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arXiv:2512.24577

QAOA-MaxCut has barren plateaus for almost all graphs

Rui Mao, Pei Yuan, Jonathan Allcock, Shengyu Zhang

quant-phSubmitted Dec 31, 2025• Announced Jan 1, 2026• 0 citations
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Abstract

The QAOA has been the subject of intense study over recent years, yet the corresponding Dynamical Lie Algebra (DLA)--a key indicator of the expressivity and trainability of VQAs--remains poorly understood beyond highly symmetric instances. An exponentially scaling DLA dimension is associated with the presence of so-called barren plateaus (BP) in the optimization landscape, which renders training intractable. In this work, we investigate the DLA of QAOA applied to the canonical MaxCut, for both weighted and unweighted graphs. For weighted graphs, we show that when the weights are drawn from a continuous distribution, the DLA dimension grows as $Θ(4^n)$ almost surely for all connected graphs except paths and cycles. In the more common unweighted setting, we show that asymptotically all but an exponentially vanishing fraction of graphs have $Θ(4^n)$ large DLA dimension. The entire simple Lie algebra decomposition of the corresponding DLAs is also identified, from which we prove that the variance of the loss function is $O(1/2^n)$, implying that QAOA on these weighted and unweighted graphs all suffers from BP. Moreover, we give explicit constructions for families of graphs whose DLAs have exponential dimension, including cases whose MaxCut is in $\mathsf P$. Our proof of the unweighted case is based on a number of splitting lemmas and DLA-freeness conditions that allow one to convert prohibitively complicated Lie algebraic problems into amenable graph theoretic problems. These form the basis for a new algorithm that computes such DLAs orders of magnitude faster than previous methods, reducing runtimes from days to seconds on standard hardware. We apply this algorithm to MQLib, a classical MaxCut benchmark suite covering over 3,500 instances with up to 53,130 vertices, and find that, ignoring edge weights, at least 75% of the instances possess a DLA of dimension at least $2^{128}$.

