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arXiv:2407.12587 · Quantum

On the dynamical Lie algebras of quantum approximate optimization algorithms

Jonathan Allcock, Miklós Sántha, Yuan Pei, Shengyu Zhang

Published May 29, 2026• 1 citation
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Abstract

Dynamical Lie algebras (DLAs) have emerged as a valuable tool in the study of parameterized quantum circuits, helping to characterize both their expressiveness and trainability. In particular, the absence or presence of barren plateaus (BPs) – flat regions in parameter space that prevent the efficient training of variational quantum algorithms – has recently been shown to be intimately related to quantities derived from the associated DLA.In this work, we investigate DLAs for the quantum approximate optimization algorithm (QAOA), one of the most studied variational quantum algorithms for solving graph MaxCut and other combinatorial optimization problems. While DLAs for QAOA circuits have been studied before, existing results have either been based on numerical evidence, or else correspond to DLA generators specifically chosen to be universal for quantum computation on a subspace of states. We initiate an analytical study of barren plateaus and other statistics of QAOA algorithms, and give bounds on the dimensions of the corresponding DLAs and their centers for general graphs. We then focus on the n -vertex cycle and complete graphs. For the cycle graph we give an explicit basis, identify its decomposition into the direct sum of a 2 -dimensional center and a semisimple component isomorphic to n − 1 copies of s u ( 2 ) . We give an explicit basis for this isomorphism, and a closed-form expression for the variance of the cost function, proving the absence of BPs. For the complete graph we prove that the dimension of the DLA is O ( n 3 ) and give an explicit basis for the DLA.

