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arXiv:2607.00945

The Dynamical Lie Algebra of QAOA-MaxCut on the Complete Graph

Jonathan Allcock, Pei Yuan, Shengyu Zhang

quant-phSubmitted Jul 1, 2026• Announced Jul 2, 2026• 0 citations
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Abstract

We give an analytical expression for the dynamical Lie algebra corresponding to the QAOA-MaxCut problem on complete graphs, and show that the variance of the associated loss function scales linearly in the number of qubits. This solves an open problem from [ASYZ26] and confirms that such systems do not exhibit barren plateaus. The proof is based on projecting the dynamical Lie algebra generators onto subspaces given by the Schur-Weyl duality between irreducible representations of the unitary and symmetric groups.

Related papers

QAOA-MaxCut has barren plateaus for almost all graphs

Rui Mao, Pei Yuan, Jonathan Allcock +1 more

The QAOA has been the subject of intense study over recent years, yet the corresponding Dynamical Lie Algebra (DLA)--a key indicator of the expressivity and trainability of VQAs--remains poorly understood beyond highly symmetric instances. An exponentially scaling DLA dimension is associated with the presence of so-called barren plateaus (BP) in the optimization landscape, which renders training intractable. In this work, we investigate the DLA of QAOA applied to the canonical MaxCut, for both weighted and unweighted graphs. For weighted graphs, we show that when the weights are drawn from a continuous distribution, the DLA dimension grows as $Θ(4^n)$ almost surely for all connected graphs except paths and cycles. In the more common unweighted setting, we show that asymptotically all but an exponentially vanishing fraction of graphs have $Θ(4^n)$ large DLA dimension. The entire simple Lie algebra decomposition of the corresponding DLAs is also identified, from which we prove that the variance of the loss function is $O(1/2^n)$, implying that QAOA on these weighted and unweighted graphs all suffers from BP. Moreover, we give explicit constructions for families of graphs whose DLAs have exponential dimension, including cases whose MaxCut is in $\mathsf P$. Our proof of the unweighted case is based on a number of splitting lemmas and DLA-freeness conditions that allow one to convert prohibitively complicated Lie algebraic problems into amenable graph theoretic problems. These form the basis for a new algorithm that computes such DLAs orders of magnitude faster than previous methods, reducing runtimes from days to seconds on standard hardware. We apply this algorithm to MQLib, a classical MaxCut benchmark suite covering over 3,500 instances with up to 53,130 vertices, and find that, ignoring edge weights, at least 75% of the instances possess a DLA of dimension at least $2^{128}$.

quant-pharXiv:2512.24577•Jan 1, 2026•0 citations

On the dynamical Lie algebras of quantum approximate optimization algorithms

Jonathan Allcock, Miklós Sántha, Yuan Pei +1 more

Dynamical Lie algebras (DLAs) have emerged as a valuable tool in the study of parameterized quantum circuits, helping to characterize both their expressiveness and trainability. In particular, the absence or presence of barren plateaus (BPs) – flat regions in parameter space that prevent the efficient training of variational quantum algorithms – has recently been shown to be intimately related to quantities derived from the associated DLA.In this work, we investigate DLAs for the quantum approximate optimization algorithm (QAOA), one of the most studied variational quantum algorithms for solving graph MaxCut and other combinatorial optimization problems. While DLAs for QAOA circuits have been studied before, existing results have either been based on numerical evidence, or else correspond to DLA generators specifically chosen to be universal for quantum computation on a subspace of states. We initiate an analytical study of barren plateaus and other statistics of QAOA algorithms, and give bounds on the dimensions of the corresponding DLAs and their centers for general graphs. We then focus on the n -vertex cycle and complete graphs. For the cycle graph we give an explicit basis, identify its decomposition into the direct sum of a 2 -dimensional center and a semisimple component isomorphic to n − 1 copies of s u ( 2 ) . We give an explicit basis for this isomorphism, and a closed-form expression for the variance of the cost function, proving the absence of BPs. For the complete graph we prove that the dimension of the DLA is O ( n 3 ) and give an explicit basis for the DLA.

arXiv:2407.12587•Quantum•May 29, 2026•1 citation

Dynamical Lie Algebras Cannot Describe Shallow QAOA: Cragged Terrains, Barren Plateaus, and Empirical Hardness Models

