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Acta Physica Sinica

Gauge theory of strongly-correlated symmetric topological Phases

Peng Ye

Published Jan 1, 2020• 3 citations
Publisher

Abstract

In the presence of symmetry-protection, topological invariants of topological phases of matter in free fermion systems, e.g., topological band insulators, can be directly computed via the properties of band structure. Nevertheless, it is usually difficult to extract topological invariants in strongly-correlated topological phases of matter in which band structure is not well-defined. One typical example is the fractional quantum Hall effect whose low-energy physics is governed by Chern-Simons topological gauge theory and Hall conductivity plateaus involve extremely fruitful physics of strong correlation. In this article, we focus on intrinsic topological order (iTO), symmetry-protected topological phases (SPT), and symmetry-enriched topological phases (SET) in boson and spin systems. Through gauge field-theoretical approach, we review some research progress on these topological phases of matter from the aspects of projective construction, low-energy effective theory and topological response theory.

DOI
10.7498/aps.69.20200197

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Topological phases of matter are purely quantum mechanical and have no classical analogue. Most phases in nature can be classified and studied classically through the concept of symmetry breaking and its theoretical description, Landau-Ginzburg field theory. In contrast to the general wisdom of Landau-Ginzburg field theory, the topological phases share the same symmetry as a trivial insulator and still are different phases. Having gapped spectrum in bulk, they support a metallic edge excition robust against symmetry-respecting perturbation or an emergent fractional excitation in bulk. Following after fractional quantum Hall fluids, many topologically orderd phases, such as spin liquids and topological insulators, have been found and studied. Spin liquids are disordered phases of frustrated antiferromagnets and do not freeze and order even at the lowest temperature. 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Also we discuss the zero-temperature phase diagram of a thin film three dimensional topological insulators with two competing mass terms: time-reversal symmetric exciton condensation and time-reversal symmetry breaking Zeeman effect. There are two phases, quantum spin Hall phase and quantum anomalous Hall phase, and both phases support fractional excitations. We derive an effective topological field theory for the fractional excitations and examine the origin of the fractional excitations. Next we consider the relatives of the topological insulators. First we discuss the proximate symmetry broken phases of topological Mott insulator, a U(1) spin liquid with fermionic spinons in the topological insulator state. The topologically non-trivial band structure of the spinon generates the axion term for the gauge field, and we show that the axion term changes the nature of the confined phase of the spin liquid. Contrast to the conventional confined phase which has only a bond order, the confined phase of the spin liquid is in general a coexisting phase of the two different orders : a current order and a bond order. We then consider another relative of the topological insulator: a bosonic symmetry protected topological phase in two dimensional space, with both PSU(N) and time reversal symmetry. We develop an effective field theory for the phase, which is a SU(N) principal chiral model with a theta-term, and reveal the physics of the topological phase in detail.Finally we consider a topological semimetal, namely a Weyl semimetal. We first demonstrate that the Weyl semimetal can be realized in the magnetically doped topological band insulators. We explicitly derive the low energy theory of Weyl points from the general continuum Hamiltonian and tight-binding model of the topological insulators. Then we study superconducting instabilities of doped Weyl semimetals. 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•Jan 1, 2013•0 citations
In the presence of symmetry-protection, topological invariants of topological phases of matter in free fermion systems, e.g., topological band insulators, can be directly computed via the properties of band structure. Nevertheless, it is usually difficult to extract topological invariants in strongly-correlated topological phases of matter in which band structure is not well-defined. One typical example is the fractional quantum Hall effect whose low-energy physics is governed by Chern-Simons topological gauge theory and Hall conductivity plateaus involve extremely fruitful physics of strong correlation. In this article, we focus on intrinsic topological order (iTO), symmetry-protected topological phases (SPT), and symmetry-enriched topological phases (SET) in boson and spin systems. Through gauge field-theoretical approach, we review some research progress on these topological phases of matter from the aspects of projective construction, low-energy effective theory and topological response theory.
