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arXiv:2606.04976

Effective and Floquet Hamiltonians for High Frequency Driving and Floquet-induced Heating in Quantum Spin Chains

Mayukh Bandyopadhyay, Vinod Ashokan

Published Jun 3, 2026• 0 citations
arXivHTMLPDF

Abstract

We study the non-equilibrium dynamics of a disordered periodically driven quantum spin chain, with the competition between the interaction, disorder, and Floquet driving being of particular interest. We study dynamics of entanglement entropy, energy absorption to characterize dynamical regimes of the system whether it stays in the Floquet-MBL(many-body localization) region or thermalized region. Starting with a product state in the computational basis, followed by reduced density matrix which in turn gives rise to the entanglement entropy density. With the strength of the interaction, the transverse field, the parallel field, the disorder strength W and the driving frequency, we discover the distinct behaviors of fast delocalization and logarithmic entanglement growth and long-lasting memory of the initial state, indicative of localized or prethermal Floquet regimes. We observe that strong disorder arrests transport and enables slow entanglement dynamics, whereas strong driving frequency arrests energy absorption and creates a long-lived non-equilibrium state. Conversely, weak disorder or low driving frequency leads to delocalization. The outcomes show strong support for non-equilibrium phases in driven many-body systems.

DOI
10.48550/arxiv.2606.04976

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We study the non-equilibrium dynamics of a disordered periodically driven quantum spin chain, with the competition between the interaction, disorder, and Floquet driving being of particular interest. We study dynamics of entanglement entropy, energy absorption to characterize dynamical regimes of the system whether it stays in the Floquet-MBL(many-body localization) region or thermalized region. Starting with a product state in the computational basis, followed by reduced density matrix which in turn gives rise to the entanglement entropy density. With the strength of the interaction, the transverse field, the parallel field, the disorder strength W and the driving frequency, we discover the distinct behaviors of fast delocalization and logarithmic entanglement growth and long-lasting memory of the initial state, indicative of localized or prethermal Floquet regimes. We observe that strong disorder arrests transport and enables slow entanglement dynamics, whereas strong driving frequency arrests energy absorption and creates a long-lived non-equilibrium state. Conversely, weak disorder or low driving frequency leads to delocalization. The outcomes show strong support for non-equilibrium phases in driven many-body systems.
We study the energy absorption in real time of a disordered quantum spin chain subjected to coherent monochromatic periodic driving. We determine characteristic fingerprints of the well-known ergodic (Floquet-Eigenstate thermalization hypothesis for slow driving/weak disorder) and many-body localized (Floquet--many-body localization for fast driving/strong disorder) phases. In addition, we identify an intermediate regime, where the energy density of the system---unlike the entanglement entropy a local and bounded observable---grows logarithmically slowly over a very large time window.
We study Floquet thermalization in a periodically driven quantum non-integrable Ising chain by combining two operational diagnostics: subsystem thermalization and work statistics. For generic interacting Floquet systems, stroboscopic dynamics lead to heating toward an infinite-temperature state at low driving frequencies, to a prethermal state during the crossover regime, and then to a finite-temperature state at high driving frequencies. We show that reduced density matrices of small subsystems provide a precise measure of local equilibration and clearly resolve prethermal plateaus. In parallel, we analyze the statistics of work performed over a Floquet cycle using both the characteristic function of work with and without the two-point measurements, and the related fluctuation theorem, which captures coherent contributions and deviations from thermal equilibrium. By comparing these two diagnostics within the same Floquet setting, we demonstrate that work statistics encode the same dynamical crossover that governs subsystem thermalization. Our results establish a unified and experimentally accessible framework for characterizing Floquet thermalization, prethermal regimes, and coherent energy absorption in interacting quantum systems.
This work presents a theoretical investigation of dynamic stabilization in interacting quantum many-body systems via high-frequency periodic driving. Using Floquet theory and the Magnus expansion, we derive the effective time-independent Hamiltonian governing the slow dynamics of a driven spin chain. We show that the external field induces a parametric renormalization of the transverse tunneling terms through a zeroth-order Bessel function dependence, leading to a critical drive amplitude at which transport is strongly suppressed. This suppression of the lowest-order hopping term gives rise to a long-lived prethermal regime in which many-body thermalization is significantly delayed. The resulting dynamics exhibit a sharp reduction in the short-to-intermediate time entanglement entropy growth rate. The framework is consistent with known results in Floquet engineering and coherent destruction of tunneling, and provides a unified interpretation of transport suppression and delayed scrambling in periodically driven systems. A falsifiable experimental protocol using ultracold atoms in optical lattices is proposed to validate the predicted threshold behavior and prethermal stabilization mechanism.
