strongly correlated matter on spatial Riemann surfaces of genus $g > 1$, as well as in the formal study of matter on compact oriented manifolds of dimension $4\ell+2 = 2p$ coupled to $p$-form gauge potentials. In these cases, the underlying topological invariants defined over the parameter space are significantly richer than the low-dimensional (i.e., two-dimensional) case and involve both the curvature (i.e., first Chern class) as well as higher order curvature invariants. These higher curvature invariants correspond to topologically protected contributions to Kubo-like formulae, constructed from correlation functions of the physical current operators. We illustrate these general considerations with an explicit example from hyperbolic band theory based on the genus-two Bolza Riemann surface, a case which has recently been simulated on a synthetic-dimension platform.

Comments
24 pages, 4 figures

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We study the topological band theory of quantum Hall systems in which the adiabatic flux parameters of an external gauge potential form a high-dimensional manifold. This situation arises both for strongly correlated matter on spatial Riemann surfaces of genus g>1g > 1g>1, as well as in the formal study of matter on compact oriented manifolds of dimension 4ℓ+2=2p4\ell+2 = 2p4ℓ+2=2p coupled to ppp-form gauge potentials. In these cases, the underlying topological invariants defined over the parameter space are significantly richer than the low-dimensional (i.e., two-dimensional) case and involve both the curvature (i.e., first Chern class) as well as higher order curvature invariants. These higher curvature invariants correspond to topologically protected contributions to Kubo-like formulae, constructed from correlation functions of the physical current operators. We illustrate these general considerations with an explicit example from hyperbolic band theory based on the genus-two Bolza Riemann surface, a case which has recently been simulated on a synthetic-dimension platform.
In the presence of symmetry-protection, topological invariants of topological phases of matter in free fermion systems, e.g., topological band insulators, can be directly computed via the properties of band structure. Nevertheless, it is usually difficult to extract topological invariants in strongly-correlated topological phases of matter in which band structure is not well-defined. One typical example is the fractional quantum Hall effect whose low-energy physics is governed by Chern-Simons topological gauge theory and Hall conductivity plateaus involve extremely fruitful physics of strong correlation. In this article, we focus on intrinsic topological order (iTO), symmetry-protected topological phases (SPT), and symmetry-enriched topological phases (SET) in boson and spin systems. Through gauge field-theoretical approach, we review some research progress on these topological phases of matter from the aspects of projective construction, low-energy effective theory and topological response theory.
Hyperbolic lattices are a new type of synthetic quantum matter emulated in circuit quantum electrodynamics and electric-circuit networks, where particles coherently hop on a discrete tessellation of two-dimensional negatively curved space. While real-space methods and a reciprocal-space hyperbolic band theory have been recently proposed to analyze the energy spectra of those systems, discrepancies between the two sets of approaches remain. In this work, we reconcile those approaches by first establishing an equivalence between hyperbolic band theory and U(N) topological Yang-Mills theory on higher-genus Riemann surfaces. We then show that moments of the density of states of hyperbolic tight-binding models correspond to expectation values of Wilson loops in the quantum gauge theory and become exact in the large-N limit.
Abstract In topological insulators and topological superconductors, the discrete jump of the topological invariant upon tuning a certain system parameter defines a topological phase transition. A unified framework is employed to address the quantum criticality of the topological phase transitions in one to three spatial dimensions, which simultaneously incorporates the symmetry classification, order of band crossing, m -fold rotational symmetry, correlation functions, critical exponents, scaling laws, and renormalization group approach. We first classify higher-order Dirac models according to the time-reversal, particle-hole, and chiral symmetries, and determine the even–oddness of the order of band crossing in each symmetry class. The even–oddness further constrains the rotational symmetry m permitted in a symmetry class. Expressing the topological invariant in terms of a momentum space integration over a curvature function, the order of band crossing determines the critical exponent of the curvature function, as well as that of the Wannier state correlation function introduced through the Fourier transform of the curvature function. The conservation of topological invariant further yields a scaling law between critical exponents. In addition, a renormalization group approach based on deforming the curvature function is demonstrated for all dimensions and symmetry classes. Through clarification of how the critical quantities, including the jump of the topological invariant and critical exponents, depend on the nonspatial and the rotational symmetry, our work introduces the notion of universality class into the description of topological phase transitions.
