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arXiv:2604.02083 · New Journal of Physics

Constrained Quantum Optimization via Iterative Warm-Start XY-Mixers

David Bucher, Maximilian Janetschek, Michael Poppel, Jonas Stein, Claudia Linnhoff-Popien, Sebastian Feld

quant-phSubmitted Apr 2, 2026• Announced Apr 3, 2026• 0 citations• Revised Jul 10, 2026 (v2)
v1 · Apr 2, 2026v2 · Jul 10, 2026
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Abstract

The Quantum Approximate Optimization Algorithm (QAOA) is a leading hybrid heuristic for combinatorial optimization, but efficiently handling hard constraints remains a significant challenge. XY-mixers successfully confine quantum state evolution to a feasible subspace, such as the Hamming-weight-1 sector for one-hot constraints. On the contrary, warm-starting biases the search toward promising regions based on preliminary solutions. Combining these two techniques requires maintaining the essential alignment between the initial state and the mixer Hamiltonian to preserve convergence guarantees. Previous work demonstrated warm-starting with XY-mixers via a biased initial state, but relying only on standard mixer Hamiltonians. Consequently, the initial state is no longer a ground state of the mixer. In this work, we overcome these limitations by formulating a warm-started XY-mixer Hamiltonian for one-hot constraints and proving its ground-state properties. Furthermore, we provide a shallow circuit implementation suitable for NISQ implementations. We embed the warm-starting into a classical heuristic that iteratively updates the bias based on previous samples, called Iterative Warm-Starting (IWS). Extensive numerical simulations on Max-$k$-Cut and Traveling Salesperson Problem instances demonstrate that IWS-QAOA significantly accelerates the solution-finding process, increasing the probability of sampling optimal solutions by orders of magnitude compared to standard XY-QAOA. Finally, we validate our approach on the ibm_boston QPU using hardware-tailored 144-qubit problem instances. By coupling IWS-QAOA with a greedy steepest-descent post-processing strategy to repair infeasible measurements caused by hardware noise, we successfully identify optimal solutions on actual quantum devices.