We consider disordered many-body systems with periodic time-dependent Hamiltonians in one spatial dimension. By studying the properties of the Floquet eigenstates, we identify two distinct phases: (i) a many-body localized (MBL) phase, in which almost all eigenstates have area-law entanglement entropy, and the eigenstate thermalization hypothesis (ETH) is violated, and (ii) a delocalized phase, in which eigenstates have volume-law entanglement and obey the ETH. The MBL phase exhibits logarithmic in time growth of entanglement entropy when the system is initially prepared in a product state, which distinguishes it from the delocalized phase. We propose an effective model of the MBL phase in terms of an extensive number of emergent local integrals of motion, which naturally explains the spectral and dynamical properties of this phase. Numerical data, obtained by exact diagonalization and time-evolving block decimation methods, suggest a direct transition between the two phases.
Many-body localized (MBL) systems are known to thermalize in periodically driven systems. In this work, we demonstrate that under proper driving protocol, this thermalization this thermalization can be resisted such that the MBL phase turns into a non-ergodic extended phase, known as the many-body critical (MBC) phase. Considering a kicked quasiperiodic Ising chain, we show that while at high-frequency driving the ergodic, MBL, and the MBC phases coexist, at moderate driving frequencies the MBL phase is completely suppressed and the MBC phase proliferates in the parameter space. Using quasienergy statistics, Floquet eigenstates, autocorrelation dynamics, and entanglement growth, we characterize the emergent phases and identify non-monotonic signatures revealing richness of the nonergodic phases. Our results establish Floquet driving as a powerful route to stabilizing nonergodic extended many-body phases beyond the conventional Floquet-MBL paradigm.
Periodically driven quantum systems provide a versatile platform for engineering and exploring non-equilibrium states of matter that have no equilibrium counterparts– a field commonly re- ferred to as Floquet engineering. The research presented in this thesis addresses the microscopic interpretation of experimental spectroscopic signatures, the stability of these driven states in the presence of strong many-body interactions, and the emergence of novel forms of non-equilibrium criticality encoded in quantum entanglement. The first part of the thesis focuses on the interpretation of time- and angle-resolved photo- emission spectroscopy (tr-ARPES), the primary experimental tool for detecting Floquet–Bloch sidebands (FBs). The measured signal reflects interference between processes occurring both inside the material and in the vacuum. In particular, Floquet-dressed initial states coexist and interfere with Volkov-dressed final states arising from the laser-assisted photoelectric effect (LAPE). Their experimental identification requires careful comparison with theoretical predic- tions. Using graphene as a model Dirac material, we perform a systematic comparison between two theoretical frameworks: the first-order perturbative Born approximation (PB1) and time- dependent nonequilibrium Green’s functions (tdNEGF), and compare them with experimental results. We disentangle intrinsic Floquet states, LAPE, and their interference, and quantify how polarization, incidence angle, and near-surface screening shape the observed spectra. Our findings show that, once matrix elements are included, both methods capture qualitative trends, but tdNEGF is necessary to describe the full energy–momentum-resolved features, including hybridization gaps. While non-interacting systems exhibit well-defined FBs, interacting systems absorb energy and can evolve toward an infinite-temperature state. To study this competition between coherent driving and many-body heating, in the second part we consider a one-dimensional chain of interacting spinless fermions using exact diagonalization (ED) and matrix product state (MPS) methods. We compute time-dependent spectral functions and correlation measures, and compare the spectral width of the many-body excitation continuum with the driving frequency to define low- and high-frequency regimes. In our parameter regime, low-frequency driving leads to strong overlap between Floquet sectors, resulting in rapid heating and loss of coherence. For weakly populated continua, we find a transient timescale for the suppression of FBs. When the driving frequency exceeds the continuum width, FBs are well separated and long-lived. Thefinalpartofthethesisinvestigatesnon-equilibriumphenomenafromaninformation-theoretic perspective. Wereportanewclassofdynamicalphasetransitions,termedtemporalentanglement transitions (TET) characterized by non-analytic reorganizations of the entanglement spectrum, in a periodically driven transverse-field Ising chain. These transitions occur in the spectrum of the entanglement Hamiltonian and are signaled by dynamical spontaneous symmetry breaking, marked by the closure of the Schmidt gap and parity flips. These transitions remain invisible to conventional local observables. Finite-size scaling reveals that TET belong to a universality class with a correlation-length exponent ν = 1, mirroring equilibrium Ising universality despite their purely dynamical origin.