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arXiv:2101.04372 · Physical review. B./Physical review. B

Thermalization and prethermalization in periodically kicked quantum spin chains

Christoph Fleckenstein, Marin Bukov

Published Apr 26, 2021• 32 citations
arXivHTMLPDF

Abstract

We study the dynamics of periodically kicked many-body systems away from the high-frequency regime, and discuss a family of Floquet systems where the notion of prethermalization can be naturally extended to intermediate and low driving frequencies. We investigate numerically the dynamics of both integrable and nonintegrable systems, and report on the formation of a long-lived prethermal plateau, akin to the high-frequency limit, where the system thermalizes with respect to an effective Hamiltonian captured by the inverse-frequency expansion (IFE). Unlike the high-frequency regime, we find that the relevant heating times are model dependent: we analyze the stability of the prethermal plateau to small perturbations in the drive period and show that, in a spin chain whose IFE is intractable, the plateau duration is insensitive to the perturbation strength, in contrast to a chain where the IFE admits the resummation of an entire subseries. Infinitesimal perturbations are enough to restore the ergodic properties of the system, and decrease residual finite-size effects. Although the regime where the Floquet system leaves the prethermal plateau and starts heating up to infinite temperature is not captured by the IFE, we provide evidence that the evolved subsystem is described well by a thermal state with respect to the IFE Hamiltonian, with a gradually changing temperature, in accord with the eigenstate thermalization hypothesis.