DOI
10.22331/q-2026-05-29-2119

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Dynamical Lie algebras (DLAs) have emerged as a valuable tool in the study of parameterized quantum circuits, helping to characterize both their expressiveness and trainability. In particular, the absence or presence of barren plateaus (BPs) – flat regions in parameter space that prevent the efficient training of variational quantum algorithms – has recently been shown to be intimately related to quantities derived from the associated DLA.In this work, we investigate DLAs for the quantum approximate optimization algorithm (QAOA), one of the most studied variational quantum algorithms for solving graph MaxCut and other combinatorial optimization problems. While DLAs for QAOA circuits have been studied before, existing results have either been based on numerical evidence, or else correspond to DLA generators specifically chosen to be universal for quantum computation on a subspace of states. We initiate an analytical study of barren plateaus and other statistics of QAOA algorithms, and give bounds on the dimensions of the corresponding DLAs and their centers for general graphs. We then focus on the n -vertex cycle and complete graphs. For the cycle graph we give an explicit basis, identify its decomposition into the direct sum of a 2 -dimensional center and a semisimple component isomorphic to n − 1 copies of s u ( 2 ) . We give an explicit basis for this isomorphism, and a closed-form expression for the variance of the cost function, proving the absence of BPs. For the complete graph we prove that the dimension of the DLA is O ( n 3 ) and give an explicit basis for the DLA.
Variational quantum computing schemes train a loss function by sending an initial state through a parametrized quantum circuit, and measuring the expectation value of some operator. Despite their promise, the trainability of these algorithms is hindered by barren plateaus (BPs) induced by the expressiveness of the circuit, the entanglement of the input data, the locality of the observable, or the presence of noise. Up to this point, these sources of BPs have been regarded as independent. In this work, we present a general Lie algebraic theory that provides an exact expression for the variance of the loss function of sufficiently deep parametrized quantum circuits, even in the presence of certain noise models. Our results allow us to understand under one framework all aforementioned sources of BPs. This theoretical leap resolves a standing conjecture about a connection between loss concentration and the dimension of the Lie algebra of the circuit’s generators. The barren plateau problem represents one of the major bottlenecks for parametrized quantum circuits algorithms. Here, the authors study the known sources of BP using the lens of Lie algebraic theory, finding an expression of the variance of the loss function depending on the dynamical Lie algebra of the circuit.
The QAOA has been the subject of intense study over recent years, yet the corresponding Dynamical Lie Algebra (DLA)--a key indicator of the expressivity and trainability of VQAs--remains poorly understood beyond highly symmetric instances. An exponentially scaling DLA dimension is associated with the presence of so-called barren plateaus (BP) in the optimization landscape, which renders training intractable. In this work, we investigate the DLA of QAOA applied to the canonical MaxCut, for both weighted and unweighted graphs. For weighted graphs, we show that when the weights are drawn from a continuous distribution, the DLA dimension grows as Θ(4n)Θ(4^n)Θ(4n) almost surely for all connected graphs except paths and cycles. In the more common unweighted setting, we show that asymptotically all but an exponentially vanishing fraction of graphs have Θ(4n)Θ(4^n)Θ(4n) large DLA dimension. The entire simple Lie algebra decomposition of the corresponding DLAs is also identified, from which we prove that the variance of the loss function is O(1/2n)O(1/2^n)O(1/2n), implying that QAOA on these weighted and unweighted graphs all suffers from BP. Moreover, we give explicit constructions for families of graphs whose DLAs have exponential dimension, including cases whose MaxCut is in P\mathsf PP. Our proof of the unweighted case is based on a number of splitting lemmas and DLA-freeness conditions that allow one to convert prohibitively complicated Lie algebraic problems into amenable graph theoretic problems. These form the basis for a new algorithm that computes such DLAs orders of magnitude faster than previous methods, reducing runtimes from days to seconds on standard hardware. We apply this algorithm to MQLib, a classical MaxCut benchmark suite covering over 3,500 instances with up to 53,130 vertices, and find that, ignoring edge weights, at least 75% of the instances possess a DLA of dimension at least 21282^{128}2128.
We analyze the dynamical Lie algebras (DLAs) associated with the Grover-mixer variant of the Quantum Approximate Optimization Algorithm (GM-QAOA). When the initial state is the uniform superposition of computational basis states, we show that the corresponding DLA is isomorphic to su(d)⊕u(1)⊕u(1)\mathfrak{su}(d) \oplus \mathfrak{u}(1)\oplus \mathfrak{u}(1)su(d)⊕u(1)⊕u(1), where ddd denotes the number of distinct values of the objective function. We also establish an analogous result for other choices of initial states and Grover-type mixers. Furthermore, we prove that the DLA of GM-QAOA has the largest possible commutant among all QAOA variants initialized with the same state, corresponding physically to the maximal set of conserved quantities. We derive an explicit formula for the variance of the GM-QAOA loss function in terms of the objective function values, and we show that for a broad class of optimization problems, GM-QAOA with sufficiently many layers avoids barren plateaus.
The quantum approximate optimization algorithm (QAOA) has been proposed as a method to obtain approximate solutions for combinatorial optimization tasks. In this work, we study the underlying algebraic properties of three QAOA ansätze for the maximum-cut problem on connected graphs, while focusing on the generated Lie algebras as well as their invariant subspaces. Specifically, we analyze the standard QAOA ansatz as well as the orbit and multiangle ansätze. We are able to fully characterize the Lie algebras of the multiangle ansatz across arbitrary connected graphs, finding that they only fall into one of just six families. Aside from the cycle and path graphs, the Lie dimensions for every graph are exponentially large in the system size, meaning that multiangle ansätze are extremely prone to exhibiting barren plateaus. Then, a similar quasi-graph-independent Lie-algebraic characterization beyond the multiangle ansatz is impeded as the circuit exhibits additional “hidden” symmetries besides those naturally arising from a certain parity-superselection operator and all automorphisms of the considered graph. Disregarding the “hidden” symmetries, we can upper bound the dimensions of the orbit and the standard Lie algebras, and the dimensions of the associated invariant subspaces are determined via explicit character formulas. To finish, we conjecture that (for most graphs) the standard Lie algebras have only components that are either exponential or that grow, at most, polynomially with the system size. This would imply that the QAOA is either prone to barren plateaus or classically simulable. More generally, our work provides a symmetry framework and tools to analyze any desired variational quantum algorithm.
We give an analytical expression for the dynamical Lie algebra corresponding to the QAOA-MaxCut problem on complete graphs, and show that the variance of the associated loss function scales linearly in the number of qubits. This solves an open problem from [ASYZ26] and confirms that such systems do not exhibit barren plateaus. The proof is based on projecting the dynamical Lie algebra generators onto subspaces given by the Schur-Weyl duality between irreducible representations of the unitary and symmetric groups.
The dynamical Lie algebraic (DLA) theory of variational quantum algorithms (VQAs) predicts commonplace exponentially vanishing loss and gradient variances for sufficiently deep parametrized circuits. In this work, we show that these predictions fail dramatically in the shallow-circuit (and particularly constant-depth) regime for the Quantum Approximate Optimization Algorithm (QAOA) applied to the maximum independent set (MIS) problem. In a large-scale numerical study across $\sim$23,000 problem instances, we find that barren plateaus are rare, while landscapes whose variances polynomially increase with system size---which we term "cragged terrains"---are common across graph families. This aggregate polynomial growth persists both for generic, low-symmetry random graphs and for highly symmetric vertex-transitive graphs, indicating that DLA-based variance predictions do not describe landscape scaling in this regime. As a stopgap alternative to the theory, we train empirical hardness models to predict instance-wise hardness metrics for QAOA-MIS. While these models generalize poorly, they nonetheless recover the correct landscape scaling class (barren plateau vs. cragged terrain) with high fidelity. Taken together, our results identify shallow QAOA for MIS as a prototypical setting in which asymptotic, unitary-design-centric predictions may be fundamentally insufficient to describe shallow variational quantum algorithms more broadly, emphasizing the need for more empirically-informed models of VQA loss landscapes.