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arXiv:2609.29896

Bounds on Bose-Einstein Condensation of Higgs modes in a Superconductor

Z. E. Krix, Daniel Loss

Published Sep 24, 2026• 0 citations
arXivHTMLPDF

Abstract

Collective modes in a superconductor correspond to fluctuations in the amplitude (Higgs mode) or the phase (Goldstone mode) of the order parameter. Starting from the BCS Hamiltonian, we derive a microscopic Hamiltonian for the coupled Higgs-Goldstone-electron system that contains all interactions among these degrees of freedom. The Higgs subsystem is a weakly interacting Bose gas: Higgs modes experience a mutual attraction mediated by the virtual exchange of Bogoliubov quasi-particle pairs. They also interact with external electromagnetic-fields with a coupling constant that we derive explicitly. We use this theory to examine whether an optically pumped gas of Higgs modes can undergo Bose-Einstein condensation. We identify a density window, bounded below by the equilibrium condensation criterion and above by collapse due to the attractive interaction, in which condensation can occur and we derive the expected density of Higgs-modes due to external pumping. This pumping depends crucially on non-parabolic corrections to the electron dispersion around the Fermi-energy. We show that the pumped mode density is compatible with condensation for realistic material parameters. We suggest possible experimental signatures of this non-equilibrium condensate.

