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arXiv:2604.18283

On quantum functionals for higher-order tensors

Alonso Botero, Matthias Christandl, Thomas C. Fraser, Itai Leigh, Harold Nieuwboer

math.AGcs.CCmath.RTquant-phSubmitted Apr 20, 2026• Announced Apr 21, 2026• 0 citations• Revised Sep 18, 2026 (v2)
v1 · Apr 20, 2026v2 · Sep 18, 2026
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Abstract

Upper and lower quantum functionals, introduced by Christandl, Vrana and Zuiddam (STOC 2018, J. Amer. Math. Soc. 2023), are families of monotone functions of tensors indexed by a weighting on the set of subsets of the tensor legs. Inspired by quantum information theory, they were crafted as obstructions to asymptotic tensor transformations, relevant in algebraic complexity theory. For tensors of order three, and more generally for weightings on singletons for higher-order tensors, the upper and lower quantum functionals coincide and are spectral points in Strassen's asymptotic spectrum. Moreover, the singleton quantum functionals characterize the asymptotic slice rank, whereas general weightings provide upper bounds on asymptotic partition rank. It has been an open question whether the upper and lower quantum functionals also coincide for other cases, or more generally, how to construct further spectral points, especially for higher-order tensors. In this work, we show that upper and lower quantum functionals generally do not coincide, but that they anchor new spectral points. With this we mean that there exist new spectral points, which equal the quantum functionals on the set of tensors on which upper and lower coincide. The set is shown to include embedded three-tensors and W-like states and concerns all laminar weightings, significantly extending the singleton case. Moreover, it is shown that these spectral points provide obstructions to asymptotic restriction beyond the previously known spectral points.

Comments
28 pages; v2 shows new obstructions to asymptotic restrictions beyond previously known spectral points

