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arXiv:2507.04558 · AAPPS bulletin

Exceptional point rings and $$\mathcal{P}\mathcal{T}$$-symmetry in the non-Hermitian XY model

Robert A. Henry, Dongchang Liu, Murray T. Batchelor

Published Oct 9, 2025• 2 citations
arXivHTMLPDF

Abstract

Abstract The XY spin chain is a paradigmatic example of a model solved by free fermions, in which the energy eigenspectrum is built from combinations of quasi-energies. In this article, we show that by extending the XY model’s anisotropy parameter $$\lambda$$ λ to complex values, it is possible for two of the quasi-energies to become degenerate. In the non-Hermitian XY model, these quasi-energy degeneracies give rise to exceptional points (EPs) where eigenvalues and their corresponding eigenvectors coalesce. The distinct $$\lambda$$ λ values at which EPs appear form concentric rings in the complex plane which are shown in the infinite system size limit to converge to the unit circle coinciding with the boundary between distinct topological phases. The non-Hermitian model is also seen to possess a line of broken $$\mathcal{P}\mathcal{T}$$ P T symmetry along the pure imaginary $$\lambda$$ λ -axis. For finite systems, there are four EP values on this broken $$\mathcal{P}\mathcal{T}$$ P T -symmetric line if the system size is a multiple of 4.