DOI
10.48550/arxiv.2609.29896

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Collective modes in a superconductor correspond to fluctuations in the amplitude (Higgs mode) or the phase (Goldstone mode) of the order parameter. Starting from the BCS Hamiltonian, we derive a microscopic Hamiltonian for the coupled Higgs-Goldstone-electron system that contains all interactions among these degrees of freedom. The Higgs subsystem is a weakly interacting Bose gas: Higgs modes experience a mutual attraction mediated by the virtual exchange of Bogoliubov quasi-particle pairs. They also interact with external electromagnetic-fields with a coupling constant that we derive explicitly. We use this theory to examine whether an optically pumped gas of Higgs modes can undergo Bose-Einstein condensation. We identify a density window, bounded below by the equilibrium condensation criterion and above by collapse due to the attractive interaction, in which condensation can occur and we derive the expected density of Higgs-modes due to external pumping. This pumping depends crucially on non-parabolic corrections to the electron dispersion around the Fermi-energy. We show that the pumped mode density is compatible with condensation for realistic material parameters. We suggest possible experimental signatures of this non-equilibrium condensate.
We discuss the derivation of a low-energy effective field theory of phase (Goldstone) and amplitude (Higgs) modes of the pairing field from a microscopic theory of attractive fermions. The coupled equations for Goldstone and Higgs fields are critically analyzed in the Bardeen–Cooper–Schrieffer (BCS)-to-Bose–Einstein condensate (BEC) crossover—both in three spatial dimensions and in two spatial dimensions. The crucial role of pair fluctuations is investigated, and the beyond-mean-field Gaussian theory of the BCS–BEC crossover is compared with available experimental data of the two-dimensional ultracold Fermi superfluid.
In quantum many-body systems with spontaneous breaking of continuous symmetries, Higgs modes emerge as collective amplitude oscillations of order parameters. Recently, Higgs mode has been observed in the ultracold Fermi gas. In the present paper, we use the time-dependent Bogoliubov-de Gennes equations to investigate Higgs amplitude oscillations of the superfluid order parameter in a Fermi gas induced by a rapid change of the s{\it s}s-wave scattering length. In particular, we investigate the Higgs mode with different values of the initial scattering length. We find that the energy of the Higgs mode coincides with the threshold energy of the pair-breaking excitation, and exponent of the power-low decay of the Higgs mode γγγ continuously changes between γ=−1/2γ=-1/2γ=−1/2 and γ=−3/2γ=-3/2γ=−3/2 through the Bardeen-Cooper-Schrieffer-Bose-Einstein condensation (BCS-BEC) crossover. Moreover, we propose the optimal ramp speed of the scattering length for observing the clearest Higgs oscillations.
Higgs and Goldstone modes are collective excitations of the amplitude and phase of an order parameter that is related to the breaking of a continuous symmetry. We directly studied these modes in a supersolid quantum gas created by coupling a Bose-Einstein condensate to two optical cavities, whose field amplitudes form the real and imaginary parts of a U(1)-symmetric order parameter. Monitoring the cavity fields in real time allowed us to observe the dynamics of the associated Higgs and Goldstone modes and revealed their amplitude and phase nature. We used a spectroscopic method to measure their frequencies, and we gave a tunable mass to the Goldstone mode by exploring the crossover between continuous and discrete symmetry. Our experiments link spectroscopic measurements to the theoretical concept of Higgs and Goldstone modes.
In superconductors gauge U(1) symmetry is spontaneously broken. According to Goldstone theorem this breaking of a continuous symmetry establishes the existence of the Bogoliubov phase mode while the gauge-invariant response also includes the amplitude fluctuations of the order parameter. The latter, which are also termed ’Higgs’ modes in analogy with the standard model, appear at the energy of the spectral gap 2Δ when the superconducting ground state is evaluated within the weak coupling BCS theory and are therefore damped. Previously we have shown that in the time-dependent Gutzwiller approximation (TDGA) Higgs modes appear inside the gap with a finite binding energy relative to the quasiparticle continuum. Here we show that the binding energy of the Higgs mode becomes exponentially small in the weak coupling limit converging to the BCS solution. On the other hand, well-defined undamped amplitude modes exist in strongly coupled superconductors when the interaction energy becomes of the order of the bandwidth.
This thesis reports on theoretical investigations of the ultrafast nonequilibrium dynamics in superconductors. In particular, two nonequilibrium scenarios are modeled by combining several analytical and numerical methods: transient superconducting phase transition and collective excitations of a superconducting condensate. In the first part of the thesis the possibility to induce singlet superconducting correlations far from equilibrium is explored by applying time-dependent Lanczos algorithm to the one-dimensional extended Hubbard model. Here, the system is driven into a nonequilibrium state by (i) interaction quench and (ii) quench by pulse. In both cases the buildup of the superconducting correlations is studied in view of several correlation functions. Moreover, a transient Meissner effect, which reflects fingerprints of the induced superconductivity, is observed in calculations of the important for experiments time-dependent optical conductivity. In addition, the differences between nonequilibrium dynamics of the extended Hubbard model initiated by interaction quench and by pulse quench are discussed in detail. The second part is devoted to the excitation of collective modes in a superconductor out of equilibrium. First of all, focus is given to the properties of collective modes close to equilibrium conditions, where a linearized response can be expected. Within the framework of the (Nambu-) matrix kinetic theory in the clean limit a comprehensive gauge-invariant description of the collective modes associated with phase fluctuations of the order parameter is analytically formulated for the generalized case of two- band superconducting systems. Particular emphasis is on the application to the recently discovered noncentrosymmetric superconductors. A detailed analysis of the collective modes includes specification of the gauge mode (common to all superconductors) and the Leggett mode (collective fluctuations of the interband phase difference), and investigation of their subtle interplay in view of validity of the charge conservation law and the participation in the Anderson-Higgs mechanism. Further, the nonequilibrium excitation of the superconducting gaps for the case of two-band superconductors with singlet pairing correlations is investigated in a view of optical pump-probe experiments. For this purpose a semi-numerical method based on the density- matrix theory is formulated. In this case additional amplitude (Higgs) modes were identified, which allow to directly detect the properties of the superconducting condensates as a function of time. Moreover, a new interplay between the phase (Leggett) and amplitude (Higgs) modes is studied in detail. In particular it was found that the nonadiabatic excitation process leads to strong coupling between both modes. Finally, based on calculations of the time-dependent optical conductivity the prediction is made that the coupled Higgs and Leggett modes can be clearly visible in the pump-probe absorption spectra.
The Higgs mode is a key component in the spontaneous breaking of a continuous symmetry along with the Nambu-Goldstone mode, and has been studied extensively for homogeneous systems. We consider it for inhomogeneous systems, using the superfluid of harmonically trapped ultracold Fermi atomic gas. The Fermionic field operators are expanded in a complete set of wave functions corresponding to inhomogeneous situation. Within the Hatree-Fock approximation, we derive integral equations from the Bogoliubov-de Gennes equations, which lead to the frequencies of the collective modes, including the Higgs and Nambu-Goldstone modes. The results show that the frequency of the Higgs mode equals twice the absolute value of the order parameter at the center of trap. This feature is robust against variations in the interaction strength, trap potential, and temperature. These results are consistent with previous theoretical and experimental studies.