DOI
10.1103/physrevb.103.144307

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We study the dynamics of periodically kicked many-body systems away from the high-frequency regime, and discuss a family of Floquet systems where the notion of prethermalization can be naturally extended to intermediate and low driving frequencies. We investigate numerically the dynamics of both integrable and nonintegrable systems, and report on the formation of a long-lived prethermal plateau, akin to the high-frequency limit, where the system thermalizes with respect to an effective Hamiltonian captured by the inverse-frequency expansion (IFE). Unlike the high-frequency regime, we find that the relevant heating times are model dependent: we analyze the stability of the prethermal plateau to small perturbations in the drive period and show that, in a spin chain whose IFE is intractable, the plateau duration is insensitive to the perturbation strength, in contrast to a chain where the IFE admits the resummation of an entire subseries. Infinitesimal perturbations are enough to restore the ergodic properties of the system, and decrease residual finite-size effects. Although the regime where the Floquet system leaves the prethermal plateau and starts heating up to infinite temperature is not captured by the IFE, we provide evidence that the evolved subsystem is described well by a thermal state with respect to the IFE Hamiltonian, with a gradually changing temperature, in accord with the eigenstate thermalization hypothesis.
We investigate a class of periodically driven many-body systems that allows us to extend the phenomenon of prethermalization to the vicinity of isolated intermediate-to-low drive frequencies away from the high-frequency limit. We provide numerical evidence for the formation of a parametrically long-lived prethermal plateau, captured by an effective Floquet Hamiltonian computed using the replica inverse-frequency expansion, and demonstrate its stability with respect to random perturbations in the drive period. Considering exclusively nonintegrable Floquet Hamiltonians, we find that heating rates are nonuniversal: we observe Fermi's golden rule scaling, power-law scaling inconsistent with the golden rule, and non-power-law scaling, depending on the drive. Despite the asymptotic character of the inverse-frequency expansion, we show that it describes the thermostatic properties of the state all along the evolution up to infinite temperature, with higher-order terms improving the accuracy. Our results suggest a dynamical mechanism to gradually increase the temperature in isolated quantum simulators, such as ultracold atoms, and open up an alternative possibility to investigate thermal phase transitions and the interplay between thermal and quantum criticality using Floquet drives.
We investigate a class of periodically driven many-body systems that allows us to extend the phenomenon of prethermalization to the vicinity of isolated intermediate-to-low drive frequencies away from the high-frequency limit. We provide numerical evidence for the formation of a parametrically long-lived prethermal plateau, captured by an effective Floquet Hamiltonian computed using the replica inverse-frequency expansion, and demonstrate its stability w.r.t.~random perturbations in the drive period. Considering exclusively nonintegrable Floquet Hamiltonians, we find that heating rates are non-universal: we observe Fermi's Golden Rule scaling, power-law scaling inconsistent with the Golden Rule, and non-power law scaling, depending on the drive. Despite the asymptotic character of the inverse-frequency expansion, we show that it describes the thermostatic properties of the state all along the evolution up to infinite temperature, with higher-order terms improving the accuracy. Our results suggest a dynamical mechanism to gradually increase temperature in isolated quantum simulators, such as ultracold atoms, and open up an alternative possibility to investigate thermal phase transitions and the interplay between thermal and quantum criticality using Floquet drives.
We reveal a continuous dynamical heating transition between a prethermal and an infinite-temperature stage in a clean, chaotic periodically driven classical spin chain. The transition time is a steep exponential function of the drive frequency, showing that the exponentially long-lived prethermal plateau, originally observed in quantum Floquet systems, survives the classical limit. Even though there is no straightforward generalization of Floquet's theorem to nonlinear systems, we present strong evidence that the prethermal physics is well described by the inverse-frequency expansion. We relate the stability and robustness of the prethermal plateau to drive-induced synchronization not captured by the expansion. Our results set the pathway to transfer the ideas of Floquet engineering to classical many-body systems, and are directly relevant for photonic crystals and cold atom experiments in the superfluid regime.
It is well understood that many-body systems driven at high frequency heat up only exponentially slowly and exhibit a long prethermalization regime. We prove rigorously that a certain relevant class of systems heat very slowly under weak periodic driving at intermediate frequency as well. This class of systems are those whose time-dependent, possibly translation-invariant, Hamiltonian is a weak perturbation of a sum of mutually commuting terms. This condition covers several periodically kicked systems that have been considered in the literature recently, in particular kicked Ising models. In contrast to the high-frequency regime, the prethermalization dynamics of our systems is in general not related to any time-independent effective Floquet Hamiltonian. Our results also have non-trivial implications for closed (time-independent) systems. We use the example of an Ising model with transversal and longitudinal field to show how they imply confinement of excitations. More generally, they show how "glassy" kinetically constrained models emerge naturally from simple many-body Hamiltonians, thus connecting to the topic of 'translation-invariant localization'.
We study Floquet thermalization in a periodically driven quantum non-integrable Ising chain by combining two operational diagnostics: subsystem thermalization and work statistics. For generic interacting Floquet systems, stroboscopic dynamics lead to heating toward an infinite-temperature state at low driving frequencies, to a prethermal state during the crossover regime, and then to a finite-temperature state at high driving frequencies. We show that reduced density matrices of small subsystems provide a precise measure of local equilibration and clearly resolve prethermal plateaus. In parallel, we analyze the statistics of work performed over a Floquet cycle using both the characteristic function of work with and without the two-point measurements, and the related fluctuation theorem, which captures coherent contributions and deviations from thermal equilibrium. By comparing these two diagnostics within the same Floquet setting, we demonstrate that work statistics encode the same dynamical crossover that governs subsystem thermalization. Our results establish a unified and experimentally accessible framework for characterizing Floquet thermalization, prethermal regimes, and coherent energy absorption in interacting quantum systems.
This work presents a theoretical investigation of dynamic stabilization in interacting quantum many-body systems via high-frequency periodic driving. Using Floquet theory and the Magnus expansion, we derive the effective time-independent Hamiltonian governing the slow dynamics of a driven spin chain. We show that the external field induces a parametric renormalization of the transverse tunneling terms through a zeroth-order Bessel function dependence, leading to a critical drive amplitude at which transport is strongly suppressed. This suppression of the lowest-order hopping term gives rise to a long-lived prethermal regime in which many-body thermalization is significantly delayed. The resulting dynamics exhibit a sharp reduction in the short-to-intermediate time entanglement entropy growth rate. The framework is consistent with known results in Floquet engineering and coherent destruction of tunneling, and provides a unified interpretation of transport suppression and delayed scrambling in periodically driven systems. A falsifiable experimental protocol using ultracold atoms in optical lattices is proposed to validate the predicted threshold behavior and prethermal stabilization mechanism.