We consider the non-Hermitian XY spin chain with open boundary conditions when the anisotropy parameter is extended to complex values. By analyzing the quasi-Hamiltonian matrix, we demonstrate that the free-fermion structure of the quasi-energy spectrum coincides with that of the Hermitian model and construct the corresponding biorthogonal fermionic basis away from exceptional points (EPs). We make use of an explicit Chebyshev-polynomial representation of the open-boundary eigenvectors in which the quasi-energy $\varepsilon$ is the natural spectral variable. This quasi-energy polynomial form is particularly useful at EPs, because EPs correspond to repeated roots of the same boundary polynomial, making the construction of generalized eigenvectors by $\varepsilon$-differentiation transparent. At EPs, where the quasi-Hamiltonian becomes defective, we derive the Jordan normal form and construct the associated generalized eigenvectors, which yields the correct counting of independent many-body eigenstates. We further show that EPs act as branch points in the complex anisotropy plane, leading to the characteristic permutation of eigenenergies and eigenstates upon encirclement. The branch-cut structure of the biorthogonal eigenstates provides direct evidence for the exchange of eigenstates when an EP is encircled. These results provide an analytically controlled many-body platform for studying EP physics and non-Hermitian topology beyond momentum-space descriptions.
We consider the non-Hermitian XY spin chain with open boundary conditions when the anisotropy parameter is extended to complex values. By analyzing the quasi-Hamiltonian matrix, we demonstrate that the free-fermion structure of the quasi-energy spectrum coincides with that of the Hermitian model and construct the corresponding biorthogonal fermionic basis away from exceptional points (EPs). We make use of an explicit Chebyshev-polynomial representation of the open-boundary eigenvectors in which the quasi-energy ε is the natural spectral variable. This quasi-energy polynomial form is particularly useful at EPs, because EPs correspond to repeated roots of the same boundary polynomial, making the construction of generalized eigenvectors by ε-differentiation transparent. At EPs, where the quasi-Hamiltonian becomes defective, we derive the Jordan normal form and construct the associated generalized eigenvectors, which yields the correct counting of independent many-body eigenstates. We further show that EPs act as branch points in the complex anisotropy plane, leading to the characteristic permutation of eigenenergies and eigenstates upon encirclement. The branch-cut structure of the biorthogonal eigenstates provides direct evidence for the exchange of eigenstates when an EP is encircled. These results provide an analytically controlled many-body platform for studying EP physics and non-Hermitian topology beyond momentum-space descriptions.
Exceptional point rings and PT-symmetry in the non-Hermitian XY model
Abstract The XY spin chain is a paradigmatic example of a model solved by free fermions, in which the energy eigenspectrum is built from combinations of quasi-energies. In this article, we show that by extending the XY model’s anisotropy parameter λ λ to complex values, it is possible for two of the quasi-energies to become degenerate. In the non-Hermitian XY model, these quasi-energy degeneracies give rise to exceptional points (EPs) where eigenvalues and their corresponding eigenvectors coalesce. The distinct λ λ values at which EPs appear form concentric rings in the complex plane which are shown in the infinite system size limit to converge to the unit circle coinciding with the boundary between distinct topological phases. The non-Hermitian model is also seen to possess a line of broken PT P T symmetry along the pure imaginary λ λ -axis. For finite systems, there are four EP values on this broken PT P T -symmetric line if the system size is a multiple of 4.
The XX spin-chain with non-Hermitian diagonal boundary conditions is shown to be quasi-Hermitian for special values of the boundary parameters. This is proved by an explicit construction of a new inner product employing a ‘quasi-fermion’ algebra in momentum space, where creation and annihilation operators are not related via Hermitian conjugation. For a special example, when the boundary fields lie on the imaginary axis, we show the spectral equivalence of the quasi-Hermitian XX spin-chain with a non-local fermion model, where long-range hopping of the particles occurs as the non-Hermitian boundary fields increase in strength. The corresponding Hamiltonian interpolates between the open XX and the quantum group invariant XXZ model at the free fermion point. For an even number of sites the former is known to be related to a CFT with central charge c = 1, while the latter has been connected to a logarithmic CFT with central charge c = −2. We discuss the underlying algebraic structures and show that for an odd number of sites the superalgebra symmetry can be extended from the unit circle along the imaginary axis. We relate the vanishing of one of its central elements to the appearance of Jordan blocks in the Hamiltonian.
