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arXiv:2607.00381

Subsystem Thermalization and Work Statistical Characterizations of Floquet Dynamics

Feng-Li Lin, Ching-Yu Huang

quant-phcond-mat.stat-mechSubmitted Jul 1, 2026• Announced Jul 2, 2026• 0 citations
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Abstract

We study Floquet thermalization in a periodically driven quantum non-integrable Ising chain by combining two operational diagnostics: subsystem thermalization and work statistics. For generic interacting Floquet systems, stroboscopic dynamics lead to heating toward an infinite-temperature state at low driving frequencies, to a prethermal state during the crossover regime, and then to a finite-temperature state at high driving frequencies. We show that reduced density matrices of small subsystems provide a precise measure of local equilibration and clearly resolve prethermal plateaus. In parallel, we analyze the statistics of work performed over a Floquet cycle using both the characteristic function of work with and without the two-point measurements, and the related fluctuation theorem, which captures coherent contributions and deviations from thermal equilibrium. By comparing these two diagnostics within the same Floquet setting, we demonstrate that work statistics encode the same dynamical crossover that governs subsystem thermalization. Our results establish a unified and experimentally accessible framework for characterizing Floquet thermalization, prethermal regimes, and coherent energy absorption in interacting quantum systems.

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We study Floquet thermalization in a periodically driven quantum non-integrable Ising chain by combining two operational diagnostics: subsystem thermalization and work statistics. For generic interacting Floquet systems, stroboscopic dynamics lead to heating toward an infinite-temperature state at low driving frequencies, to a prethermal state during the crossover regime, and then to a finite-temperature state at high driving frequencies. We show that reduced density matrices of small subsystems provide a precise measure of local equilibration and clearly resolve prethermal plateaus. In parallel, we analyze the statistics of work performed over a Floquet cycle using both the characteristic function of work with and without the two-point measurements, and the related fluctuation theorem, which captures coherent contributions and deviations from thermal equilibrium. By comparing these two diagnostics within the same Floquet setting, we demonstrate that work statistics encode the same dynamical crossover that governs subsystem thermalization. Our results establish a unified and experimentally accessible framework for characterizing Floquet thermalization, prethermal regimes, and coherent energy absorption in interacting quantum systems.
Periodically-driven (Floquet) quantum systems are ubiquitous in science and technology. For example, when a laser illuminates a material or an AC voltage is applied to a device, the system is well-described by a time-periodic Hamiltonian. In recent years, periodic driving has been proposed, not just as a tool to excite and probe devices, but actually as a mechanism of engineering new phases of matter, some of which have no equilibrium analog. However, with this promise comes a serious problem. Intuitively, if energy is injected into and distributed throughout a system, it is no surprise that it tends to heat up indefinitely to infinite temperature. In this thesis, we study the mechanisms of heating, i.e. the process of thermalization, in Floquet systems and propose methods to control them. Specifically, for non-interacting Floquet systems that are coupled to external bosonic and fermionic baths (e.g. laser-driven electrons in a semiconductor that interact with phonons and an external lead), we classify the relevant scattering processes that contribute to cooling/heating in the Floquet bands and suggest methods to suppress heating via bandwidth-restrictions on the baths. We find that is possible, with appropriate dissipative engineering, to stabilize a controlled incompressible nonequilibrium steady-state resembling a ground state - a state we term the "Floquet insulator." We extend this analysis to include short-range interactions that contribute additional heating processes and show, under the same framework, that heating can be controlled with dissipation. In the process, we develop a simple effective model for the Floquet band densities that captures the essence of all the Floquet scattering processes and that is useful for ballparking experimentally-relevant estimates of heating. Next, we turn our attention to strongly-interacting closed Floquet systems and study how heating emerges through a proliferation of resonances. We find a novel integrable point governing the strong-interaction limit of the Floquet system and examine the breakdown of integrability via the proliferation of resonances. We observe two distinct scaling regimes, attributed to non-thermal and thermal behavior, and discover a power-law scaling of the crossover between them as a function of system size. The lingering ergodicity-breaking effects of the conserved quantities in the vicinity (in parameter space) of the integrable point at finite size is a phenomena we term "near-integrability." These results suggest that small quantum systems, which are accessible currently in many platforms (e.g. trapped ions, cold atoms, superconducting devices), intrinsically host non-thermal states that one may be able to utilize to avoid heating. Furthermore, our results suggest a "dual" interpretation, in the thermodynamic limit, that a periodically-driven system exhibits prethermalization as a power-law in interaction strength.