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Upper and lower quantum functionals, introduced by Christandl, Vrana and Zuiddam (STOC 2018, J. Amer. Math. Soc. 2023), are families of monotone functions of tensors indexed by a weighting on the set of subsets of the tensor legs. Inspired by quantum information theory, they were crafted as obstructions to asymptotic tensor transformations, relevant in algebraic complexity theory. For tensors of order three, and more generally for weightings on singletons for higher-order tensors, the upper and lower quantum functionals coincide and are spectral points in Strassen's asymptotic spectrum. Moreover, the singleton quantum functionals characterize the asymptotic slice rank, whereas general weightings provide upper bounds on asymptotic partition rank. It has been an open question whether the upper and lower quantum functionals also coincide for other cases, or more generally, how to construct further spectral points, especially for higher-order tensors.
In this work, we show that upper and lower quantum functionals generally do not coincide, but that they anchor new spectral points. With this we mean that there exist new spectral points, which equal the quantum functionals on the set of tensors on which upper and lower coincide. The set is shown to include embedded three-tensors and W-like states and concerns all laminar weightings, significantly extending the singleton case. Moreover, it is shown that these spectral points provide obstructions to asymptotic restriction beyond the previously known spectral points.
We determine the border subrank of higher order structure tensors of several families of algebras, and in particular obtain the following results. (1) We determine tight bounds on the border subrank of kkk-fold matrix multiplication and kkk-fold upper triangular matrix multiplication for all kkk. (2) We determine the border subrank of the higher order structure tensors of truncated polynomial algebras, null algebras, and apolar algebras of a quadric. (3) We determine the border subrank of the higher order structure tensors of the Lie algebra sl2\mathfrak{sl}_2sl2​ for all orders. (4) We prove that degeneration of structure tensors of algebras propagates from higher to lower order. Along the way, we investigate which upper bound methods (geometric rank, GGG-stable rank, socle degree) are effective in which settings, and how they relate. Our work extends the results of Strassen (J.~Reine Angew.~Math., 1987, 1991), who determined the asymptotic subrank of these algebras for tensors of order three, in two directions: we determine the border subrank itself rather than its asymptotic version, and we consider higher order structure tensors.
Motivated by the problem of constructing fast matrix multiplication algorithms, Strassen (FOCS 1986, Crelle 1987–1991) introduced and developed the theory of asymptotic spectra of tensors. For any sub-semiring X \mathcal {X} of tensors (under direct sum and tensor product), the duality theorem that is at the core of this theory characterizes basic asymptotic properties of the elements of X \mathcal {X} in terms of the asymptotic spectrum of X \mathcal {X} , which is defined as the collection of semiring homomorphisms from X \mathcal {X} to the non-negative reals with a natural monotonicity property. The asymptotic properties characterized by this duality encompass fundamental problems in complexity theory, combinatorics and quantum information. Universal spectral points are elements in the asymptotic spectrum of the semiring of all tensors. Finding all universal spectral points suffices to find the asymptotic spectrum of any sub-semiring. The construction of non-trivial universal spectral points has been an open problem for more than thirty years. We construct, for the first time, a family of non-trivial universal spectral points over the complex numbers, called quantum functionals . We moreover prove that the quantum functionals precisely characterise the asymptotic slice rank of complex tensors. Our construction, which relies on techniques from quantum information theory and representation theory, connects the asymptotic spectrum of tensors to the quantum marginal problem and entanglement polytopes.
We construct a lower bound of the tensor rank for a new class of tensors, which we call persistent tensors . We present three specific families of persistent tensors, of which the lower bound is tight. We show that there is a chain of degenerations between these three families of minimal-rank persistent tensors that can be used to study the entanglement transformation between them. In addition, we show that these three families of persistent tensors are indeed different generalizations of multiqubit W states within multiqudit systems and are geometrically in the orbit closure of multiqudit GHZ states. Consequently, we show that one can obtain every one of the generalizations of W state from a multiqudit GHZ state via asymptotic Stochastic Local Operations and Classical Communication (SLOCC) with rate one. Finally, we extend the obtained lower bound of the tensor rank to direct sums with persistent summands and to even more general combinations of tensors, which we call block pyramidal tensors . As a result, we show that the tensor rank is multiplicative under the Kronecker and tensor products of minimal-rank persistent tensors with the GHZ tensor.
Strassen's asymptotic spectrum offers a framework for analyzing the complexity of tensors. It has found applications in diverse areas, from computer science to additive combinatorics and quantum information. A long-standing open problem, dating back to 1991, asks whether Strassen's support functionals are universal spectral points, that is, points in the asymptotic spectrum of tensors. In this paper, we answer this question in the affirmative for tensors over complex numbers by proving that the support functionals coincide with the quantum functionals - universal spectral points that are defined via entropy optimization on entanglement polytopes. We obtain this result as a special case of a general minimax formula for convex optimization on entanglement polytopes (and more general moment polytopes). Our formula can be interpreted as a very general "classical-quantum correspondence" analogous to the well-known relation between the Shannon entropy and the von Neumann entropy. Its proof is based on a recent Fenchel-type duality theorem on Hadamard manifolds due to Hirai. In addition to settling Strassen's question, our results yield a unified and simpler approach to several other tensor invariants, including the asymptotic slice rank, the symmetric quantum functional, the GGG-stable rank, and the non-commutative rank.
We study quantum versions of the Shannon capacity of graphs and non-commutative graphs. We introduce the asymptotic spectrum of graphs with respect to quantum and entanglement-assisted homomorphisms, and we introduce the asymptotic spectrum of non-commutative graphs with respect to entanglement-assisted homomorphisms. We apply Strassen's spectral theorem (J. Reine Angew. Math., 1988) in order to obtain dual characterizations of the corresponding Shannon capacities and asymptotic preorders in terms of their asymptotic spectra. This work extends the study of the asymptotic spectrum of graphs initiated by Zuiddam (Combinatorica, 2019) to the quantum domain. We then exhibit spectral points in the new quantum asymptotic spectra and discuss their relations with the asymptotic spectrum of graphs. In particular, we prove that the (fractional) real and complex Haemers bounds upper bound the quantum Shannon capacity, which is defined as the regularization of the quantum independence number (Mančinska and Roberson, J. Combin. Theory Ser. B, 2016), and that the fractional real and complex Haemers bounds are elements in the quantum asymptotic spectrum of graphs. This is in contrast to the Haemers bounds defined over certain finite fields, which can be strictly smaller than the quantum Shannon capacity. Moreover, since the Haemers bound can be strictly smaller than the Lovász theta function (Haemers, IEEE Trans. Inf. Theory, 1979), we find that the quantum Shannon capacity and the Lovász theta function do not coincide. As a consequence, two well-known conjectures in quantum information theory cannot both be true.
We study quantum versions of the Shannon capacity of graphs and non-commutative graphs. We introduce the asymptotic spectrum of graphs with respect to quantum and entanglement-assisted homomorphisms, and we introduce the asymptotic spectrum of non-commutative graphs with respect to entanglement-assisted homomorphisms. We apply Strassen's spectral theorem (J. Reine Angew. Math., 1988) in order to obtain dual characterizations of the corresponding Shannon capacities and asymptotic preorders in terms of their asymptotic spectra. This work extends the study of the asymptotic spectrum of graphs initiated by Zuiddam (Combinatorica, 2019) to the quantum domain. We then exhibit spectral points in the new quantum asymptotic spectra and discuss their relations with the asymptotic spectrum of graphs. In particular, we prove that the (fractional) real and complex Haemers bounds upper bound the quantum Shannon capacity, which is defined as the regularization of the quantum independence number (Mančinska and Roberson, J. Combin. Theory Ser. B, 2016), and that the fractional real and complex Haemers bounds are elements in the quantum asymptotic spectrum of graphs. This is in contrast to the Haemers bounds defined over certain finite fields, which can be strictly smaller than the quantum Shannon capacity. Moreover, since the Haemers bound can be strictly smaller than the Lovász theta function (Haemers, IEEE Trans. Inf. Theory, 1979), we find that the quantum Shannon capacity and the Lovász theta function do not coincide. As a consequence, two well-known conjectures in quantum information theory, namely: 1) the entanglement-assisted zero-error capacity of a classical channel is equal to the Lovász theta function and 2) maximally entangled states and projective measurements are sufficient to achieve the entanglement-assisted zero-error capacity, cannot both be true.