Harrison Copp, Charlton Li, Anžej Margeta-Cacace +1 more

The dynamical Lie algebraic (DLA) theory of variational quantum algorithms (VQAs) predicts commonplace exponentially vanishing loss and gradient variances for sufficiently deep parametrized circuits. In this work, we show that these predictions fail dramatically in the shallow-circuit (and particularly constant-depth) regime for the Quantum Approximate Optimization Algorithm (QAOA) applied to the maximum independent set (MIS) problem. In a large-scale numerical study across $\sim$23,000 problem instances, we find that barren plateaus are rare, while landscapes whose variances polynomially increase with system size---which we term "cragged terrains"---are common across graph families. This aggregate polynomial growth persists both for generic, low-symmetry random graphs and for highly symmetric vertex-transitive graphs, indicating that DLA-based variance predictions do not describe landscape scaling in this regime. As a stopgap alternative to the theory, we train empirical hardness models to predict instance-wise hardness metrics for QAOA-MIS. While these models generalize poorly, they nonetheless recover the correct landscape scaling class (barren plateau vs. cragged terrain) with high fidelity. Taken together, our results identify shallow QAOA for MIS as a prototypical setting in which asymptotic, unitary-design-centric predictions may be fundamentally insufficient to describe shallow variational quantum algorithms more broadly, emphasizing the need for more empirically-informed models of VQA loss landscapes.

quant-pharXiv:2608.04252•Aug 6, 2026•0 citations

Provable avoidance of barren plateaus for the Quantum Approximate Optimization Algorithm with Grover mixers

Boris Tsvelikhovskiy, Matthew Nuyten, Bojko Bakalov

We analyze the dynamical Lie algebras (DLAs) associated with the Grover-mixer variant of the Quantum Approximate Optimization Algorithm (GM-QAOA). When the initial state is the uniform superposition of computational basis states, we show that the corresponding DLA is isomorphic to $\mathfrak{su}(d) \oplus \mathfrak{u}(1)\oplus \mathfrak{u}(1)$, where $d$ denotes the number of distinct values of the objective function. We also establish an analogous result for other choices of initial states and Grover-type mixers. Furthermore, we prove that the DLA of GM-QAOA has the largest possible commutant among all QAOA variants initialized with the same state, corresponding physically to the maximal set of conserved quantities. We derive an explicit formula for the variance of the GM-QAOA loss function in terms of the objective function values, and we show that for a broad class of optimization problems, GM-QAOA with sufficiently many layers avoids barren plateaus.

arXiv:2509.10424•Sep 12, 2025•0 citations

The Expressive Power of Constrained QAOA: What You Might Have MISsed

Boris Tsvelikhovskiy, Bao Bach, Ilya Safro

Feasibility-preserving mixer Hamiltonians offer an attractive alternative to penalty encodings for constrained quantum optimization, yet how enforcing constraints alters the state space reachable by the Quantum Approximate Optimization Algorithm (QAOA) remains largely unexplored. We address this question within the context of the Maximum Independent Set (MIS) problem. Alongside the standard controlled bit-flip mixer, we analyze the alternative $\mathit{Flip\text{-}or\text{-}Stay}$ mixer, whose restriction to the feasible subspace $W_{\mathcal{F}}$ corresponds precisely to the shifted negative Laplacian of the independent-set reconfiguration graph. Although both mixers induce identical transitions between independent sets, the diagonal modification changes the spectral structure and can substantially enlarge the set of reachable quantum states. For every connected input graph with at least two vertices, we prove that independently parameterized local controls associated with either mixer generate the full unitary Lie algebra on the feasible subspace. Standard QAOA exhibits a more nuanced algebraic structure. We prove that the dynamical Lie algebra associated with MIS-QAOA employing the conventional mixer embeds into its Flip-or-Stay counterpart. Furthermore, we construct an infinite family of graphs for which the corresponding vacuum-state dynamical group orbits exhibit strictly distinct dimensions, establishing a qualitative expressivity separation between the two architectures. For either mixer, we show that standard QAOA initialized in the empty set can prepare a state supported entirely on maximum independent sets at finite depth. For the free architectures, we also derive an exact loss-variance formula in the unitary-design limit, expressed through the number of feasible independent sets and the variance of their cardinalities.