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The QAOA has been the subject of intense study over recent years, yet the corresponding Dynamical Lie Algebra (DLA)--a key indicator of the expressivity and trainability of VQAs--remains poorly understood beyond highly symmetric instances. An exponentially scaling DLA dimension is associated with the presence of so-called barren plateaus (BP) in the optimization landscape, which renders training intractable. In this work, we investigate the DLA of QAOA applied to the canonical MaxCut, for both weighted and unweighted graphs. For weighted graphs, we show that when the weights are drawn from a continuous distribution, the DLA dimension grows as Θ(4n)Θ(4^n)Θ(4n) almost surely for all connected graphs except paths and cycles. In the more common unweighted setting, we show that asymptotically all but an exponentially vanishing fraction of graphs have Θ(4n)Θ(4^n)Θ(4n) large DLA dimension. The entire simple Lie algebra decomposition of the corresponding DLAs is also identified, from which we prove that the variance of the loss function is O(1/2n)O(1/2^n)O(1/2n), implying that QAOA on these weighted and unweighted graphs all suffers from BP. Moreover, we give explicit constructions for families of graphs whose DLAs have exponential dimension, including cases whose MaxCut is in P\mathsf PP. Our proof of the unweighted case is based on a number of splitting lemmas and DLA-freeness conditions that allow one to convert prohibitively complicated Lie algebraic problems into amenable graph theoretic problems. These form the basis for a new algorithm that computes such DLAs orders of magnitude faster than previous methods, reducing runtimes from days to seconds on standard hardware. We apply this algorithm to MQLib, a classical MaxCut benchmark suite covering over 3,500 instances with up to 53,130 vertices, and find that, ignoring edge weights, at least 75% of the instances possess a DLA of dimension at least 21282^{128}2128.
Dynamical Lie algebras (DLAs) have emerged as a valuable tool in the study of parameterized quantum circuits, helping to characterize both their expressiveness and trainability. In particular, the absence or presence of barren plateaus (BPs) – flat regions in parameter space that prevent the efficient training of variational quantum algorithms – has recently been shown to be intimately related to quantities derived from the associated DLA.In this work, we investigate DLAs for the quantum approximate optimization algorithm (QAOA), one of the most studied variational quantum algorithms for solving graph MaxCut and other combinatorial optimization problems. While DLAs for QAOA circuits have been studied before, existing results have either been based on numerical evidence, or else correspond to DLA generators specifically chosen to be universal for quantum computation on a subspace of states. We initiate an analytical study of barren plateaus and other statistics of QAOA algorithms, and give bounds on the dimensions of the corresponding DLAs and their centers for general graphs. We then focus on the n -vertex cycle and complete graphs. For the cycle graph we give an explicit basis, identify its decomposition into the direct sum of a 2 -dimensional center and a semisimple component isomorphic to n − 1 copies of s u ( 2 ) . We give an explicit basis for this isomorphism, and a closed-form expression for the variance of the cost function, proving the absence of BPs. For the complete graph we prove that the dimension of the DLA is O ( n 3 ) and give an explicit basis for the DLA.
The dynamical Lie algebraic (DLA) theory of variational quantum algorithms (VQAs) predicts commonplace exponentially vanishing loss and gradient variances for sufficiently deep parametrized circuits. In this work, we show that these predictions fail dramatically in the shallow-circuit (and particularly constant-depth) regime for the Quantum Approximate Optimization Algorithm (QAOA) applied to the maximum independent set (MIS) problem. In a large-scale numerical study across $\sim$23,000 problem instances, we find that barren plateaus are rare, while landscapes whose variances polynomially increase with system size---which we term "cragged terrains"---are common across graph families. This aggregate polynomial growth persists both for generic, low-symmetry random graphs and for highly symmetric vertex-transitive graphs, indicating that DLA-based variance predictions do not describe landscape scaling in this regime. As a stopgap alternative to the theory, we train empirical hardness models to predict instance-wise hardness metrics for QAOA-MIS. While these models generalize poorly, they nonetheless recover the correct landscape scaling class (barren plateau vs. cragged terrain) with high fidelity. Taken together, our results identify shallow QAOA for MIS as a prototypical setting in which asymptotic, unitary-design-centric predictions may be fundamentally insufficient to describe shallow variational quantum algorithms more broadly, emphasizing the need for more empirically-informed models of VQA loss landscapes.
We give an analytical expression for the dynamical Lie algebra corresponding to the QAOA-MaxCut problem on complete graphs, and show that the variance of the associated loss function scales linearly in the number of qubits. This solves an open problem from [ASYZ26] and confirms that such systems do not exhibit barren plateaus. The proof is based on projecting the dynamical Lie algebra generators onto subspaces given by the Schur-Weyl duality between irreducible representations of the unitary and symmetric groups.
Classically equivalent formulations of an optimization problem need not lead to equivalent quantum algorithms. For MaxCut, fixing the value of a single vertex removes a simple global symmetry without changing the underlying optimization problem, yet it can substantially alter the quantum dynamics generated by the Quantum Approximate Optimization Algorithm (QAOA). These dynamics are captured by the circuit's dynamical Lie algebra (DLA), whose direct construction can become exponentially expensive. Here we show that, for symmetry-reduced QAOA on trees, substantial information about the reduced DLA can instead be obtained efficiently from the graph alone. We introduce a polynomial classical algorithm that recursively distinguishes vertices using shortest path structure and degree parity. When all vertices are resolved individually, the method determines the complete reduced DLA and, under the corresponding graph conditions, certifies maximal expressibility of the reduced QAOA ansatz. Even when full resolution is not achieved, the algorithm identifies embedded subalgebras, provides rigorous lower bounds on DLA dimension, and certifies controllable subsystems. Our theoretical and experimental results show how classical graph structure can be used to diagnose and potentially guide the quantum dynamics of variational algorithms before running them on quantum hardware.
The performance of the Quantum Approximate Optimization Algorithm (QAOA) is closely tied to the structure of the dynamical Lie algebra (DLA) generated by its Hamiltonians, which determines both its expressivity and trainability. In this work, we show that classical symmetries can be systematically exploited as a design principle for QAOA. Focusing on the MaxCut problem with global bit-flip symmetry, we analyze reduced QAOA instances obtained by fixing a single variable and study how this choice affects the associated DLAs. We show that the structure of the DLAs can change dramatically depending on which variable is held fixed. In particular, we construct explicit examples where the dimension collapses from exponential to quadratic, uncovering phenomena that do not appear in the original formulation. Numerical experiments on asymmetric graphs indicate that such reductions often produce DLAs of much smaller dimension, suggesting improved trainability. We also prove that any graph can be embedded into a slightly larger one (requiring only quadratic overhead) such that the standard reduced DLA coincides with the free reduced DLA, in most cases implying exponential dimension and irreducibility on the Hilbert space for reduced QAOA instances. These results establish symmetry-aware reduction as a principled tool for designing expressive and potentially trainable QAOA circuits.
As Quantum Machine Learning (QML) transitions toward practical implementation, the field faces a critical architectural bottleneck that challenges the fundamental assumptions of classical statistical learning theory. In classical deep learning, increasing model capacity typically risks overfitting. However, this study advances a counter-intuitive paradigm: unstructured contemporary QML architectures suffer from a profound state of quantum underfitting, driven by the "expressivity-trainability paradox." We demonstrate that the vast Hilbert space capacity of Parameterized Quantum Circuits (PQCs)-traditionally chased as the source of quantum advantage is the direct mathematical cause of Barren Plateaus (BPs), where gradient landscapes become exponentially flat. By synthesizing recent breakthroughs in Dynamical Lie Algebras (DLAs) and Geometric QML, we establish a comprehensive framework linking the algebraic dimension of circuit generators to their optimization dynamics. Furthermore, we empirically validate this framework on a non-linear binary classification task, illuminating a uniquely quantum manifestation of the bias-variance tradeoff: while unstructured architectures achieve near-perfect training accuracy via unscalable parameterization (quantum overfitting), embedding group-theoretic geometric priors acts as a structural regularizer. By restricting the DLA growth to a polynomial regime, our symmetry-preserving approach sacrifices raw memorization capacity to guarantee scalable, gradient-rich training landscapes, offering a robust roadmap for "Trainability-by-Design" in scalable quantum neural networks.