DOI
10.1007/s43673-025-00170-w

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Exceptional point rings and PT\mathcal{P}\mathcal{T}PT-symmetry in the non-Hermitian XY model
Abstract The XY spin chain is a paradigmatic example of a model solved by free fermions, in which the energy eigenspectrum is built from combinations of quasi-energies. In this article, we show that by extending the XY model’s anisotropy parameter λ\lambdaλ λ to complex values, it is possible for two of the quasi-energies to become degenerate. In the non-Hermitian XY model, these quasi-energy degeneracies give rise to exceptional points (EPs) where eigenvalues and their corresponding eigenvectors coalesce. The distinct λ\lambdaλ λ values at which EPs appear form concentric rings in the complex plane which are shown in the infinite system size limit to converge to the unit circle coinciding with the boundary between distinct topological phases. The non-Hermitian model is also seen to possess a line of broken PT\mathcal{P}\mathcal{T}PT P T symmetry along the pure imaginary λ\lambdaλ λ -axis. For finite systems, there are four EP values on this broken PT\mathcal{P}\mathcal{T}PT P T -symmetric line if the system size is a multiple of 4.
We consider the non-Hermitian XY spin chain with open boundary conditions when the anisotropy parameter is extended to complex values. By analyzing the quasi-Hamiltonian matrix, we demonstrate that the free-fermion structure of the quasi-energy spectrum coincides with that of the Hermitian model and construct the corresponding biorthogonal fermionic basis away from exceptional points (EPs). We make use of an explicit Chebyshev-polynomial representation of the open-boundary eigenvectors in which the quasi-energy ε\varepsilonε is the natural spectral variable. This quasi-energy polynomial form is particularly useful at EPs, because EPs correspond to repeated roots of the same boundary polynomial, making the construction of generalized eigenvectors by ε\varepsilonε-differentiation transparent. At EPs, where the quasi-Hamiltonian becomes defective, we derive the Jordan normal form and construct the associated generalized eigenvectors, which yields the correct counting of independent many-body eigenstates. We further show that EPs act as branch points in the complex anisotropy plane, leading to the characteristic permutation of eigenenergies and eigenstates upon encirclement. The branch-cut structure of the biorthogonal eigenstates provides direct evidence for the exchange of eigenstates when an EP is encircled. These results provide an analytically controlled many-body platform for studying EP physics and non-Hermitian topology beyond momentum-space descriptions.
Abstract Exceptional points are interesting physical phenomena in non-Hermitian physics at which the eigenvalues are degenerate and the eigenvectors coalesce. In this paper, we find that in projected non-Hermitian two-level systems (sub-systems under projecting partial Hilbert space) the singularities of exceptional points (EPs) is due to basis defectiveness rather than energy degeneracy or state coalescence. This leads to the discovery of extended exceptional points (EEPs). For EEPs, more subtle structures (e.g. the so-called Bloch peach), additional classification, and ‘hidden’ quantum phase transitions are explored. By using the topologically protected sub-space from two edge states in the non-Hermitian Su–Schrieffer–Heeger model as an example, we illustrate the physical properties of different types of EEPs.
Abstract Exceptional points (EPs) occur in non-Hermitian systems where eigenvalues and eigenvectors coalesce. In open quantum systems, EPs are typically studied via non-Hermitian effective Hamiltonians or Liouvillians, but these omit the full generality of quantum dynamics, which requires description using quantum channels. Here, we introduce a general strategy for generating quantum-channel EPs in the single-qubit setting. We show that quantum channels naturally fall into two distinct phases, purely real or complex-conjugate eigenvalues, without the need of enforcing additional symmetries, and interpolating between different phases induces a phase transition where EPs can emerge. We experimentally simulate such channels on a nuclear magnetic resonance quantum computer, observing second-order quantum-channel EPs with 93% fidelity, and extend the approach to three channels to uncover exceptional lines and a third-order quantum-channel EP. Our results promise potential applications from enhanced quantum sensing to quantum control, such as Jordan-chain mediated asymmetric conversion.
Non-Hermitian spin systems have attracted extensive interest due to their unconventional magnetic properties, rich entanglement resources, and unusual quantum criticality phenomena. In this paper, based on the exact solution of a one-dimensional non-Hermitian spin-1/2 XY model with rotation-time-reversal (RT\mathcal{RT}RT) symmetry [X. Z. Zhang et al., Phys. Rev. A 87, 012114 (2013)], we study the ground-state energy density, magnetization, correlation functions, quantum entanglement, and correlation in RT\mathcal{RT}RT-symmetric and RT\mathcal{RT}RT-broken phases as well as their characteristics at the exceptional point. We find that the energy density rises faster with the non-Hermitian parameter $|\ensuremath{\gamma}|$ in the symmetric region than in the broken one and is elevated rapidly at the exceptional point, and the decay of magnetization has similar results. We analyze the effect of $\ensuremath{\gamma}$ on the system and find that the energy density decreases linearly with the external magnetic field hhh for $\ensuremath{\gamma}>0,$ while it is bifurcated when $\ensuremath{\gamma}=0$. In addition, the behaviors of the energy density indicate that the phase transition caused by symmetry breaking is second order, which is further demonstrated by the magnetization, quantum entanglement, etc. The numerical results of the correlation functions surprisingly indicate that the RT\mathcal{RT}RT-broken phase has quasi-long-range order, which is quite different from the Hermitian XY model. Especially, the crossover behavior of the ground-state entanglement shows that it increases with $\ensuremath{\gamma}$ in the symmetric region, which is opposite to the case of the broken one, and its maximum always appears at the exceptional point. The above behaviors at the phase boundary are actually ascribed to the fierce competition between $\ensuremath{\gamma}$ and hhh, which results in a rapid decline of magnetization and the appearance of the maximum of entanglement.
An exceptional point (EP) is exclusive for non-Hermitian systems and distinct from that at a degeneracy point (DP), supporting intriguing dynamics which can be utilized to probe quantum phase transitions and prepare eigenstates in a Hermitian many-body system. In this paper, we investigate the transition from a DP for a Hermitian system to an EP driven by non-Hermitian terms. We present a theorem on the existence of a transition between a DP and EP for a general system. Specifically, one of twofold degenerate eigenstates of a Hermitian system becomes a coalescing state when a selected non-Hermitian term is added. The obtained EP is robust to the strength of non-Hermitian terms. We illustrate the theorem by an exactly solvable quasi-one-dimensional model, which allows for the existence of a transition between fully degenerate and exceptional spectra driven by non-Hermitian tunnelings in real and kkk spaces, respectively. We also study the EP dynamics for generating coalescing edge modes in Su-Schrieffer-Heeger-like models. This finding reveals the ubiquitous connection between DPs and EPs.
A main distinguishing feature of non-Hermitian quantum mechanics is the presence of exceptional points (EPs). They correspond to the coalescence of two energy levels and their respective eigenvectors. Here, we use the Lipkin-Meshkov-Glick (LMG) model as a test bed to explore the strong connection between EPs and the onset of excited state quantum phase transitions (ESQPTs). We show that for finite systems, the exact degeneracies (EPs) obtained with the non-Hermitian LMG Hamiltonian continued into the complex plane are directly linked with the avoided crossings that characterize the ESQPTs for the real (physical) LMG Hamiltonian. The values of the complex control parameter $\ensuremath{\alpha}$ that lead to the EPs approach the real axis as the system size $N\ensuremath{\rightarrow}\ensuremath{\infty}$. This happens for both the EPs that are close to the separatrix that marks the ESQPT and also for those that are far away, although in the latter case, the convergence rate is smaller. With the method of Pad\'e approximants, we can extract the critical value of $\ensuremath{\alpha}$.