This thesis is about unconventional superconductors out of equilibrium. More precisely, it summarizes our theoretical efforts in addressing a few questions related to the real-time evolution in models displaying unconventional superconductivity. Apart from the purely theoretical interest, the motivation for these studies comes from the recent achievement in the field of ultrafast time-resolved spectroscopy on correlated materials, such as the high-temperature copper-oxide superconductors. The task of describing such systems in nonequilibrium is a very difficult one. In this thesis we attack the problem from two different points of view: • the anisotropic unconventional d-wave symmetry, • the strong electron-electron correlations. The thesis is organized as follows: The first part introduces the basic concepts which lay at the foundation of the work presented in the other two parts. In Chapter 1, the concept of unconventional superconductivity is briefly introduced. This mainly includes the high-temperature copper-oxide superconductors and their phenomenology: d-wave symmetry of the super- conducting gap and strong electron-electron interaction. Chapter 2 is devoted to a review of the recent experimental advances in the field of ultrafast spectroscopy of high temperature superconductors and correlated materials, with a particular focus on time- and angle- resolved photoemission spectroscopy. Finally, Chapter 3 is a short review of some works in the field of cold-atom Fermi gases. In the second part we address the physics of the d-wave superconductor after a sudden excitation. First, in Chapter 4 we introduce in some detail a model of mean-field superconductor with a d-wave symmetry. The principal feature of this model is the anisotropy of the gap and the nodal lines along which the gap vanishes. The results concerning the dynamics of the gap after a “quantum quench” are exposed in Chapter 5 where we compare our model to the s-wave superconductor. This comparison allows to identify the consequences of the unconventional symmetry. In Chapter 6 we discuss the spectral features of the transient nonequilibrium state of the d-wave superconductor. This is particularly important to move a first step towards photoemission experiments. In the third part we concentrate on the attractive Hubbard model as a prototype of strongly correlated superconductor. In Chapter 8 we discuss the superconducting state at equilibrium with the use of dynamical mean-field theory. In Chapter 9 we discuss the extension of this technique to systems out of equilibrium. In particular it is described the implementation in the superconducting phase. At the end of the thesis two appendices give some details of the calculations.
This thesis is about unconventional superconductors out of equilibrium. More precisely, it summarizes our theoretical efforts in addressing a few questions related to the real-time evolution in models displaying unconventional superconductivity. Apart from the purely theoretical interest, the motivation for these studies comes from the recent achievement in the field of ultrafast time-resolved spectroscopy on correlated materials, such as the high-temperature copper-oxide superconductors. The task of describing such systems in nonequilibrium is a very difficult one. In this thesis we attack the problem from two different points of view: • the anisotropic unconventional d-wave symmetry, • the strong electron-electron correlations. The thesis is organized as follows: The first part introduces the basic concepts which lay at the foundation of the work presented in the other two parts. In Chapter 1, the concept of unconventional superconductivity is briefly introduced. This mainly includes the high-temperature copper-oxide superconductors and their phenomenology: d-wave symmetry of the super- conducting gap and strong electron-electron interaction. Chapter 2 is devoted to a review of the recent experimental advances in the field of ultrafast spectroscopy of high temperature superconductors and correlated materials, with a particular focus on time- and angle- resolved photoemission spectroscopy. Finally, Chapter 3 is a short review of some works in the field of cold-atom Fermi gases. In the second part we address the physics of the d-wave superconductor after a sudden excitation. First, in Chapter 4 we introduce in some detail a model of mean-field superconductor with a d-wave symmetry. The principal feature of this model is the anisotropy of the gap and the nodal lines along which the gap vanishes. The results concerning the dynamics of the gap after a “quantum quench” are exposed in Chapter 5 where we compare our model to the s-wave superconductor. This comparison allows to identify the consequences of the unconventional symmetry. In Chapter 6 we discuss the spectral features of the transient nonequilibrium state of the d-wave superconductor. This is particularly important to move a first step towards photoemission experiments. In the third part we concentrate on the attractive Hubbard model as a prototype of strongly correlated superconductor. In Chapter 8 we discuss the superconducting state at equilibrium with the use of dynamical mean-field theory. In Chapter 9 we discuss the extension of this technique to systems out of equilibrium. In particular it is described the implementation in the superconducting phase. At the end of the thesis two appendices give some details of the calculations.