quant-pharXiv:2609.18209•Sep 17, 2026•0 citations

Efficient Estimation of Reduced QAOA Expressibility on Acyclic Graphs

Bao Bach, Boris Tsvelikhovskiy, Jose Falla +1 more

Classically equivalent formulations of an optimization problem need not lead to equivalent quantum algorithms. For MaxCut, fixing the value of a single vertex removes a simple global symmetry without changing the underlying optimization problem, yet it can substantially alter the quantum dynamics generated by the Quantum Approximate Optimization Algorithm (QAOA). These dynamics are captured by the circuit's dynamical Lie algebra (DLA), whose direct construction can become exponentially expensive. Here we show that, for symmetry-reduced QAOA on trees, substantial information about the reduced DLA can instead be obtained efficiently from the graph alone. We introduce a polynomial classical algorithm that recursively distinguishes vertices using shortest path structure and degree parity. When all vertices are resolved individually, the method determines the complete reduced DLA and, under the corresponding graph conditions, certifies maximal expressibility of the reduced QAOA ansatz. Even when full resolution is not achieved, the algorithm identifies embedded subalgebras, provides rigorous lower bounds on DLA dimension, and certifies controllable subsystems. Our theoretical and experimental results show how classical graph structure can be used to diagnose and potentially guide the quantum dynamics of variational algorithms before running them on quantum hardware.