Journal reference
New J. Phys. 28 084501 2026
DOI
10.1088/1367-2630/ae8ea2

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The Quantum Approximate Optimization Algorithm (QAOA) is a leading hybrid heuristic for combinatorial optimization, but efficiently handling hard constraints remains a significant challenge. XY-mixers successfully confine quantum state evolution to a feasible subspace, such as the Hamming-weight-1 sector for one-hot constraints. On the contrary, warm-starting biases the search toward promising regions based on preliminary solutions. Combining these two techniques requires maintaining the essential alignment between the initial state and the mixer Hamiltonian to preserve convergence guarantees. Previous work demonstrated warm-starting with XY-mixers via a biased initial state, but relying only on standard mixer Hamiltonians. Consequently, the initial state is no longer a ground state of the mixer. In this work, we overcome these limitations by formulating a warm-started XY-mixer Hamiltonian for one-hot constraints and proving its ground-state properties. Furthermore, we provide a shallow circuit implementation suitable for NISQ implementations. We embed the warm-starting into a classical heuristic that iteratively updates the bias based on previous samples, called Iterative Warm-Starting (IWS). Extensive numerical simulations on Max-kkk-Cut and Traveling Salesperson Problem instances demonstrate that IWS-QAOA significantly accelerates the solution-finding process, increasing the probability of sampling optimal solutions by orders of magnitude compared to standard XY-QAOA. Finally, we validate our approach on the ibm_boston QPU using hardware-tailored 144-qubit problem instances. By coupling IWS-QAOA with a greedy steepest-descent post-processing strategy to repair infeasible measurements caused by hardware noise, we successfully identify optimal solutions on actual quantum devices.
Quantum optimization algorithms, such as the Quantum Approximate Optimization Algorithm, are emerging as promising heuristics for solving complex combinatorial problems. To improve performance, several extensions to the standard QAOA framework have been proposed in recent years. Two notable directions include: warm-starting techniques, which incorporate classical approximate solutions to guide the quantum evolution, and custom mixer Hamiltonians, such as XY mixers, which constrain the search to feasible subspaces aligned with the structure of the problem. In this work, we propose an approach that integrates these two strategies: a warm-start initialization with an XY mixer ansatz, enabling constraint-preserving quantum evolution biased toward high-quality classical solutions. The method begins by reformulating the combinatorial problem as a MaxCut instance, solved approximately using the Goemans-Williamson algorithm. The resulting binary solution is relaxed and used to construct a biased superposition over valid one-hot quantum states, maintaining compatibility with the XY mixer's constraints. We evaluate the approach on 5-city instances of the Traveling Salesperson Problem, a canonical optimization problem frequently encountered as a subroutine in real-world Vehicle Routing Problems. Our method is benchmarked against both the standard XY-mixer QAOA and a warm-start-only variant based on MaxCut relaxation. Results show that the proposed combination consistently outperforms both baselines in terms of the percentage and rank of optimal solutions, demonstrating the effectiveness of combining structured initializations with constraint-aware quantum evolution for optimization problems.
This paper investigates quantum heuristics based on Mixer Hamiltonians, which allow the search to be restricted to a specific subspace and enable warm-start strategies for solving the Traveling Salesman Problem (TSP). Approaches involving Mixer Hamiltonians can be integrated into the Quantum Approximate Optimization Algorithm (QAOA), where the Mixer acts as a mapping function that transforms qubit strings into feasible solution sets. We first introduce a swap-based mixer tailored to the TSP, which ensures that only qubit strings representing valid TSP solutions are explored during the QAOA process. Second, we propose a warm-start technique that initializes QAOA with a solution generated by any classical heuristic, thereby promoting faster convergence. These two contributions are combined into a Warm-Start QAOA framework with a Swap-Based Mixer, leveraging both structural and initialization advantages. Experimental results on a custom TSP instance involving five customers demonstrate the effectiveness of this approach, providing, for the first time, a viable integration of warm-start and swap-based mixers for the TSP within a quantum optimization framework.
We generalize the Quantum Approximate Optimization Algorithm (QAOA) of Farhi et al. (2014) to allow for arbitrary separable initial states with corresponding mixers such that the starting state is the most excited state of the mixing Hamiltonian. We demonstrate this version of QAOA, which we call Q A O A − w a r m e s t , by simulating Max-Cut on weighted graphs. We initialize the starting state as a w a r m − s t a r t using 2 and 3 -dimensional approximations obtained using randomized projections of solutions to Max-Cut's semi-definite program, and define a warm-start dependent c u s t o m m i x e r . We show that these warm-starts initialize the QAOA circuit with constant-factor approximations of 0.658 for 2 -dimensional and 0.585 for 3 -dimensional warm-starts for graphs with non-negative edge weights, improving upon previously known trivial (i.e., 0.5 for standard initialization) worst-case bounds at p = 0 . These factors in fact lower bound the approximation achieved for Max-Cut at higher circuit depths, since we also show that QAOA-warmest with any separable initial state converges to Max-Cut under the adiabatic limit as p → ∞ . However, the choice of warm-starts significantly impacts the rate of convergence to Max-Cut, and we show empirically that our warm-starts achieve a faster convergence compared to existing approaches. Additionally, our numerical simulations show higher quality cuts compared to standard QAOA, the classical Goemans-Williamson algorithm, and a warm-started QAOA without custom mixers for an instance library of 1148 graphs (upto 11 nodes) and depth p = 8 . We further show that QAOA-warmest outperforms the standard QAOA of Farhi et al. in experiments on current IBM-Q and Quantinuum hardware.
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Demonstrating quantum heuristics that outperform strong classical solvers on large-scale optimization remains an open challenge. Here we introduce Regularized Warm-Started QAOA (RWS-QAOA), which initializes qubits by minimizing expected energy with a regularizer that penalizes near-bitstring states, preventing QAOA from stalling. We further propose a protocol that yields fixed, instance-independent parameters, enabling RWS-QAOA to operate as a non-variational algorithm in which the quantum circuit parameters are fixed and only a classical warm starting step is instance-dependent. We evaluate RWS-QAOA on the Max-Cut problem for random regular graphs, where this protocol yields a constant-depth quantum circuit, across three complementary settings. First, on Quantinuum's trapped-ion processor, RWS-QAOA outperforms the classical algorithms with the best provable guarantees for Max-Cut on 333-regular graphs, namely Goemans-Williamson and Halperin-Livnat-Zwick, on 969696-node instances. Second, tensor-network simulations on graphs with up to N=10,000N{=}10{,}000N=10,000 nodes show that depth-666 RWS-QAOA, achieving an average cut fraction of 0.91670.91670.9167, surpasses the best classical heuristics under matched restrictions (no local-search post-processing and no iterative refinement). Third, we remove these restrictions and benchmark against the strongest unrestricted classical heuristics, including an optimized parallel Burer-Monteiro solver that improves upon the MQLib implementation. Even against this stronger baseline, we project that surface-code RWS-QAOA reaches a quantum-classical runtime crossover below 0.20.20.2 seconds on 3,0003{,}0003,000-node graphs with fewer than 1.31.31.3 million physical qubits. Our results show that constant-depth quantum circuits combined with a classical warm start have a credible potential to surpass classical solvers on the Max-Cut problem when executed on future quantum computers.
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