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arXiv:2606.19331

Topological spectral form factor reveals emergent non-Hermitian single-particle $\mathcal{PT}$ transitions from many-body quantum chaos

Daniel Harkin, Chun Y. Leung, Amos Chan

cond-mat.stat-mechhep-thnlin.CDquant-phSubmitted Jun 17, 2026• Announced Jun 18, 2026• 0 citations
v1 · Jun 17, 2026v2 · Aug 9, 2026
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Abstract

In equilibrium physics, topological defect insertions in quantum and classical partition functions provide non-perturbative probes of phase transitions beyond local observables. In non-equilibrium physics, the spectral form factor provides a minimal probe of universal quantum dynamics, and admits a representation as a product of two partition functions at imaginary inverse temperature. We define the topological spectral form factor (TopSFF) by inserting topological defects acting non-trivially on the doubled partition functions, producing mismatched spacetime world-sheet topologies. For the minimal $\mathbb{Z}_2$ spatially extended defect, implemented by the global swap operator, we derive an exact mapping of the TopSFF of a generic 1D many-body chaotic system to an emergent $(3+1)$D non-Hermitian single-particle problem describing a temporal domain wall (tDW). We show analytically that the effective tDW dynamics undergoes a $\mathcal{PT}$ symmetry breaking transition at a finite interaction strength $ε_{\mathrm{EP}}$: below $ε_{\mathrm{EP}}$, the leading modes are polarized into Gaussian or non-Gaussian tDW sectors and the TopSFF varies monotonically and exponentially with system size; above $ε_{\mathrm{EP}}$, the tDW sectors hybridize and the TopSFF oscillates with system size; at the exceptional point $ε_{\mathrm{EP}}$, Jordan non-diagonality produces a linear-in-system-size enhancement. For temporally extended topological defects, we derive exact universal scaling forms for the TopSFF free energy in systems with time reversal or time translation symmetry, and verify them numerically in independent models.

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9+67 pages, 5+37 figures

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The most general and versatile defining feature of quantum chaotic systems is that they possess an energy spectrum with correlations universally described by random matrix theory (RMT). This feature can be exhibited by systems with a well-defined classical limit as well as by systems with no classical correspondence, such as locally interacting spins or fermions. Despite great phenomenological success, a general mechanism explaining the emergence of RMT without reference to semiclassical concepts is still missing. Here we provide the example of a quantum many-body system with no semiclassical limit (no large parameter) where the emergence of RMT spectral correlations is proven exactly. Specifically, we consider a periodically driven Ising model and write the Fourier transform of spectral density's two-point function, the spectral form factor, in terms of a partition function of a two-dimensional classical Ising model featuring a space-time duality. We show that the self-dual cases provide a minimal model of many-body quantum chaos, where the spectral form factor is demonstrated to match RMT for all values of the integer time variable t in the thermodynamic limit. In particular, we rigorously prove RMT form factor for an odd t, while we formulate a precise conjecture for an even t. The results imply ergodicity for any finite amount of disorder in the longitudinal field, rigorously excluding the possibility of many-body localization. Our method provides a novel route for obtaining exact nonperturbative results in nonintegrable systems.
Quantum matter emerges from the interplay of fluctuations, topology, and entanglement, which - in equilibrium - governs quantized transport, universal criticality, and topological classification. Non-Hermitian systems, widely explored in platforms ranging from electric circuits to photonics, are intrinsically out-of-equilibrium, and display fundamentally new phenomena, including complex spectra, spectral winding, exceptional topology, and non-unitary dynamics. A central challenge is understanding how the complex single-particle spectrum governs universal many-body behavior. We introduce a symmetry-protected dynamical topological index derived directly from the complex spectrum. Through the lens of algebraic topology, more specifically Morse theory, we identify critical points in the spectrum with topological defects, whose curvature and stability are protected under continuous deformations. This links spectral geometry to many-body observables, unifying non-Hermitian band topology, entanglement, and transport. We demonstrate that non-Hermitian quantum criticality in non-interacting systems is controlled by gain-and-loss-selected non-equilibrium steady states, which dynamically generate an emergent imaginary Fermi surface whose Fermi points host scale-invariant gapless modes with logarithmic entanglement scaling and algebraic correlations. Our work establishes a unified framework for non-Hermitian quantum matter, connecting spectral topology to Morse theory, revealing a topological foundation of non-equilibrium quantum criticality.
We show that non-Hermitian Ginibre random matrix behaviors emerge in spatially extended many-body quantum chaotic systems in the space direction, just as Hermitian random matrix behaviors emerge in chaotic systems in the time direction. Starting with translational invariant models, which can be associated with dual transfer matrices with complex-valued spectra, we show that the linear ramp of the spectral form factor necessitates that the dual spectra have nontrivial correlations, which in fact fall under the universality class of the Ginibre ensemble, demonstrated by computing the level spacing distribution and the dissipative spectral form factor. As a result of this connection, the exact spectral form factor for the Ginibre ensemble can be used to universally describe the spectral form factor for translational invariant many-body quantum chaotic systems in the scaling limit where t and L are large, while the ratio between L and L_{Th}, the many-body Thouless length is fixed. With appropriate variations of Ginibre models, we analytically demonstrate that our claim generalizes to models without translational invariance as well. The emergence of the Ginibre ensemble is a genuine consequence of the strongly interacting and spatially extended nature of the quantum chaotic systems we consider, unlike the traditional emergence of Hermitian random matrix ensembles.