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arXiv:1902.07504

Comment on 'Winding around non-Hermitian singularities' by Zhong et al., Nat. Commun. 9, 4808 (2018)

Eric J. Pap, Daniël Boer, Holger Waalkens

Published Feb 20, 2019• 0 citations
arXivHTMLPDF

Abstract

In a recent paper entitled "Winding around non-Hermitian singularities" by Zhong et al., published in Nat. Commun. 9, 4808 (2018), a formalism is proposed for calculating the permutations of eigenstates that arise upon encircling (multiple) exceptional points (EPs) in the complex parameter plane of an analytic non-Hermitian Hamiltonian. The authors suggest that upon encircling EPs one should track the eigenvalue branch cuts that are traversed, and multiply the associated permutation matrices accordingly. In this comment we point out a serious shortcoming of this approach, illustrated by an explicit example that yields the wrong result for a specific loop. A more general method that has been published earlier by us and that does not suffer from this problem, is based on using fundamental loops. We briefly explain the method and list its various advantages. In addition, we argue that this method can be verified in a three wave-guide system, which then also unambiguously establishes the noncommutativity associated with encircling multiple EPs.

DOI
10.48550/arxiv.1902.07504

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Reply to "Comment on `Winding around non-Hermitian singularities' by Zhong et al., Nat. Commun. 9, 4808 (2018)"

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A comment has been recently posted on the arXiv (arXiv:1902.07504) that discuss our recent work on encircling multiple exceptional points in Nat. Commun. 9, 4808 (2018). In that comment, the authors claim that our approach is prone to errors. In discussing their findings, they also indicate that a method presented by their team in Phys. Rev. A 98, 023818 (2018) (presumed to give correct results in all situations) was published prior to our work. First, we would like to note that both their work and ours were posted on the arXiv within a week from each other. Second and more importantly, as we will show below, their analysis and conclusion concerning the validity of our approach as presented in the comment article (arXiv:1902.07504) are not correct. As we will demonstrate, a proper application of our method does indeed provide the correct results.

arXiv:1903.07580•Mar 18, 2019•0 citations

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Eigenstates of a non-Hermitian system exist on complex Riemannian manifolds, with multiple sheets connecting at branch cuts and exceptional points (EPs). These eigenstates can evolve across different sheets-a process that naturally corresponds to state permutation. Here, we report the first experimental realization of non-Abelian permutations in a three-state non-Hermitian system. Our approach relies on the stroboscopic encircling of two different exceptional arcs (EAs), which are smooth trajectories of order-2 EPs appearing from the coalescence of two adjacent states. The non-Abelian characteristics are confirmed by encircling the EAs in opposite sequences. A total of five non-trivial permutations are experimentally realized, which together comprise a non-Abelian group. Our approach provides a reliable way of investigating non-Abelian state permutations and the related exotic winding effects in non-Hermitian systems.

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Winding around non-Hermitian singularities

Qi Zhong, Mercedeh Khajavikhan, Demetrios N. Christodoulides +1 more

Non-Hermitian singularities are ubiquitous in non-conservative open systems. Owing to their peculiar topology, they can remotely induce observable effects when encircled by closed trajectories in the parameter space. To date, a general formalism for describing this process beyond simple cases is still lacking. Here we develop a general approach for treating this problem by utilizing the power of permutation operators and representation theory. This in turn allows us to reveal a surprising result that has so far escaped attention: loops that enclose the same singularities in the parameter space starting from the same point and traveling in the same direction, do not necessarily share the same end outcome. Interestingly, we find that this equivalence can be formally established only by invoking the topological notion of homotopy. Our findings are general with far reaching implications in various fields ranging from photonics and atomic physics to microwaves and acoustics.