We propose a general approach to construct symmetry protected topological (SPT) states i.e the short-range entangled states with symmetry) in 2D spin/boson systems on lattice. In our approach, we fractionalize spins/bosons into different fermions, which occupy nontrivial Chern bands. After the Gutzwiller projection of the free fermion state obtained by filling the Chern bands, we can obtain SPT states on lattice. In particular, we constructed a U(1) SPT state of a spin-1 model, a SO(3) SPT state of a boson system with spin-1 bosons and spinless bosons, and a SU(2) SPT state of a spin-1/2 boson system. By applying the gauge field which directly couples to the spin density and spin current of SzS^zSz components, we also calculate the quantum spin Hall conductance in each SPT state. The projective ground states can be further studied numerically in the future by variational Monte Carlo etc.
Symmetry plays a crucial role in enriching topological phases of matter. Phases with intrinsic topological order that are symmetric are called symmetry-enriched topological phases (SET). In this paper, we focus on SETs in three spatial dimensions, where the intrinsic topological orders are described by Abelian gauge theory and the symmetry groups are also Abelian. As a series work of our previous research [Phys. Rev. B 94, 245120 (2016); (arXiv:1609.00985)], we study these topological phases described by twisted gauge theories with global symmetry and consider all possible topologically inequivalent charge matrices. Within each equivalence class, there is a unique pattern of symmetry fractionalization on both point-like and string-like topological excitations. In this way, we classify Abelian topological order enriched by Abelian symmetry within our field-theoretic approach. To illustrate, we concretely calculate many representative examples of SETs and discuss future directions.
A large class of symmetry-protected topological phases (SPT) in boson/spin systems have been recently predicted by the group cohomology theory. In this work, we consider bosonic SPT states at least with charge symmetry [U(1) or ZN{}_{N}N​] or spin-Sz{S}^{z}Sz rotation symmetry [U(1) or ZN{}_{N}N​] in two (2D) and three dimensions (3D) and the surface of 3D. If both are U(1), we apply external electromagnetic field/``spin gauge field'' to study the charge/spin response. For the SPT examples we consider {i.e., Uc{}_{c}c​(1)$\ensuremath{\rtimes}$Z2T{}_{2}^{T}2T​, Us{}_{s}s​(1)$\ifmmode\times\else\texttimes\fi{}$Z2T{}_{2}^{T}2T​, Uc{}_{c}c​(1)$\ifmmode\times\else\texttimes\fi{}$[Us{}_{s}s​(1)$\ensuremath{\rtimes}$Z2{}_{2}2​]; subscripts ccc and sss are short for charge and spin; Z2T{}_{2}^{T}2T​ and Z2{}_{2}2​ are time-reversal symmetry and $\ensuremath{\pi}$ rotation about Sy{S}^{y}Sy, respectively}, many variants of Witten effect in the 3D SPT bulk and various versions of anomalous surface quantum Hall effect are defined and systematically investigated. If charge or spin symmetry reduces to ZN{}_{N}N​ by considering charge-NNN or spin-NNN condensate, instead of the linear response approach, we gauge the charge/spin symmetry, leading to a dynamical gauge theory with some remaining global symmetry. The 3D dynamical gauge theory describes a symmetry-enriched topological phase (SET), i.e., a topologically ordered state with global symmetry which admits nontrivial ground-state degeneracy depending on spatial manifold topology. For the SPT examples we consider, the corresponding SET states are described by dynamical topological gauge theory with topological BF\mathit{BF}BF term and axionic $\ensuremath{\Theta}$ term in 3D bulk. In addition, the surface of SET is described by the chiral boson theory with quantum anomaly.
Symmetry-protected topological phases (SPT) are short-range entangled gapped states protected by global symmetry. Nontrivial SPT phases cannot be adiabatically connected to the trivial disordered state (or atomic insulator) as long as certain global symmetry GGG is unbroken. At low energies, most of the two-dimensional SPTs with Abelian symmetry can be described by topological quantum field theory (TQFT) of the multicomponent Chern-Simons type. However, in contrast to the fractional quantum Hall effect where TQFT can give rise to interesting bulk anyons, TQFT for SPTs only supports trivial bulk excitations. The essential question in TQFT descriptions for SPTs is to understand how the global symmetry is implemented in the partition function. In this paper, we systematically study TQFT of three-dimensional SPTs with unitary Abelian symmetry (e.g., ${\mathbb{Z}}_{{N}_{1}}\ifmmode\times\else\texttimes\fi{}{\mathbb{Z}}_{{N}_{2}}\ifmmode\times\else\texttimes\fi{}...$). In addition to the usual multicomponent BFBFBF topological term at level-1, we find that there are new topological terms with quantized coefficients (e.g., ${a}^{1}\ensuremath{\wedge}{a}^{2}\ensuremath{\wedge}d{a}^{2}$ and ${a}^{1}\ensuremath{\wedge}{a}^{2}\ensuremath{\wedge}{a}^{3}\ensuremath{\wedge}{a}^{4}$) in TQFT actions, where a1,a2,...{a}^{1},{a}^{2},...a1,a2,... are 1-form U(1) gauge fields. These additional topological terms cannot be adiabatically turned off as long as GGG is unbroken. By investigating symmetry transformations for the TQFT partition function, we end up with the classification of SPTs that is consistent with the well-known group cohomology approach. We also discuss how to gauge the global symmetry and possible TQFT descriptions of Dijkgraaf-Witten gauge theory.
We describe recent progress in our understanding of the interplay between interactions, symmetry, and topology in states of quantum matter. We focus on a minimal generalization of the celebrated topological band insulators (TBIs) to interacting many-particle systems known as symmetry-protected topological (SPT) phases. As with the TBIs, these states have a bulk gap and no exotic excitations but have nontrivial surface states that are protected by symmetry. We describe the various possible phases and their properties in three-dimensional systems with realistic symmetries. We develop many key ideas for the theory of these states using simple examples. The emphasis is on physical rather than mathematical properties. We survey insights obtained from the study of SPT phases for a number of other theoretical problems.
