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Novel Non–Equilibrium Dynamics in Superconductors: Induced Superconductivity and Higgs Modes

Nikolaj Bittner

Published Jan 1, 2017• 0 citations
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Abstract

This thesis reports on theoretical investigations of the ultrafast nonequilibrium dynamics in superconductors. In particular, two nonequilibrium scenarios are modeled by combining several analytical and numerical methods: transient superconducting phase transition and collective excitations of a superconducting condensate. In the first part of the thesis the possibility to induce singlet superconducting correlations far from equilibrium is explored by applying time-dependent Lanczos algorithm to the one-dimensional extended Hubbard model. Here, the system is driven into a nonequilibrium state by (i) interaction quench and (ii) quench by pulse. In both cases the buildup of the superconducting correlations is studied in view of several correlation functions. Moreover, a transient Meissner effect, which reflects fingerprints of the induced superconductivity, is observed in calculations of the important for experiments time-dependent optical conductivity. In addition, the differences between nonequilibrium dynamics of the extended Hubbard model initiated by interaction quench and by pulse quench are discussed in detail. The second part is devoted to the excitation of collective modes in a superconductor out of equilibrium. First of all, focus is given to the properties of collective modes close to equilibrium conditions, where a linearized response can be expected. Within the framework of the (Nambu-) matrix kinetic theory in the clean limit a comprehensive gauge-invariant description of the collective modes associated with phase fluctuations of the order parameter is analytically formulated for the generalized case of two- band superconducting systems. Particular emphasis is on the application to the recently discovered noncentrosymmetric superconductors. A detailed analysis of the collective modes includes specification of the gauge mode (common to all superconductors) and the Leggett mode (collective fluctuations of the interband phase difference), and investigation of their subtle interplay in view of validity of the charge conservation law and the participation in the Anderson-Higgs mechanism. Further, the nonequilibrium excitation of the superconducting gaps for the case of two-band superconductors with singlet pairing correlations is investigated in a view of optical pump-probe experiments. For this purpose a semi-numerical method based on the density- matrix theory is formulated. In this case additional amplitude (Higgs) modes were identified, which allow to directly detect the properties of the superconducting condensates as a function of time. Moreover, a new interplay between the phase (Leggett) and amplitude (Higgs) modes is studied in detail. In particular it was found that the nonadiabatic excitation process leads to strong coupling between both modes. Finally, based on calculations of the time-dependent optical conductivity the prediction is made that the coupled Higgs and Leggett modes can be clearly visible in the pump-probe absorption spectra.