This thesis reports on theoretical investigations of the ultrafast nonequilibrium dynamics in superconductors. In particular, two nonequilibrium scenarios are modeled by combining several analytical and numerical methods: transient superconducting phase transition and collective excitations of a superconducting condensate. In the first part of the thesis the possibility to induce singlet superconducting correlations far from equilibrium is explored by applying time-dependent Lanczos algorithm to the one-dimensional extended Hubbard model. Here, the system is driven into a nonequilibrium state by (i) interaction quench and (ii) quench by pulse. In both cases the buildup of the superconducting correlations is studied in view of several correlation functions. Moreover, a transient Meissner effect, which reflects fingerprints of the induced superconductivity, is observed in calculations of the important for experiments time-dependent optical conductivity. In addition, the differences between nonequilibrium dynamics of the extended Hubbard model initiated by interaction quench and by pulse quench are discussed in detail. The second part is devoted to the excitation of collective modes in a superconductor out of equilibrium. First of all, focus is given to the properties of collective modes close to equilibrium conditions, where a linearized response can be expected. Within the framework of the (Nambu-) matrix kinetic theory in the clean limit a comprehensive gauge-invariant description of the collective modes associated with phase fluctuations of the order parameter is analytically formulated for the generalized case of two- band superconducting systems. Particular emphasis is on the application to the recently discovered noncentrosymmetric superconductors. A detailed analysis of the collective modes includes specification of the gauge mode (common to all superconductors) and the Leggett mode (collective fluctuations of the interband phase difference), and investigation of their subtle interplay in view of validity of the charge conservation law and the participation in the Anderson-Higgs mechanism. Further, the nonequilibrium excitation of the superconducting gaps for the case of two-band superconductors with singlet pairing correlations is investigated in a view of optical pump-probe experiments. For this purpose a semi-numerical method based on the density- matrix theory is formulated. In this case additional amplitude (Higgs) modes were identified, which allow to directly detect the properties of the superconducting condensates as a function of time. Moreover, a new interplay between the phase (Leggett) and amplitude (Higgs) modes is studied in detail. In particular it was found that the nonadiabatic excitation process leads to strong coupling between both modes. Finally, based on calculations of the time-dependent optical conductivity the prediction is made that the coupled Higgs and Leggett modes can be clearly visible in the pump-probe absorption spectra.
The principal purpose of this topical review is to single out some of the universal features of high-temperature (high-Tc) and related strongly-correlated systems, which can be compared with experiment in a quantitative manner. The description starts with the concept of exchange-interaction-mediated (real-space) pairing, combined with strong correlations among narrow band electrons, for which the reference state is that of the Mott–Hubbard insulator. The physical discussion of concrete properties relies on variational approach, starting from generalized renormalized mean-field theory (RMFT) in the form of statistically-consistent Gutzwiller approximation (SGA), and its subsequent generalization, i.e., a systematic Diagrammatic Expansion of the Variational (Gutzwiller-type) Wave Function (DE-GWF). The solution leads to the two energy scales, one involving unconventional quasiparticles close to the Fermi energy, and the other reflecting the fully correlated state, involving electrons deeper below the Fermi surface. Those two regimes are separated by a kink in the dispersion relation, which is observed in photoemission. As a result, one obtains both the doping dependent properties in the correlated state, and effective renormalized quasiparticles. The reviewed ground-state characteristics for high-Tc systems encompass high-Tc superconductivity, nematicity, charge- (and pair-) density-wave effects, as well as non-BCS kinetic energy gain in the paired state. The calculated dynamic properties are: the universal Fermi velocity, the Fermi wave-vector, the effective mass enhancement, the pseudogap; and the d-wave gap magnitude. We discuss that, within the variational approach, the minimal realistic model is represented by the so-called t-J-U Hamiltonian. Inadequacy of the t-J and Hubbard models, particularly of their RMFT versions, is discussed explicitly. For heavy fermion systems, modeled by the Anderson lattice model and with the DE-GWF approach, we discuss the phase diagram, encompassing superconducting, Kondo insulating, ferro- and anti-ferromagnetic states. The superconducting state is then a two-d-wave gap system. If the orbital degeneracy of f-electrons is included, the coexistent ferromagnetic- (spin–triplet) superconducting phases appear and match those observed for UGe2 in a semiquantitative manner. Finally, in the second part, we generalize our approach to the collective spin and charge fluctuations in high-Tc systems, starting from variational approach, defining the saddle-point state, and combining it with 1/N expansion. The present scheme differs essentially from that starting from the saddle-point Hartree–Fock approximation, and incorporating the fluctuations in the random phase approximation (RPA). The spectrum of collective spin and charge excitations is determined for the Hubbard and t-J-U models, and subsequently compared quantitatively with recent experiments. The Appendices provide formal details to make this review self-contained.
