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arXiv:2607.18814

Collective modes in non-Hermitian fermionic superfluids

Gabriel Angelo V. Vila, Kristian Hauser Villegas

cond-mat.supr-concond-mat.quant-gasquant-phSubmitted Jul 21, 2026• Announced Jul 22, 2026• 0 citations
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Abstract

The Higgs and Nambu-Goldstone modes are paradigmatic collective excitations in superconductors and superfluids. These modes are commonly analyzed within the pseudospin formulation of BCS theory, where the dynamics are obtained from the Heisenberg equations of motion for pseudospins. However, this construction becomes inconsistent when directly extended to non-Hermitian systems. In this work, we develop a consistent pseudospin framework for non-Hermitian fermionic superfluids based on the metricized formulation of non-Hermitian quantum mechanics. We apply this formalism to a driven non-Hermitian BCS-type Hamiltonian with complex pairing interaction and analyze its collective excitation spectrum. We find that, in addition to the conventional Higgs (amplitude) mode, the system hosts a novel phase mode that has no counterpart in Hermitian superfluids. Remarkably, this mode is gapped even in the absence of the Anderson-Higgs mechanism, as is the case in neutral superfluids. Furthermore, the resonance spectrum depends explicitly on the initial nongauge phase of the complex order parameter and the dynamical response remains finite at resonance, in contrast to the divergence characteristic of Hermitian systems. These resonances disappear upon the emergence of exceptional points.