A family of finite-dimensional quantum systems with a nondegenerate ground state gives rise to a closed two-form on the parameter space, the curvature of the Berry connection. Its integral over a surface detects the presence of degeneracy points inside the volume enclosed by the surface. We seek generalizations of the Berry curvature to gapped many-body systems in DDD spatial dimensions which can detect gapless or degenerate points in the phase diagram of a system. Field theory predicts that in spatial dimension DDD the analog of the Berry curvature is a closed (D+2)(D+2)(D+2)-form on the parameter space (the Wess-Zumino-Witten form). We construct such closed forms for arbitrary families of gapped interacting lattice systems in all dimensions. We show that whenever the integral of the Wess-Zumino-Witten form over a (D+2)(D+2)(D+2)-dimensional surface in the parameter space is nonzero, there must be gapless edge modes for at least one value of the parameters. These edge modes arise even when the bulk system is in a trivial phase for all values of the parameters and are protected by the nontrivial topology of the phase diagram.
In this article, we study quantum critical phenomena in surfaces of symmetry-protected topological matter, i.e., surface topological quantum criticality. A generic phase boundary of gapless surfaces in a symmetry-protected state shall be a codimension one manifold in an interaction parameter space of dimension Dp{D}_{p}Dp​ (where ppp refers to the parameter space) where the value of Dp{D}_{p}Dp​ further depends on bulk topologies. In the context of fermionic topological insulators that we focus on, Dp{D}_{p}Dp​ depends on the number of half-Dirac cones N\mathcal{N}N. We construct such manifolds explicitly for a few interaction parameter spaces with various Dp{D}_{p}Dp​ values. Most importantly, we further illustrate that in cases with Dp=3{D}_{p}=3Dp​=3 and 6, there are submanifolds of fixed points that dictate the universalities of surface topological quantum criticality. These infrared stable manifolds are associated with emergent symmetries in the renormalization-group-equation flow naturally appearing in the loop expansion. Unlike in the usual order-disorder quantum critical phenomena, typically governed by an isolated Wilson-Fisher fixed point, we find in the one-loop approximation surface topological quantum criticalities are naturally captured by conformal manifolds where the number of marginal operators uniquely determines their codimensions. Isolated strong-coupling fixed points also appear, usually as the endpoints in the phase boundary of surface topological quantum phases. However, their extreme infrared instabilities along multiple directions suggest that they shall be related to multicritical surface topological quantum critical phenomena rather than generic surface topological quantum criticality. We also discuss and classify higher-loop symmetry-breaking effects, which can either distort the conformal manifolds or further break the conformal manifolds down to a few distinct fixed points.
We propose a systematic wave-function-based approach to construct topological invariants for families of lattice systems that are short-range entangled using local parameter spaces. This construction is particularly suitable when given a family of tensor networks that can be viewed as the ground states of ddd-dimensional lattice systems, for which we construct the closed (d+2)(d+2)(d+2)-form higher Berry curvature, which is a generalization of the well-known 2-form Berry curvature. Such (d+2)(d+2)(d+2)-form higher Berry curvature characterizes a flow of (d+1)(d+1)(d+1)-form higher Berry curvature in the system. Our construction is equally suitable for constructing other higher pumps, such as the (higher) Thouless pump in the presence of a global onsite U(1)\mathrm{U}(1)U(1) symmetry, which corresponds to a closed ddd-form. The cohomology classes of such higher differential forms are topological invariants and are expected to be quantized for short-range entangled states. We illustrate our construction with exactly solvable lattice models that are in nontrivial higher Berry classes in d=2d=2d=2.