Materials with strongly correlated electrons show a multitude of unconventional phenomena, such as superconductivity or magnetism, that cannot be explained in a single-particle picture and necessitate to take many-body effects into account. A route to explain the origin of these phenomena consists in constructing effective models for these materials that are then solved, often using numerical techniques. Paradigmatic models for two different classes of strongly correlated electron systems are investigated in this thesis: The Hubbard model is a paradigmatic model to describe the Mott metal-insulator transition (MIT) and the Kondo lattice model describes the low-energy physics in heavy fermion compounds. Both models are analyzed numerically using different variations of a quantum cluster technique, the variational cluster approximation (VCA). The first part focuses on the MIT, as it is investigated experimentally in quasi-two-dimensional charge-transfer salts. Its nature and associated universality class are still heavily discussed and both experiments and theoretical approaches come to different conclusions. In this thesis, the Mott transition is investigated on an anisotropic two-dimensional Hubbard model at half-filling. By using a control parameter, which induces this anisotropy, strong evidence for Mott quantum criticality is found in weakly coupled Hubbard chains. The results at zero temperature show that the second-order critical end point Tc of the interaction-driven metal-insulator transition can be tuned down to zero at strong anisotropy. Further results for the antiferromagnetic phase suggest a similar picture and motivate adding the anisotropy as a new axis in the phase diagram to account for a low-temperature critical end point of the Mott transition. The second part of this thesis focuses on unconventional phases that emerge in a paradigmatic model for heavy fermion systems, the Kondo lattice model. Using the VCA, the two-dimensional Kondo lattice model is investigated in the paramagnetic phase as well as in phases with broken symmetry. An antiferromagnetic phase at weak coupling and a phase with Kondo-singlet formation at strong coupling are analyzed. Within the antiferromagnetically ordered region, two phases with different Fermi-surface topology, which are separated by a discontinuous transition, are identified. The model is also tested for s-wave superconductivity as found recently using dynamical mean-field theory, but no indications for robust local pairing are seen within VCA. Instead, nodal d-wave superconductivity is found and analyzed in a large range of couplings and electron fillings, and its interplay with antiferromagnetic order at weak coupling is discussed. This motivates further studies on extended models that might allow for a close comparison with experiments on heavy fermion systems. Understanding the formation of unconventional phases in strongly correlated electron systems is not only of fundamental interest, but it is also essential for designing new functional materials. Although the results of approximate cluster techniques have to be handled with care, the new aspects presented in this thesis pave the way for further investigations in this direction.
Correlated electron systems represent a wide class of materials which at equilibrium display fascinating properties. Several recent experimental breakthroughs in the field of femtosecond spectroscopy and cold atomic gases allow nowadays to investigate the real time dynamics of these many-body quantum systems. Since strongly correlated systems usually escape single particle approaches, the theoretical study of their dynamics constitutes a formidable problem which necessitates the development of novel techniques. In this Thesis we investigate the out-of-equilibrium physics of simple paradigmatic models that are believed to capture some essential physics of interacting fermions by means of the time dependent extension of the Gutzwiller Variational Approach. After an introductory Chapter on the recent results in this field, in Chapter 2 we present the Gutzwiller Approach in-and-out of equilibrium. In Chapter 3 we investigate the dynamics for the single band Hubbard model after a linear ramp of the Coulomb interaction. We will show that a dynamical transition appears for any duration of the ramp; this dynamical point is adiabatically connected to the zero temperature Metal-to-Insulator transition. We will then consider the role of quantum fluctuations beyond mean field. In Chapter 4 we consider the dynamics of an initial antiferromagnetic state under a quench of the interaction in the single band fermionic Hubbard model. We will show that non-thermal ordered states survive more than expected and that two different nonequilibrium antiferromagnets can be distinguished. Finally in Chapter 5 we will consider a two-band Hubbard model which we believe captures the main physics of the paradigmatic compound vanadium sesquioxide, V2 O3 . After an investigation of the equilibrium properties for this model, we will provide evidences that non-thermal metallic phases can emerge upon an excitation of a Mott insulator.
Motivated by recent ultrafast pump-probe experiments on high-temperature superconductors, we discuss the transient dynamics of a d-wave BCS model after a quantum quench of the interaction parameter. We find that the existence of gap nodes, with the associated nodal quasiparticles, introduces a decay channel which makes the dynamics much faster than in the conventional s-wave model. For every value of the quench parameter, the superconducting gap rapidly converges to a stationary value smaller than the one at equilibrium. Using a sudden approximation for the gap dynamics, we find an analytical expression for the reduction of spectral weight close to the nodes, which is in qualitative agreement with recent experiments.
This is a short review of the theoretical work on the two-dimensional Hubbard model performed in Sherbrooke in the last few years. It is written on the occasion of the twentieth anniversary of the discovery of high-temperature superconductivity. We discuss several approaches, how they were benchmarked and how they agree sufficiently with each other that we can trust that the results are accurate solutions of the Hubbard model. Then comparisons are made with experiment. We show that the Hubbard model does exhibit d-wave superconductivity and antiferromagnetism essentially where they are observed for both hole- and electron-doped cuprates. We also show that the pseudogap phenomenon comes out of these calculations. In the case of electron-doped high temperature superconductors, comparisons with angle-resolved photoemission experiments are nearly quantitative. The value of the pseudogap temperature observed for these compounds in recent photoemission experiments had been predicted by theory before it was observed experimentally. Additional experimental confirmation would be useful. The theoretical methods that are surveyed include mostly the two-particle self-consistent approach, variational cluster perturbation theory (or variational cluster approximation), and cellular dynamical mean-field theory.