quant-pharXiv:2609.03317•Sep 4, 2026•0 citations
We give an analytical expression for the dynamical Lie algebra corresponding to the QAOA-MaxCut problem on complete graphs, and show that the variance of the associated loss function scales linearly in the number of qubits. This solves an open problem from [ASYZ26] and confirms that such systems do not exhibit barren plateaus. The proof is based on projecting the dynamical Lie algebra generators onto subspaces given by the Schur-Weyl duality between irreducible representations of the unitary and symmetric groups.
The QAOA has been the subject of intense study over recent years, yet the corresponding Dynamical Lie Algebra (DLA)--a key indicator of the expressivity and trainability of VQAs--remains poorly understood beyond highly symmetric instances. An exponentially scaling DLA dimension is associated with the presence of so-called barren plateaus (BP) in the optimization landscape, which renders training intractable. In this work, we investigate the DLA of QAOA applied to the canonical MaxCut, for both weighted and unweighted graphs. For weighted graphs, we show that when the weights are drawn from a continuous distribution, the DLA dimension grows as Θ(4n)Θ(4^n)Θ(4n) almost surely for all connected graphs except paths and cycles. In the more common unweighted setting, we show that asymptotically all but an exponentially vanishing fraction of graphs have Θ(4n)Θ(4^n)Θ(4n) large DLA dimension. The entire simple Lie algebra decomposition of the corresponding DLAs is also identified, from which we prove that the variance of the loss function is O(1/2n)O(1/2^n)O(1/2n), implying that QAOA on these weighted and unweighted graphs all suffers from BP. Moreover, we give explicit constructions for families of graphs whose DLAs have exponential dimension, including cases whose MaxCut is in P\mathsf PP. Our proof of the unweighted case is based on a number of splitting lemmas and DLA-freeness conditions that allow one to convert prohibitively complicated Lie algebraic problems into amenable graph theoretic problems. These form the basis for a new algorithm that computes such DLAs orders of magnitude faster than previous methods, reducing runtimes from days to seconds on standard hardware. We apply this algorithm to MQLib, a classical MaxCut benchmark suite covering over 3,500 instances with up to 53,130 vertices, and find that, ignoring edge weights, at least 75% of the instances possess a DLA of dimension at least 21282^{128}2128.
Dynamical Lie algebras (DLAs) have emerged as a valuable tool in the study of parameterized quantum circuits, helping to characterize both their expressiveness and trainability. In particular, the absence or presence of barren plateaus (BPs) – flat regions in parameter space that prevent the efficient training of variational quantum algorithms – has recently been shown to be intimately related to quantities derived from the associated DLA.In this work, we investigate DLAs for the quantum approximate optimization algorithm (QAOA), one of the most studied variational quantum algorithms for solving graph MaxCut and other combinatorial optimization problems. While DLAs for QAOA circuits have been studied before, existing results have either been based on numerical evidence, or else correspond to DLA generators specifically chosen to be universal for quantum computation on a subspace of states. We initiate an analytical study of barren plateaus and other statistics of QAOA algorithms, and give bounds on the dimensions of the corresponding DLAs and their centers for general graphs. We then focus on the n -vertex cycle and complete graphs. For the cycle graph we give an explicit basis, identify its decomposition into the direct sum of a 2 -dimensional center and a semisimple component isomorphic to n − 1 copies of s u ( 2 ) . We give an explicit basis for this isomorphism, and a closed-form expression for the variance of the cost function, proving the absence of BPs. For the complete graph we prove that the dimension of the DLA is O ( n 3 ) and give an explicit basis for the DLA.
The dynamical Lie algebraic (DLA) theory of variational quantum algorithms (VQAs) predicts commonplace exponentially vanishing loss and gradient variances for sufficiently deep parametrized circuits. In this work, we show that these predictions fail dramatically in the shallow-circuit (and particularly constant-depth) regime for the Quantum Approximate Optimization Algorithm (QAOA) applied to the maximum independent set (MIS) problem. In a large-scale numerical study across $\sim$23,000 problem instances, we find that barren plateaus are rare, while landscapes whose variances polynomially increase with system size---which we term "cragged terrains"---are common across graph families. This aggregate polynomial growth persists both for generic, low-symmetry random graphs and for highly symmetric vertex-transitive graphs, indicating that DLA-based variance predictions do not describe landscape scaling in this regime. As a stopgap alternative to the theory, we train empirical hardness models to predict instance-wise hardness metrics for QAOA-MIS. While these models generalize poorly, they nonetheless recover the correct landscape scaling class (barren plateau vs. cragged terrain) with high fidelity. Taken together, our results identify shallow QAOA for MIS as a prototypical setting in which asymptotic, unitary-design-centric predictions may be fundamentally insufficient to describe shallow variational quantum algorithms more broadly, emphasizing the need for more empirically-informed models of VQA loss landscapes.
We analyze the dynamical Lie algebras (DLAs) associated with the Grover-mixer variant of the Quantum Approximate Optimization Algorithm (GM-QAOA). When the initial state is the uniform superposition of computational basis states, we show that the corresponding DLA is isomorphic to su(d)⊕u(1)⊕u(1)\mathfrak{su}(d) \oplus \mathfrak{u}(1)\oplus \mathfrak{u}(1)su(d)⊕u(1)⊕u(1), where ddd denotes the number of distinct values of the objective function. We also establish an analogous result for other choices of initial states and Grover-type mixers. Furthermore, we prove that the DLA of GM-QAOA has the largest possible commutant among all QAOA variants initialized with the same state, corresponding physically to the maximal set of conserved quantities. We derive an explicit formula for the variance of the GM-QAOA loss function in terms of the objective function values, and we show that for a broad class of optimization problems, GM-QAOA with sufficiently many layers avoids barren plateaus.
Feasibility-preserving mixer Hamiltonians offer an attractive alternative to penalty encodings for constrained quantum optimization, yet how enforcing constraints alters the state space reachable by the Quantum Approximate Optimization Algorithm (QAOA) remains largely unexplored. We address this question within the context of the Maximum Independent Set (MIS) problem. Alongside the standard controlled bit-flip mixer, we analyze the alternative Flip-or-Stay\mathit{Flip\text{-}or\text{-}Stay}Flip-or-Stay mixer, whose restriction to the feasible subspace WFW_{\mathcal{F}}WF​ corresponds precisely to the shifted negative Laplacian of the independent-set reconfiguration graph. Although both mixers induce identical transitions between independent sets, the diagonal modification changes the spectral structure and can substantially enlarge the set of reachable quantum states. For every connected input graph with at least two vertices, we prove that independently parameterized local controls associated with either mixer generate the full unitary Lie algebra on the feasible subspace. Standard QAOA exhibits a more nuanced algebraic structure. We prove that the dynamical Lie algebra associated with MIS-QAOA employing the conventional mixer embeds into its Flip-or-Stay counterpart. Furthermore, we construct an infinite family of graphs for which the corresponding vacuum-state dynamical group orbits exhibit strictly distinct dimensions, establishing a qualitative expressivity separation between the two architectures. For either mixer, we show that standard QAOA initialized in the empty set can prepare a state supported entirely on maximum independent sets at finite depth. For the free architectures, we also derive an exact loss-variance formula in the unitary-design limit, expressed through the number of feasible independent sets and the variance of their cardinalities.
Classically equivalent formulations of an optimization problem need not lead to equivalent quantum algorithms. For MaxCut, fixing the value of a single vertex removes a simple global symmetry without changing the underlying optimization problem, yet it can substantially alter the quantum dynamics generated by the Quantum Approximate Optimization Algorithm (QAOA). These dynamics are captured by the circuit's dynamical Lie algebra (DLA), whose direct construction can become exponentially expensive. Here we show that, for symmetry-reduced QAOA on trees, substantial information about the reduced DLA can instead be obtained efficiently from the graph alone. We introduce a polynomial classical algorithm that recursively distinguishes vertices using shortest path structure and degree parity. When all vertices are resolved individually, the method determines the complete reduced DLA and, under the corresponding graph conditions, certifies maximal expressibility of the reduced QAOA ansatz. Even when full resolution is not achieved, the algorithm identifies embedded subalgebras, provides rigorous lower bounds on DLA dimension, and certifies controllable subsystems. Our theoretical and experimental results show how classical graph structure can be used to diagnose and potentially guide the quantum dynamics of variational algorithms before running them on quantum hardware.