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arXiv:2604.06157

Tractable model for a fractionalized Fermi liquid (FL$^*$) on a square lattice

Piers Coleman, Elio J. König, Aaditya Panigrahi, Alexei M. Tsvelik

Published Apr 7, 2026• 0 citations
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Abstract

Motivated by the continued interest in Fermi-surface reconstruction without symmetry breaking, we present an analytically tractable microscopic model of a fractionalized Fermi liquid (FL$^*$) on a square lattice and discuss its potential relevance to the cuprates. As in ancilla-qubit constructions, the model is related to Kondo lattice systems, but in this case, the conduction electrons interact with a $\mathbb{Z}_2$ spin liquid of the Yao--Lee type, with a Majorana Fermi surface. The associated $\mathbb Z_2$ gauge theory is static so that the model can be analytically solved to leading-logarithic accuracy. There are two phases: one in which the fractionalized fermions of the spin liquid hybridize with conduction electrons to form a common Fermi surface violating the naive Luttinger count, and one in which they remain decoupled. We discuss the salient features of the small Fermi-surface phase, including analytically derived momentum dependent coherence factors responsible for the appearance of Fermi arcs à la Yang-Rice-Zhang. We further discuss the impact of quantum and thermal fluctuations, including a strong diamagnetic response and a logarithmically divergent Sommerfeld coefficient at the onset of the pseudogap.

DOI
10.48550/arxiv.2604.06157

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Abstract We review a theoretical framework for the cuprate superconductors, rooted in a fractionalized Fermi liquid (FL*) description of the intermediate-temperature pseudogap phase at low doping. The FL* theory predicted hole pockets each of fractional area p / 8 at hole doping p , in contrast to the area p / 4 in spin density wave theory. Magnetotransport measurements, including observation of the Yamaji angle, show clear evidence of hole pocket quasiparticles which can tunnel coherently between square lattice layers, and are consistent with the FL* description. The FL* phase of a single-band model is described using a layer construction with a pair of ancilla qubits on each site: the Ancilla layer model (ALM). Its mean field theory yields hole pockets of area p / 8 , and matches the gapped photoemission spectrum in the anti-nodal region of the Brillouin zone. Fluctuations are described by the SU(2) gauge theory of a background spin liquid with critical Dirac spinons. A Monte Carlo study of the thermal SU(2) gauge theory transforms the hole pockets into Fermi arcs in photoemission. One route to confinement of FL* upon lowering temperature yields a d -wave superconductor via a Kosterlitz–Thouless transition of h / ( 2 e ) vortices, with nodal Bogoliubov quasiparticles featuring anisotropic velocities and vortices surrounded by charge order halos. An alternative route yields a charge-ordered metallic state that has quantum oscillations consistent with observations. These confinement transitions are driven by the condensation of a SU(2) fundamental Higgs field, which also provides a fractionalized description of intertwined orders. Increasing doping from the FL* phase in the ALM drives a transition to a conventional FL at large doping, passing through an intermediate strange metal regime. We formulate a theory of the FL*-FL metal-metal transition without a symmetry-breaking order parameter, using a critical quantum ‘charge’ liquid of mobile electrons in the presence of disorder, developed via an extension of the Sachdev–Ye–Kitaev model to two spatial dimensions. At low temperatures, and across optimal and over doping, we address the regimes of extended non-FL behavior by Griffiths effects near quantum phase transitions in disordered metals. Partly based on lectures by S S at Boulder School 2025, Dynamics of Strongly Correlated Electrons , 14–18 July. Lecture videos . Joint ICTP-WE Heraeus School and Workshop on Advances in Quantum Matter: Pushing the Boundaries , ICTP, Trieste, 4, 6 August 2025. Lecture videos . School on Quantum Dynamics of Matter, Light and Information , ICTP, Trieste, 18, 19 August 2025. Lecture videos . Croucher Advanced Study Institute for Fractional Chern Insulators , University of Hong Kong, 4, 5 September 2025. Lecture slides . Advanced School and Conference on Quantum Matter , ICTP Trieste, 1–12 December 2025. Lecture Notes . Lecture videos .
We calculate the Fermi surface of electrons in hole-doped, extended ttt-JJJ models on a square lattice in a regime where no long-range antiferromagnetic order is present, and no symmetries are broken. Using the ``spinon-dopon'' formalism of Ribeiro and Wen, we show that short-range antiferromagnetic correlations lead to a reconstruction of the Fermi surface into hole pockets which are not necessarily centered at the antiferromagnetic Brillouin zone boundary. The Brillouin zone area enclosed by the Fermi surface is proportional to the density of dopants away from half-filling, in contrast to the conventional Luttinger theorem, which counts the total electron density. This state realizes a ``fractionalized Fermi liquid'' (FL*), which has been proposed as a possible ground state of the underdoped cuprates; we note connections to recent experiments. We also discuss the quantum phase transition from the FL* state to the Fermi liquid state with long-range antiferromagnetic order.
A Z2{\mathbb{Z}}_{2}Z2​ fractionalized Fermi liquid (FL*) is a novel state of strongly correlated quantum matter. Although it is metallic, it violates Luttinger's theorem on the volume enclosed by the Fermi surface obeyed by conventional metals; this is possible due to the presence of emergent gauge excitations. The authors study here the superconducting states that can arise out of instabilities of such a topological metal. In particular, they focus on a FL* topological metal that has favorable energetics on the square lattice with nematic order, relevant to the cuprate superconductors. They find that a Higgs transition out of this FL* results in confinement of the anyonic degrees of freedom, and the resulting state is a superconductor with broken translation symmetry or time-reversal invariance. In the process, they also establish a complete mapping between bosonic and fermionic descriptions of time-reversal invariant gapped insulating Z2{\mathbb{Z}}_{2}Z2​ spin liquid states on the rectangular lattice, which, on doping with charge carriers, can give rise to FL* phases. They also note a possible connection to the recent observation of pair density waves in the superconducting state of the underdoped cuprates.
We describe a solvable model of a quantum transition in a single band model involving a change in the size of the electron Fermi surface without any symmetry breaking. In a model with electron density $1\ensuremath{-}p$, we find a ``large'' Fermi surface state with the conventional Luttinger volume $1\ensuremath{-}p$ of electrons for p>pcp>{p}_{c}p>pc​, and a first-order transition to a ``small'' Fermi surface state with a non-Luttinger volume ppp of holes for p<pcp<{p}_{c}p<pc​. As required by extended Luttinger theorems, the small Fermi surface state also has fractionalized spinon excitations. The model has electrons with strong local interactions in a single band; after a canonical transformation, the interactions are transferred to a coupling to two layers of ancilla qubits, as proposed by Zhang and Sachdev [Phys. Rev. Research 2, 023172 (2020)]. Solvability is achieved by employing random exchange interactions within the ancilla layers, and taking the large MMM limit with SU(M)\mathrm{SU}(M)SU(M) spin symmetry, as in the Sachdev-Ye-Kitaev models. The local electron spectral function of the small Fermi surface phase displays a particle-hole asymmetric pseudogap, and maps onto the spectral function of a lightly doped Kondo insulator of a Kondo-Heisenberg lattice model. We discuss connections to the physics of the hole-doped cuprates: the asymmetric pseudogap observed in STM, and the sudden change from incoherent to coherent antinodal spectra observed recently in photoemission. A holographic analogy to wormhole transitions between multiple black holes is briefly noted.
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Symmetric pseudogap metal in a generalized t−Jt-Jt−J model
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