DOI
10.17169/refubium-17487

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This thesis reports on theoretical investigations of the ultrafast nonequilibrium dynamics in superconductors. In particular, two nonequilibrium scenarios are modeled by combining several analytical and numerical methods: transient superconducting phase transition and collective excitations of a superconducting condensate. In the first part of the thesis the possibility to induce singlet superconducting correlations far from equilibrium is explored by applying time-dependent Lanczos algorithm to the one-dimensional extended Hubbard model. Here, the system is driven into a nonequilibrium state by (i) interaction quench and (ii) quench by pulse. In both cases the buildup of the superconducting correlations is studied in view of several correlation functions. Moreover, a transient Meissner effect, which reflects fingerprints of the induced superconductivity, is observed in calculations of the important for experiments time-dependent optical conductivity. In addition, the differences between nonequilibrium dynamics of the extended Hubbard model initiated by interaction quench and by pulse quench are discussed in detail. The second part is devoted to the excitation of collective modes in a superconductor out of equilibrium. First of all, focus is given to the properties of collective modes close to equilibrium conditions, where a linearized response can be expected. Within the framework of the (Nambu-) matrix kinetic theory in the clean limit a comprehensive gauge-invariant description of the collective modes associated with phase fluctuations of the order parameter is analytically formulated for the generalized case of two- band superconducting systems. Particular emphasis is on the application to the recently discovered noncentrosymmetric superconductors. A detailed analysis of the collective modes includes specification of the gauge mode (common to all superconductors) and the Leggett mode (collective fluctuations of the interband phase difference), and investigation of their subtle interplay in view of validity of the charge conservation law and the participation in the Anderson-Higgs mechanism. Further, the nonequilibrium excitation of the superconducting gaps for the case of two-band superconductors with singlet pairing correlations is investigated in a view of optical pump-probe experiments. For this purpose a semi-numerical method based on the density- matrix theory is formulated. In this case additional amplitude (Higgs) modes were identified, which allow to directly detect the properties of the superconducting condensates as a function of time. Moreover, a new interplay between the phase (Leggett) and amplitude (Higgs) modes is studied in detail. In particular it was found that the nonadiabatic excitation process leads to strong coupling between both modes. Finally, based on calculations of the time-dependent optical conductivity the prediction is made that the coupled Higgs and Leggett modes can be clearly visible in the pump-probe absorption spectra.
Using a nonequilibrium implementation of the Lanczos-based exact diagonalisation technique we study the possibility of the light-induced superconducting phase coherence in a solid state system after an ultrafast optical excitation. In particular, we investigate the buildup of superconducting correlations by calculating an exact time-dependent wave function reflecting the properties of the system in non-equilibrium and the corresponding transient response functions. Within our picture we identify a possible transient Meissner effect after dynamical quenching of the non-superconducting wavefunction and extract a characteristic superfluid density that we compare to experimental data. Finally, we find that the stability of the induced superconducting state depends crucially on the nature of the excitation quench: namely, a pure interaction quench induces a long-lived superconducting state, whereas a phase quench leads to a short-lived transient superconductor.
This thesis is about unconventional superconductors out of equilibrium. More precisely, it summarizes our theoretical efforts in addressing a few questions related to the real-time evolution in models displaying unconventional superconductivity. Apart from the purely theoretical interest, the motivation for these studies comes from the recent achievement in the field of ultrafast time-resolved spectroscopy on correlated materials, such as the high-temperature copper-oxide superconductors. The task of describing such systems in nonequilibrium is a very difficult one. In this thesis we attack the problem from two different points of view: • the anisotropic unconventional d-wave symmetry, • the strong electron-electron correlations. The thesis is organized as follows: The first part introduces the basic concepts which lay at the foundation of the work presented in the other two parts. In Chapter 1, the concept of unconventional superconductivity is briefly introduced. This mainly includes the high-temperature copper-oxide superconductors and their phenomenology: d-wave symmetry of the super- conducting gap and strong electron-electron interaction. Chapter 2 is devoted to a review of the recent experimental advances in the field of ultrafast spectroscopy of high temperature superconductors and correlated materials, with a particular focus on time- and angle- resolved photoemission spectroscopy. Finally, Chapter 3 is a short review of some works in the field of cold-atom Fermi gases. In the second part we address the physics of the d-wave superconductor after a sudden excitation. First, in Chapter 4 we introduce in some detail a model of mean-field superconductor with a d-wave symmetry. The principal feature of this model is the anisotropy of the gap and the nodal lines along which the gap vanishes. The results concerning the dynamics of the gap after a “quantum quench” are exposed in Chapter 5 where we compare our model to the s-wave superconductor. This comparison allows to identify the consequences of the unconventional symmetry. In Chapter 6 we discuss the spectral features of the transient nonequilibrium state of the d-wave superconductor. This is particularly important to move a first step towards photoemission experiments. In the third part we concentrate on the attractive Hubbard model as a prototype of strongly correlated superconductor. In Chapter 8 we discuss the superconducting state at equilibrium with the use of dynamical mean-field theory. In Chapter 9 we discuss the extension of this technique to systems out of equilibrium. In particular it is described the implementation in the superconducting phase. At the end of the thesis two appendices give some details of the calculations.
