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arXiv:2609.10541

Symplectic Hopf Insulator: Delicate Topology in Bosonic Bogoliubov-de Gennes Systems

Isaac Tesfaye, Giandomenico Palumbo

cond-mat.mes-hallcond-mat.quant-gasquant-phSubmitted Sep 9, 2026• Announced Sep 10, 2026• 0 citations• Revised Sep 22, 2026 (v2)
v1 · Sep 9, 2026v2 · Sep 22, 2026
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Abstract

Recent advances in topological phases have highlighted the role of symplectic (Krein-space) topology in the classification of bosonic Bogoliubov-de Gennes (BBdG) systems. In this work, we construct a BBdG realization of Hopf topology, which we dub the symplectic Hopf insulator, starting from a microscopic Bose-Hubbard generalization of the Moore-Ran-Wen model with weak on-site interactions treated within a Bogoliubov approximation. The resulting BBdG system admits a symplectic Hopf invariant, which we show to be integer-quantized for isolated bands. We establish that this topology is intrinsically delicate, requiring exactly two bosonic modes per unit cell, while remaining robust against weak interactions over a range of mass parameters. Upon terminating the three-dimensional insulator at a boundary, we find topologically protected in-gap surface states at finite excitation energy, whose protection is itself delicate. Our results establish the symplectic Hopf insulator as a robust yet delicate topological phase in weakly interacting bosonic systems lying beyond the tenfold-way classification.