Nature Communications•Nov 9, 2018•113 citations
In a recent paper entitled "Winding around non-Hermitian singularities" by Zhong et al., published in Nat. Commun. 9, 4808 (2018), a formalism is proposed for calculating the permutations of eigenstates that arise upon encircling (multiple) exceptional points (EPs) in the complex parameter plane of an analytic non-Hermitian Hamiltonian. The authors suggest that upon encircling EPs one should track the eigenvalue branch cuts that are traversed, and multiply the associated permutation matrices accordingly. In this comment we point out a serious shortcoming of this approach, illustrated by an explicit example that yields the wrong result for a specific loop. A more general method that has been published earlier by us and that does not suffer from this problem, is based on using fundamental loops. We briefly explain the method and list its various advantages. In addition, we argue that this method can be verified in a three wave-guide system, which then also unambiguously establishes the noncommutativity associated with encircling multiple EPs.
A comment has been recently posted on the arXiv (arXiv:1902.07504) that discuss our recent work on encircling multiple exceptional points in Nat. Commun. 9, 4808 (2018). In that comment, the authors claim that our approach is prone to errors. In discussing their findings, they also indicate that a method presented by their team in Phys. Rev. A 98, 023818 (2018) (presumed to give correct results in all situations) was published prior to our work. First, we would like to note that both their work and ours were posted on the arXiv within a week from each other. Second and more importantly, as we will show below, their analysis and conclusion concerning the validity of our approach as presented in the comment article (arXiv:1902.07504) are not correct. As we will demonstrate, a proper application of our method does indeed provide the correct results.
Eigenstates of a non-Hermitian system exist on complex Riemannian manifolds, with multiple sheets connecting at branch cuts and exceptional points (EPs). These eigenstates can evolve across different sheets-a process that naturally corresponds to state permutation. Here, we report the first experimental realization of non-Abelian permutations in a three-state non-Hermitian system. Our approach relies on the stroboscopic encircling of two different exceptional arcs (EAs), which are smooth trajectories of order-2 EPs appearing from the coalescence of two adjacent states. The non-Abelian characteristics are confirmed by encircling the EAs in opposite sequences. A total of five non-trivial permutations are experimentally realized, which together comprise a non-Abelian group. Our approach provides a reliable way of investigating non-Abelian state permutations and the related exotic winding effects in non-Hermitian systems.
Non-Hermitian operators are now routinely used to describe few-mode systems such as optical resonators and superconducting qubits, and exceptional points (EPs) are defective spectral singularities of such non-Hermitian operators. In contrast, the scattering-theoretic formulation of EP physics for unbounded Hamiltonians remains less settled. In this work, we formulate the geometric phase associated with encircling an EP when the underlying eigenstates are quantum resonances within a one-dimensional scattering model. To do this, we employ the complex-scaling method, where resonance poles of the S matrix are realized as discrete eigenvalues of the non-Hermitian dilated Hamiltonian, to construct situations in which resonant and scattering states coalesce into an EP in the complex energy plane, that is, the resonance pole is embedded into the continuum spectrum. We analyze the self-orthogonality in the vicinity of an EP, the Berry phase, and the Chern characteristic. Our results clarify how EP branch structure and geometric holonomy arise directly from resonance poles in scattering theory, thereby connecting non-Hermitian spectral topology with the traditional theory of quantum resonances.
The appearance of topological singularities, namely exceptional points (EPs) is an intriguing feature of parameter-dependent open quantum or wave systems. EPs are the special type of nonHermitian degeneracies where two (or more) eigenstates of the underlying system coalesce. In this paper, we present a three level non-Hermitian Hamiltonian which hosts three interacting eigenstates. The matrix elements are optimized in such a way that the intermediate eigenstate interacts with both the other states and the underlying system hosts at least two different second order EPs. The impact of quasi-static parameter variation along a cyclic contour around the embedded EPs on the dynamics of interacting eigenvalues is well investigated in the context of cascaded state conversion. Such dynamics of the eigenvalues shows a clear signature of the third order EP with a combined effect of both the second order EPs. Moreover, we examine the accumulation of phases around the identified EPs and study the hallmark of phase exchange during cascaded state conversions accompanied by the parametric encirclement of the third order EP.
We consider the non-Hermitian XY spin chain with open boundary conditions when the anisotropy parameter is extended to complex values. By analyzing the quasi-Hamiltonian matrix, we demonstrate that the free-fermion structure of the quasi-energy spectrum coincides with that of the Hermitian model and construct the corresponding biorthogonal fermionic basis away from exceptional points (EPs). We make use of an explicit Chebyshev-polynomial representation of the open-boundary eigenvectors in which the quasi-energy ε\varepsilonε is the natural spectral variable. This quasi-energy polynomial form is particularly useful at EPs, because EPs correspond to repeated roots of the same boundary polynomial, making the construction of generalized eigenvectors by ε\varepsilonε-differentiation transparent. At EPs, where the quasi-Hamiltonian becomes defective, we derive the Jordan normal form and construct the associated generalized eigenvectors, which yields the correct counting of independent many-body eigenstates. We further show that EPs act as branch points in the complex anisotropy plane, leading to the characteristic permutation of eigenenergies and eigenstates upon encirclement. The branch-cut structure of the biorthogonal eigenstates provides direct evidence for the exchange of eigenstates when an EP is encircled. These results provide an analytically controlled many-body platform for studying EP physics and non-Hermitian topology beyond momentum-space descriptions.
Non-Hermitian singularities are ubiquitous in non-conservative open systems. Owing to their peculiar topology, they can remotely induce observable effects when encircled by closed trajectories in the parameter space. To date, a general formalism for describing this process beyond simple cases is still lacking. Here we develop a general approach for treating this problem by utilizing the power of permutation operators and representation theory. This in turn allows us to reveal a surprising result that has so far escaped attention: loops that enclose the same singularities in the parameter space starting from the same point and traveling in the same direction, do not necessarily share the same end outcome. Interestingly, we find that this equivalence can be formally established only by invoking the topological notion of homotopy. Our findings are general with far reaching implications in various fields ranging from photonics and atomic physics to microwaves and acoustics.