We study the non-equilibrium dynamics of a disordered periodically driven quantum spin chain, with the competition between the interaction, disorder, and Floquet driving being of particular interest. We study dynamics of entanglement entropy, energy absorption to characterize dynamical regimes of the system whether it stays in the Floquet-MBL(many-body localization) region or thermalized region. Starting with a product state in the computational basis, followed by reduced density matrix which in turn gives rise to the entanglement entropy density. With the strength of the interaction, the transverse field, the parallel field, the disorder strength W and the driving frequency, we discover the distinct behaviors of fast delocalization and logarithmic entanglement growth and long-lasting memory of the initial state, indicative of localized or prethermal Floquet regimes. We observe that strong disorder arrests transport and enables slow entanglement dynamics, whereas strong driving frequency arrests energy absorption and creates a long-lived non-equilibrium state. Conversely, weak disorder or low driving frequency leads to delocalization. The outcomes show strong support for non-equilibrium phases in driven many-body systems.
The use of periodic driving for synthesizing many-body quantum states depends crucially on the existence of a prethermal regime, which exhibits drive-tunable properties while forestalling the effects of heating.This dependence motivates the search for direct experimental probes of the underlying localized nonergodic nature of the wave function in this metastable regime.We report experiments on a many-body Floquet system consisting of atoms in an optical lattice subjected to ultrastrong sign-changing amplitude modulation.Using a double-quench protocol, we measure an inverse participation ratio quantifying the degree of prethermal localization as a function of tunable drive parameters and interactions.We obtain a complete prethermal map of the drive-dependent properties of Floquet matter spanning four square decades of parameter space.Following the full time evolution, we observe sequential formation of two prethermal plateaux, interaction-driven ergodicity, and strongly frequency-dependent dynamics of long-time thermalization.The quantitative characterization of the prethermal Floquet matter realized in these experiments, along with the demonstration of control of its properties by variation of drive parameters and interactions, opens a new frontier for probing far-from-equilibrium quantum statistical mechanics and new possibilities for dynamical quantum engineering.
We study the regimes of heating in the periodically driven O(N)-model, which is a well established model for interacting quantum many-body systems. By computing the absorbed energy with a non-equilibrium Keldysh Green's function approach, we establish three dynamical regimes: at short times a single-particle dominated regime, at intermediate times a stable Floquet prethermal regime in which the system ceases to absorb, and at parametrically late times a thermalizing regime. Our simulations suggest that in the thermalizing regime the absorbed energy grows algebraically in time with an exponent that approaches the universal value of 1/2, and is thus significantly slower than linear Joule heating. Our results demonstrate the parametric stability of prethermal states in a many-body system driven at frequencies that are comparable to its microscopic scales. This paves the way for realizing exotic quantum phases, such as time crystals or interacting topological phases, in the prethermal regime of interacting Floquet systems.
We study the dynamics of periodically kicked many-body systems away from the high-frequency regime, and discuss a family of Floquet systems where the notion of prethermalization can be naturally extended to intermediate and low driving frequencies. We investigate numerically the dynamics of both integrable and nonintegrable systems, and report on the formation of a long-lived prethermal plateau, akin to the high-frequency limit, where the system thermalizes with respect to an effective Hamiltonian captured by the inverse-frequency expansion (IFE). Unlike the high-frequency regime, we find that the relevant heating times are model dependent: we analyze the stability of the prethermal plateau to small perturbations in the drive period and show that, in a spin chain whose IFE is intractable, the plateau duration is insensitive to the perturbation strength, in contrast to a chain where the IFE admits the resummation of an entire subseries. Infinitesimal perturbations are enough to restore the ergodic properties of the system, and decrease residual finite-size effects. Although the regime where the Floquet system leaves the prethermal plateau and starts heating up to infinite temperature is not captured by the IFE, we provide evidence that the evolved subsystem is described well by a thermal state with respect to the IFE Hamiltonian, with a gradually changing temperature, in accord with the eigenstate thermalization hypothesis.
This work presents a theoretical investigation of dynamic stabilization in interacting quantum many-body systems via high-frequency periodic driving. Using Floquet theory and the Magnus expansion, we derive the effective time-independent Hamiltonian governing the slow dynamics of a driven spin chain. We show that the external field induces a parametric renormalization of the transverse tunneling terms through a zeroth-order Bessel function dependence, leading to a critical drive amplitude at which transport is strongly suppressed. This suppression of the lowest-order hopping term gives rise to a long-lived prethermal regime in which many-body thermalization is significantly delayed. The resulting dynamics exhibit a sharp reduction in the short-to-intermediate time entanglement entropy growth rate. The framework is consistent with known results in Floquet engineering and coherent destruction of tunneling, and provides a unified interpretation of transport suppression and delayed scrambling in periodically driven systems. A falsifiable experimental protocol using ultracold atoms in optical lattices is proposed to validate the predicted threshold behavior and prethermal stabilization mechanism.