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Recent advances in topological phases have highlighted the role of symplectic (Krein-space) topology in the classification of bosonic Bogoliubov-de Gennes (BBdG) systems. In this work, we construct a BBdG realization of Hopf topology, which we dub the symplectic Hopf insulator, starting from a microscopic Bose-Hubbard generalization of the Moore-Ran-Wen model with weak on-site interactions treated within a Bogoliubov approximation. The resulting BBdG system admits a symplectic Hopf invariant, which we show to be integer-quantized for isolated bands. We establish that this topology is intrinsically delicate, requiring exactly two bosonic modes per unit cell, while remaining robust against weak interactions over a range of mass parameters. Upon terminating the three-dimensional insulator at a boundary, we find topologically protected in-gap surface states at finite excitation energy, whose protection is itself delicate. Our results establish the symplectic Hopf insulator as a robust yet delicate topological phase in weakly interacting bosonic systems lying beyond the tenfold-way classification.
Bosonic Bogoliubov-de Gennes (BBdG) Hamiltonians describe the excitations of weakly interacting Bose condensates as well as photonic systems under parametric driving. Their topological features have been studied mainly by utilizing a generalized symplectic version of the Berry curvature and related Chern numbers. However, a full characterization of geometrical features in BBdG systems is still lacking. Here, we propose a symplectic quantum geometric tensor (SQGT), whose imaginary part leads to the previously studied symplectic Berry curvature, while the real part gives rise to a symplectic quantum metric, providing a natural distance measure in the space of bosonic Bogoliubov modes. The SQGT is directly related to observable properties of BBdG systems. We show how to measure all components of the SQGT by extracting excitation rates in response to periodic modulations of the system’s parameters. Moreover, we connect the symplectic Berry curvature to a generalized symplectic anomalous velocity term for Bogoliubov-Bloch wave packets. We test our results for a bosonic Bogoliubov-Haldane model.
We predict the existence of a Floquet topological insulator in three-dimensional two-band systems, the Floquet Hopf insulator, which possesses two distinct topological invariants. One is the Hopf Z invariant, a linking number characterizing the (nondriven) Hopf topological insulator. The second invariant is an intrinsically Floquet Z_{2} invariant, and represents a condensed matter realization of the topology underlying the Witten anomaly in particle physics. Both invariants arise from topological defects in the system's time evolution, subject to a process in which defects at different quasienergies exchange even amounts of topological charge. Their contrasting classifications lead to a measurable physical consequence, namely, an unusual bulk-boundary correspondence where gapless edge modes are topologically protected, but may exist at either 0 or π quasienergy. Our results represent a phase of matter beyond the conventional classification of Floquet topological insulators.
We study the topological properties of Bogoliubov excitation modes in a Bose–Hubbard model of three-dimensional (3D) hyperhoneycomb lattices. For the non-interacting case, there exist nodal loop excitations in the Bloch bands. As the on-site repulsive interaction increases, the system is first driven into the superfluid phase and then into the Mott-insulator phase. In both phases, the excitation bands exhibit robust nodal-loop structures and bosonic surface states. From a topology point of view, these nodal-loop excitation modes may be viewed as a permanent fingerprint left in the Bloch bands.
The classification of distinct phases of matter is a central theme in condensed matter physics. A phase of matter can be viewed as an equivalence class of physical states that share a certain set of properties. In the case of topological quantum matter, these properties are associated with topological invariants that take specific values for each equivalence class. Perturbing a gapped state that corresponds to a given topological phase (i.e., smoothly deforming the Hamiltonian of the system) does not affect the topological invariant, as long as the bulk energy gap remains finite. The value of this invariant changes only if the system undergoes a quantum phase transition, which is signaled by the collapse of the gap. Full topological protection can only emerge in interacting systems and requires the presence of long-range entanglement, which is at the origin of intrinsic topological order. However, topological properties protected by symmetries emerge even in noninteracting systems and, perhaps surprisingly, can be described within the framework of good old band theory of solids. Systems belonging to this category are generically called topological insulators, after the class of materials that is largely responsible for the recent surge in research on topological matter. In addition, topological band theory considerations can also be applied to superconductors (and superfluids), as described at the mean-field level using Bogoliubov–de Gennes theory. This chapter summarizes the key ideas behind the topological classification of noninteracting systems and discusses the basic properties of various classes of topological insulators and superconductors. For in-depth discussions and related developments the reader is referred to a number of books [ 54 , 175 , 469 ] and review papers [ 23 , 239 , 240 , 421 ] specifically dedicated to this subject.
Here we investigate the internal sublattice symmetry, and thus the enriched topological classification of bosonic Bogoliubov excitations of thermodynamically stable free-boson systems with nonvanishing particle-number-nonconserving terms. Specifically, we show that such systems well described by the bosonic Bogoliubov--de Gennes Hamiltonian can be in general reduced to particle-number-conserving (single-particle) ones. Building upon this observation, the sublattice symmetry is uncovered with respect to an excitation energy, which is usually hidden in the bosonic Bogoliubov--de Gennes Hamiltonian. Thus, we obtain an additional topological class, i.e., class AIII, which enriches the framework for the topological threefold way of free-boson systems. Moreover, a construction is proposed to show a category of systems respecting such a symmetry. For illustration, we resort to a one-dimensional prototypical model to demonstrate the topological excitation characterized by a winding number or symplectic polarization. By introducing the correlation function, we present an approach to measure the topological invariant. In addition, the edge excitation together with its robustness to symmetry-preserving disorders is also discussed.
T HE CLASSIFICATION OF DISTINCT PHASES OF MATTER is a central theme in condensed matter physics. A phase of matter can be viewed as an equivalence class of physical states that share a certain set of properties. In the case of topological quantum matter, these properties are associated with topological invariants that take specific values for each equivalence class. Perturbing a gapped state that corresponds to a given topological phase (i.e., smoothly deforming the Hamiltonian of the system) does not affect the topological invariant, as long as the energy gap remains finite. The value of this invariant changes only if the system undergoes a quantum phase transition, which is signaled by the collapse of the gap. Full topological protection can only emerge in interacting systems and requires the presence of long-range entanglement, which is at the origin of intrinsic topological order. However, topological properties protected by symmetries emerge even in noninteracting systems and, perhaps surprisingly, can be described within the framework of good old band theory of solids. Systems belonging to this category are generically called topological insulators, after the class of materials that is largely responsible for the recent surge in research activity on topological matter. In addition, topological band theory considerations can also be applied to superconductors (and superfluids), as described at the mean-field level using Bogoliubov-de Gennes theory. This chapter summaries the key ideas behind the topological classification of noninteracting systems and discusses the basic properties of various classes of topological insulators and superconductors. For in-depth discussions and related developments the reader is referred to a number of books [48, 402, 153] and review papers [211, 212, 357, 22] specifically dedicated to this subject.