Using a nonequilibrium implementation of the Lanczos-based exact diagonalisation technique we study the possibility of the light-induced superconducting phase coherence in a solid state system after an ultrafast optical excitation. In particular, we investigate the buildup of superconducting correlations by calculating an exact time- dependent wave function reflecting the properties of the system in non-equilibrium and the corresponding transient response functions. Within our picture we identify a possible transient Meissner effect after dynamical quenching of the non- superconducting wavefunction and extract a characteristic superfluid density that we compare to experimental data. Finally, we find that the stability of the induced superconducting state depends crucially on the nature of the excitation quench: namely, a pure interaction quench induces a long-lived superconducting state, whereas a phase quench leads to a short-lived transient superconductor.
Pump-probe experiments have turned out as a powerful tool in order to study the dynamics of competing orders in a large variety of materials. The corresponding analysis of the data often relies on standard linear-response theory generalized to nonequilibrium situations. Here we examine the validity of such an approach for the charge and pairing response of systems with charge-density wave and (or) superconducting (SC) order. Our investigations are based on the attractive Hubbard model which we study within the time-dependent Hartree-Fock approximation. In particular, we calculate the quench and pump-probe dynamics for SC and charge order parameters in order to analyze the frequency spectra and the coupling of the probe field to the specific excitations. Our calculations reveal that the ``linear-response assumption'' is justified for small to moderate nonequilibrium situations (i.e., pump pulses) in the case of a purely charge-ordered ground state. However, the pump-probe dynamics on top of a superconducting ground state is determined by phase and amplitude modes which get coupled far from the equilibrium state indicating the failure of the linear-response assumption.
Within the time-dependent Gutzwiller approximation applied to the negative-UUU Hubbard model, we investigate the dynamics of a superconductor after an interaction quench for different values of the final interaction from weak to strong coupling. The equilibrium BCS-BEC crossover becomes a sharp transition in the out-of-equilibrium dynamics between weak- and strong-coupling dynamical phases. Two different frequencies (${\mathrm{\ensuremath{\Omega}}}_{J}<{\mathrm{\ensuremath{\Omega}}}_{U}$) dominate the order parameter dynamics. In the weak coupling phase, ${\mathrm{\ensuremath{\Omega}}}_{J}$ follows twice the asymptotic average value of the gap (${\mathrm{\ensuremath{\Omega}}}_{J}\ensuremath{\approx}2{\mathrm{\ensuremath{\Delta}}}_{\ensuremath{\infty}}$) and ${\mathrm{\ensuremath{\Omega}}}_{U}$ is much larger but hardy visible in the anomalous density. At long times the BCS dynamics is recovered but surprisingly differences remain during the transient phase. In the strong coupling phase, the dynamics decouples from the asymptotic value of the order parameter except at exactly half filling and close to the dynamical transition where ${\mathrm{\ensuremath{\Omega}}}_{U}\ensuremath{\approx}2{\mathrm{\ensuremath{\Delta}}}_{\ensuremath{\infty}}$. The out-of-equilibrium transient spectral density and optical conductivity are presented and discussed in relation to pump probe experiments. Both ${\mathrm{\ensuremath{\Omega}}}_{J}$ and ${\mathrm{\ensuremath{\Omega}}}_{U}$ give rise to a complex structure of self-driven slow Rabi oscillations which are visible in the nonequilibrium optical conductivity where also sidebands appear due to the modulation of the double occupancy by superconducting amplitude oscillations. Analogous results apply to CDW and SDW systems. Our results show that in systems with long coherence times, pump-probe experiments allow us to characterize the regime (BCS vs preformed pairs) through very specific out-of-equilibrium fingerprints.
Driving superconductors out of equilibrium is a promising avenue to study their equilibrium properties as well as to control the superconducting state. Nonequilibrium superconductors are often studied using time-resolved optical conductivity measurements. Thus, the characterization of a superconducting state in a pump driven nonequilibrium state requires careful attention in the time domain. We calculate the time-resolved optical conductivity of a pumped superconducting state using a nonequilibrium Keldysh approach. Through functional derivation, the optical conductivity is obtained with full vertex corrections and used to characterize the transient superconducting state. The transient optical conductivity shows the suppression of the superconducting order parameter in the time domain. The subsequent recovery of the order parameter exhibits oscillatory behavior that corresponds to the Higgs amplitude mode, and may be seen in several parts of the spectrum.