Open photonic systems provide a versatile platform for non-Hermitian physics, enabling control over complex spectra, transport, and light-matter interactions. Exceptional points (EPs), at which eigenvalues and eigenvectors coalesce and the governing operator becomes defective, play a central role because they combine branch-point spectral topology, nonanalytic perturbative response, and controllable eigenstate conversion. This Review provides a unified framework for EP photonics by systematically distinguishing exceptional degeneracies according to the underlying operator, spectral variable, boundary conditions, and experimentally accessible observables. We discuss Hamiltonian EPs, absorbing EPs associated with scattering zeros, real-frequency scattering-matrix and Jones-matrix EPs, Bloch and Floquet EPs, and Liouvillian EPs in open quantum systems. We review their spectral topology, static and dynamical encircling, higher-order exceptional structures, and coexistence with bound states in the continuum, together with applications in sensing, lasing, coherent absorption, directional scattering, polarization and wavefront control, nonlinear optics, optical storage, nonreciprocal photonics, and quantum photonics. We also critically assess the current limitations, practical challenges, and future perspectives of EP-based photonic technologies, with particular attention to robustness, noise, scalability, and experimentally measurable performance.
In a recent paper entitled "Winding around non-Hermitian singularities" by Zhong et al., published in Nat. Commun. 9, 4808 (2018), a formalism is proposed for calculating the permutations of eigenstates that arise upon encircling (multiple) exceptional points (EPs) in the complex parameter plane of an analytic non-Hermitian Hamiltonian. The authors suggest that upon encircling EPs one should track the eigenvalue branch cuts that are traversed, and multiply the associated permutation matrices accordingly. In this comment we point out a serious shortcoming of this approach, illustrated by an explicit example that yields the wrong result for a specific loop. A more general method that has been published earlier by us and that does not suffer from this problem, is based on using fundamental loops. We briefly explain the method and list its various advantages. In addition, we argue that this method can be verified in a three wave-guide system, which then also unambiguously establishes the noncommutativity associated with encircling multiple EPs.
Non-Hermitian operators are now routinely used to describe few-mode systems such as optical resonators and superconducting qubits, and exceptional points (EPs) are defective spectral singularities of such non-Hermitian operators. In contrast, the scattering-theoretic formulation of EP physics for unbounded Hamiltonians remains less settled. In this work, we formulate the geometric phase associated with encircling an EP when the underlying eigenstates are quantum resonances within a one-dimensional scattering model. To do this, we employ the complex-scaling method, where resonance poles of the S matrix are realized as discrete eigenvalues of the non-Hermitian dilated Hamiltonian, to construct situations in which resonant and scattering states coalesce into an EP in the complex energy plane, that is, the resonance pole is embedded into the continuum spectrum. We analyze the self-orthogonality in the vicinity of an EP, the Berry phase, and the Chern characteristic. Our results clarify how EP branch structure and geometric holonomy arise directly from resonance poles in scattering theory, thereby connecting non-Hermitian spectral topology with the traditional theory of quantum resonances.
The appearance of topological singularities, namely exceptional points (EPs) is an intriguing feature of parameter-dependent open quantum or wave systems. EPs are the special type of nonHermitian degeneracies where two (or more) eigenstates of the underlying system coalesce. In this paper, we present a three level non-Hermitian Hamiltonian which hosts three interacting eigenstates. The matrix elements are optimized in such a way that the intermediate eigenstate interacts with both the other states and the underlying system hosts at least two different second order EPs. The impact of quasi-static parameter variation along a cyclic contour around the embedded EPs on the dynamics of interacting eigenvalues is well investigated in the context of cascaded state conversion. Such dynamics of the eigenvalues shows a clear signature of the third order EP with a combined effect of both the second order EPs. Moreover, we examine the accumulation of phases around the identified EPs and study the hallmark of phase exchange during cascaded state conversions accompanied by the parametric encirclement of the third order EP.