Topological phases of matter are purely quantum mechanical and have no classical analogue. Most phases in nature can be classified and studied classically through the concept of symmetry breaking and its theoretical description, Landau-Ginzburg field theory. In contrast to the general wisdom of Landau-Ginzburg field theory, the topological phases share the same symmetry as a trivial insulator and still are different phases. Having gapped spectrum in bulk, they support a metallic edge excition robust against symmetry-respecting perturbation or an emergent fractional excitation in bulk. Following after fractional quantum Hall fluids, many topologically orderd phases, such as spin liquids and topological insulators, have been found and studied. Spin liquids are disordered phases of frustrated antiferromagnets and do not freeze and order even at the lowest temperature. They support an electrically neutral spin-1/2 excitation, which does not exist in a microscopic scale, with emergent dynamical gauge field in bulk and do not have an adiabatic path to a trivial paramagnet phase. The topological insulators are time-reversal symmetric band insulators which cannot evolve smoothly into a trivial insulator with the symmetry, and they have been intensely studied theoretically and experimetally for the last decade. Though the topological insulators are inherently non-interacting systems, they have exotic gapless edge and surface states which demonstrate many interesting quantum phenomena such as fractionalization, axionic electromagnetism, and half quantum Hall effect. In this thesis, we study various quantum phenomena of the topological phases, mainly of the topological insulator and its close relatives in which the physics of spin liquids has been merged into. As they are intrinsically quantum many-body states, the quantum field theory is an invaluable tool to explore the venue of the phases and will be used thorougly in this work. First, we present a topological field theoretic description of the topological insulators and translational symmetric Z2 spin liquid. We demostrate that abelian BF theory is an effective field theory for the two and three dimensional topological insulators. We show that the phenomenologies of BF theory are consistent with those of the topological insulators such as gapless edge and surface excitations and response functions to external gauge field. The same form of the BF theory is also applicable to study the certain classes of Z2 spin liquids with the gapless edge states. We closely examine the possible gapless edge theory of the BF theory and the translational symmetric spin liquids, and we show that the effective BF theories capture the bulk properties as well as the gapless edge spectrum of the spin liquid. Also we discuss the zero-temperature phase diagram of a thin film three dimensional topological insulators with two competing mass terms: time-reversal symmetric exciton condensation and time-reversal symmetry breaking Zeeman effect. There are two phases, quantum spin Hall phase and quantum anomalous Hall phase, and both phases support fractional excitations. We derive an effective topological field theory for the fractional excitations and examine the origin of the fractional excitations. Next we consider the relatives of the topological insulators. First we discuss the proximate symmetry broken phases of topological Mott insulator, a U(1) spin liquid with fermionic spinons in the topological insulator state. The topologically non-trivial band structure of the spinon generates the axion term for the gauge field, and we show that the axion term changes the nature of the confined phase of the spin liquid. Contrast to the conventional confined phase which has only a bond order, the confined phase of the spin liquid is in general a coexisting phase of the two different orders : a current order and a bond order. We then consider another relative of the topological insulator: a bosonic symmetry protected topological phase in two dimensional space, with both PSU(N) and time reversal symmetry. We develop an effective field theory for the phase, which is a SU(N) principal chiral model with a theta-term, and reveal the physics of the topological phase in detail.Finally we consider a topological semimetal, namely a Weyl semimetal. We first demonstrate that the Weyl semimetal can be realized in the magnetically doped topological band insulators. We explicitly derive the low energy theory of Weyl points from the general continuum Hamiltonian and tight-binding model of the topological insulators. Then we study superconducting instabilities of doped Weyl semimetals. We consider a minimal model for a Weyl semimetal and study the superconducting instabilities induced by a short-ranged attractive interaction. With the interaction, we find two competing states: a fully gapped finite-momentum pairing state and a nodal even-parity pairing state. We show that, in a mean field approximateion, the finite-momentum pairing state wins energetically against the usual even-parity paired state. We also show that exotic modes are localized at the full and half quantum vortices of the finite-momentum pairing state.