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arXiv:2609.17037

Beyond the ETH envelope: exact two-resolvent fluctuation structure, projected microscopic closure, and rigid versus nonperturbative sectors

Zhiqiang Huang

quant-phSubmitted Sep 15, 2026• Announced Sep 16, 2026• 0 citations• Revised Sep 23, 2026 (v2)
v1 · Sep 15, 2026v2 · Sep 23, 2026
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Abstract

Eigenstate thermalization fixes the smooth energy-resolved envelope of few-body observables but not the microscopic overlap statistics that realize it. In the multi-resolvent hierarchy, this missing information appears in a two-resolvent fluctuation sector. We solve that sector exactly in a tractable benchmark, random free fermions, obtaining a non-Porter-Thomas intensity hierarchy, a structured channel-distance covariance, and an exact overlap kernel that closes the two-resolvent covariance. We then reconstruct the same sector without using its exact solution: a projected self-consistency scheme fixes the irreducible vertex through independently computable projections, while unconstrained residuals identify the sectors missed by a minimal ansatz and are completed exactly by a finite-size Weingarten evaluation, without fitting. For interacting deformations, we prove a model-independent moment identity showing that the deep-plane coefficients are fixed by Hamiltonian-moment covariances. This yields an exact rigidity law: pair-hopping interactions freeze the sector, dense perturbations add only an isotropic layer, and density-density interactions produce an explicit polynomial deformation in channel geometry. By contrast, the bulk sector requires the interacting eigenstate-overlap kernel and exhibits a logarithmically divergent perturbative response. The fluctuation sector therefore splits into a rigid moment-determined part and an intrinsically nonperturbative eigenstate-resolved part.

Comments
37 pages, 4 figures

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The eigenstate thermalization hypothesis (ETH) parametrizes off-diagonal matrix elements by a smooth function whose microscopic origin remains largely phenomenological. We develop a multi-resolvent hierarchy that derives this smooth structure from the microscopic Hamiltonian. Starting from exact projection identities, we express the ETH variance as fji2=Dji+gjif_{ji}^2=D_{ji}+g_{ji}fji2​=Dji​+gji​, where DjiD_{ji}Dji​ is the diagonal-overlap baseline and gji=∑r≥2gji(r)g_{ji}=\sum_{r\ge2}g_{ji}^{(r)}gji​=∑r≥2​gji(r)​ is a systematically improvable hierarchy of multi-channel interference processes. The leading r=3r=3r=3 sector generates an odd-parity component in the energy difference, inaccessible to parity-preserving single-resolvent closures. The same resolvent construction yields an exact covariance representation of eigenstate fluctuations. Under amplitude isotropy, decorrelation, and regularity, it reduces to the Gaussian limit, with q−3=κ4/⟨c2⟩2q-3=κ_4/\langle c^2\rangle^2q−3=κ4​/⟨c2⟩2; normalization further fixes the cross-channel covariance Cˉi\bar C_iCˉi​, including its energy-resolved form. Exact diagonalization verifies these relations in random-matrix and structured systems, while the latter exhibit controlled breakdown of the isotropic Gaussian closure. The framework thus provides a microscopic hierarchy for both the smooth and fluctuation sectors of subsystem ETH.
The exact multi-resolvent hierarchy of dense many-body spectra encodes higher-order spectral-weight correlations, but closing it predictively for interacting Hamiltonians remains a challenge. We introduce the multi-resolvent self-consistency (MRSC) equations, which separate an exact algebraic hierarchy from an approximate finite-parameter closure. The exact Feshbach geometric identity organizes r-resolvent cumulants into a ladder over irreducible vertices Gamma^(r), and the projected hierarchy expresses those vertices as functionals of the cumulants. The closure works in finite parameters: a connectivity basis organizes a general Hamiltonian's seed into class amplitudes, and a causal r-fold Stieltjes representation with a moment-field identity reduce moment matching to a finite-dimensional problem closed at a predictive fixed point. On the free-fermion benchmark the tested exact identities are reproduced and the Faddeeva closure is recovered at r=1. In a blind test on the interacting Ising chain, with the exact two-resolvent data withheld, the Hamiltonian-derived closure predicts the tested probes to 0.35%-0.97%. At the observable level the exact two-resolvent sector supplies a sign-correct, energy-resolved correction to the single-resolvent baseline for the off-diagonal eigenstate-thermalization-hypothesis (ETH) variance, of order one relative to it. Closure errors organize hierarchically: a level-by-level deficit decomposition, anchor measurements of the isolatable terms, and an explicit propagation bound. The same moments further yield a diagnostic chain for the window conditions of local rotational invariance -- an exact drift-kernel identity, a proven single-state identifiability boundary, and a transferability census over couplings and realizations -- a finite-order framework, not a proof of universal emergence.
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We study diagnostics of thermalization in quantum many-body systems with global SU(2) symmetry, where the standard eigenstate thermalization hypothesis (ETH) is generalized to its non-Abelian form. As an eigenstate-level probe, we introduce a symmetry-resolved trace distance constructed from the block structure of the reduced density matrix. This block structure separates spin-sector probabilities from configurational fluctuations within each sector, naturally leading to a decomposition into a probability trace distance and a configurational trace distance. The microcanonical average of the former is bounded by fluctuations of the corresponding spin-sector probabilities within a microcanonical energy window, whereas the latter captures finer intra-sector fluctuations. In non-Abelian thermalizing systems, these spin-sector-probability fluctuations are constrained by the non-Abelian ETH and therefore become exponentially suppressed with system size. Numerical studies of the one-dimensional J1J_1J1​--J2J_2J2​ Heisenberg chain are consistent with this picture and suggest that, in the thermal regime, the trace distance is asymptotically dominated by the configurational trace distance.