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The Higgs and Nambu-Goldstone modes are paradigmatic collective excitations in superconductors and superfluids. These modes are commonly analyzed within the pseudospin formulation of BCS theory, where the dynamics are obtained from the Heisenberg equations of motion for pseudospins. However, this construction becomes inconsistent when directly extended to non-Hermitian systems. In this work, we develop a consistent pseudospin framework for non-Hermitian fermionic superfluids based on the metricized formulation of non-Hermitian quantum mechanics. We apply this formalism to a driven non-Hermitian BCS-type Hamiltonian with complex pairing interaction and analyze its collective excitation spectrum. We find that, in addition to the conventional Higgs (amplitude) mode, the system hosts a novel phase mode that has no counterpart in Hermitian superfluids. Remarkably, this mode is gapped even in the absence of the Anderson-Higgs mechanism, as is the case in neutral superfluids. Furthermore, the resonance spectrum depends explicitly on the initial nongauge phase of the complex order parameter and the dynamical response remains finite at resonance, in contrast to the divergence characteristic of Hermitian systems. These resonances disappear upon the emergence of exceptional points.
Motivated by recent experimental advances in ultracold atoms, we analyze a non-Hermitian (NH) BCS Hamiltonian with a complex-valued interaction arising from inelastic scattering between fermions. We develop a mean-field theory to obtain a NH gap equation for order parameters, which are different from the standard BCS ones due to the inequivalence of left and right eigenstates in the NH physics. We find unconventional phase transitions unique to NH systems: superfluidity shows reentrant behavior with increasing dissipation, as a consequence of nondiagonalizable exceptional points, lines, and surfaces in the quasiparticle Hamiltonian for weak attractive interactions. For strong attractive interactions, the superfluid gap never collapses but is enhanced by dissipation due to an interplay between the BCS-BEC crossover and the quantum Zeno effect. Our results lay the groundwork for studies of fermionic superfluidity subject to inelastic collisions.
In phase transitions, spontaneous symmetry breaking results in a nonzero order parameter and two collective excitations: the Goldstone and the amplitude mode. These modes, which define key properties of superconductors and fermionic superfluids, are well understood in homogeneous systems. However, their behavior under strong confinement remains largely unexplored, particularly when their excitation energy becomes comparable to the imposed discrete level spacing. In this scenario, hybridization between different collective modes is expected to take place. Here, we show how the amplitude mode hybridizes with a spatial mode in a confined fermionic superfluid. Using lattice modulation spectroscopy, we observe the evolution of the mode throughout the entire crossover from the Bardeen-Cooper-Schrieffer (BCS) state to Bose-Einstein condensation (BEC) of molecules. In the BCS regime, the excitation energy is located at twice the pairing gap, then gradually becomes an in-gap excitation in the strongly correlated regime. Further to the BEC limit, the excitation energy approaches twice the level spacing. The spectral weight of this mode vanishes when approaching the superfluid critical temperature. Our experimental results are in excellent agreement with an effective field theory, providing strong evidence that amplitude oscillations hybridize with and eventually transform into breathing oscillations of the order parameter. The strong modification of the excitation spectrum reveals how confinement and finite-size effects impact fundamental modes of symmetry-broken states.
This thesis reports on theoretical investigations of the ultrafast nonequilibrium dynamics in superconductors. In particular, two nonequilibrium scenarios are modeled by combining several analytical and numerical methods: transient superconducting phase transition and collective excitations of a superconducting condensate. In the first part of the thesis the possibility to induce singlet superconducting correlations far from equilibrium is explored by applying time-dependent Lanczos algorithm to the one-dimensional extended Hubbard model. Here, the system is driven into a nonequilibrium state by (i) interaction quench and (ii) quench by pulse. In both cases the buildup of the superconducting correlations is studied in view of several correlation functions. Moreover, a transient Meissner effect, which reflects fingerprints of the induced superconductivity, is observed in calculations of the important for experiments time-dependent optical conductivity. In addition, the differences between nonequilibrium dynamics of the extended Hubbard model initiated by interaction quench and by pulse quench are discussed in detail. The second part is devoted to the excitation of collective modes in a superconductor out of equilibrium. First of all, focus is given to the properties of collective modes close to equilibrium conditions, where a linearized response can be expected. Within the framework of the (Nambu-) matrix kinetic theory in the clean limit a comprehensive gauge-invariant description of the collective modes associated with phase fluctuations of the order parameter is analytically formulated for the generalized case of two- band superconducting systems. Particular emphasis is on the application to the recently discovered noncentrosymmetric superconductors. A detailed analysis of the collective modes includes specification of the gauge mode (common to all superconductors) and the Leggett mode (collective fluctuations of the interband phase difference), and investigation of their subtle interplay in view of validity of the charge conservation law and the participation in the Anderson-Higgs mechanism. Further, the nonequilibrium excitation of the superconducting gaps for the case of two-band superconductors with singlet pairing correlations is investigated in a view of optical pump-probe experiments. For this purpose a semi-numerical method based on the density- matrix theory is formulated. In this case additional amplitude (Higgs) modes were identified, which allow to directly detect the properties of the superconducting condensates as a function of time. Moreover, a new interplay between the phase (Leggett) and amplitude (Higgs) modes is studied in detail. In particular it was found that the nonadiabatic excitation process leads to strong coupling between both modes. Finally, based on calculations of the time-dependent optical conductivity the prediction is made that the coupled Higgs and Leggett modes can be clearly visible in the pump-probe absorption spectra.
We consider a generic Hamiltonian that is suitable for describing a uniform BCS superfluid on a lattice with a two-point basis and study its collective excitations at zero temperature. For this purpose, we first derive a Gaussian effective action for the pairing fluctuations and then extract the low-energy dispersion relations for the in-phase Goldstone and out-of-phase Leggett modes along with the corresponding amplitude (i.e., the so-called Higgs) ones. We find that while the Goldstone mode is gapless at zero momentum and propagating in general, the Leggett mode becomes undamped only with sufficiently strong interactions. Furthermore, we show that, in addition to the conventional contribution that is controlled by the energy of the Bloch bands, the velocity of the Goldstone mode has a geometric contribution that is governed by the quantum metric tensor of the Bloch states. Our results suggest that the latter contribution dominates the velocity when the former becomes negligible for a narrowband or a flatband.
The amplitude mode of a fermionic superfluid, analogous to the Higgs Boson, becomes undamped in the strong coupling regime when its frequency is pushed inside the BCS energy gap. We argue that this is the case in cold gases due to the energy dispersion and nonlocality of the pairing interaction, and propose to use the Feshbach resonance regime for parametric excitation of this mode. The results presented for the BCS pairing dynamics indicate that even weak dispersion suppresses dephasing and gives rise to persistent oscillations. The frequency of oscillations extracted from our simulation of the BCS dynamics agrees with the prediction of the many-body theory.
Collective modes in a superconductor correspond to fluctuations in the amplitude (Higgs mode) or the phase (Goldstone mode) of the order parameter. Starting from the BCS Hamiltonian, we derive a microscopic Hamiltonian for the coupled Higgs-Goldstone-electron system that contains all interactions among these degrees of freedom. The Higgs subsystem is a weakly interacting Bose gas: Higgs modes experience a mutual attraction mediated by the virtual exchange of Bogoliubov quasi-particle pairs. They also interact with external electromagnetic-fields with a coupling constant that we derive explicitly. We use this theory to examine whether an optically pumped gas of Higgs modes can undergo Bose-Einstein condensation. We identify a density window, bounded below by the equilibrium condensation criterion and above by collapse due to the attractive interaction, in which condensation can occur and we derive the expected density of Higgs-modes due to external pumping. This pumping depends crucially on non-parabolic corrections to the electron dispersion around the Fermi-energy. We show that the pumped mode density is compatible with condensation for realistic material parameters. We suggest possible experimental signatures of this non-equilibrium condensate.