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arXiv:2603.25451

Exceptional-point-constrained locking of boundary-sensitive topological transitions in non-Hermitian lattices

Huimin Wang, Yanxin Liu, Zhijian Li, Zhihao Xu

physics.opticsquant-phSubmitted Mar 26, 2026• Announced Mar 27, 2026• Revised Apr 16, 2026 (v2)
v1 · Mar 26, 2026v2 · Apr 16, 2026v3 · May 14, 2026
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Abstract

Topological transitions in non-Hermitian systems are generally boundary sensitive: point-gap topology under periodic boundary conditions and line-gap topology under open boundary conditions need not coincide because of non-Bloch spectral deformation and the non-Hermitian skin effect. Here we show that, in chiral non-Hermitian lattices, these two transitions become locked when the parameter sweep is confined to an exceptional-point-constrained manifold, along which the Bloch spectrum remains pinned to a zero-energy degeneracy. We establish this mechanism analytically in an extended non-Hermitian Su--Schrieffer--Heeger chain and show that it persists beyond the solvable limit in the full non-Bloch regime. We further find that the locking remains robust in a four-band spinful extension with branch-resolved generalized Brillouin zones, including strongly branch-imbalanced regimes. By contrast, once the sweep leaves the exceptional-point-constrained manifold, the two transitions generally decouple. These results identify exceptional-point-constrained evolution as a simple criterion for when periodic-boundary spectral winding can diagnose open-boundary non-Bloch topological transitions.

Comments
24 pages, 6 figures

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Topological transitions in non-Hermitian systems are generally boundary sensitive: point-gap topology under periodic boundary conditions and line-gap topology under open boundary conditions need not coincide because of non-Bloch spectral deformation and the non-Hermitian skin effect. Here we show that, in chiral non-Hermitian lattices, these two transitions become locked when the parameter sweep is confined to an exceptional-point-constrained manifold, along which the Bloch spectrum remains pinned to a zero-energy degeneracy. We establish this mechanism analytically in an extended non-Hermitian Su--Schrieffer--Heeger chain and show that it persists beyond the solvable limit in the full non-Bloch regime. We further find that the locking remains robust in a four-band spinful extension with branch-resolved generalized Brillouin zones, including strongly branch-imbalanced regimes. By contrast, once the sweep leaves the exceptional-point-constrained manifold, the two transitions generally decouple. These results identify exceptional-point-constrained evolution as a simple criterion for when periodic-boundary spectral winding can diagnose open-boundary non-Bloch topological transitions.
We investigate the entanglement properties of non-Hermitian Su-Schrieffer-Heeger (SSH) model from the perspective of the Generalized Brillouin Zone (GBZ). The non-Bloch entanglement entropy is defined on a quasi-reciprocal lattice, obtained by performing an ordinary Fourier transformation on the non-Bloch Hamiltonian. We demonstrate that the broken bulk-boundary correspondence is recovered in terms of the non-Bloch entanglement entropy. When the GBZ is circular, we show that the non-Bloch entanglement entropy is well-defined (real and positive-definite) in large parameter regions, except close to the exceptional points (EPs). In the critical region, we found that each Fermi point contributes precisely 1 to the central charge ccc of the logarithmic scaling. At the EP, the central charge becomes negative due to the presence of the exceptional bound state. For the case of non-circular GBZ, long-range hopping emerges in the quasi-reciprocal lattice, and the von Neumann entropy on the GBZ is no longer real. However, the non-Bloch edge entanglement entropy remains real, which serves as a reliable topological indicator and respects the bulk-boundary correspondence. We compute the topological phase diagram, and reveal the critical behavior along the exceptional phase boundaries.
We theoretically investigate the interplay of topology and localized non-Hermiticity in a finite Su-Schrieffer-Heeger chain characterized by non-Hermitian potentials at its boundaries. By tuning the boundary gain and loss parameters, we exploit the finite-size hybridization of two mid-gap topological edge states to analytically derive the exact coordinates of boundary-induced exceptional points (EPs), ΓEP=±ivN/wN−1Γ_{\rm EP}=\pm i v^{N}/w^{N-1}ΓEP​=±ivN/wN−1, at which these states undergo coalescence. We demonstrate that dynamically encircling these boundary EPs facilitates a robust, chiral edge state-transfer protocol. Depending on the orientation of the encircling loop, this protocol allows a topological edge state localized at one boundary to be either transferred to the opposite edge with perfect fidelity or returned to its starting position through a double switching process. Importantly, since the non-Hermiticity remains strictly confined to the boundaries, this chiral transport occurs without affecting the energy spectrum of the bulk bands. These results establish a minimal framework for a large-scale topological chiral switch that is experimentally verifiable and capable of being controlled through boundary non-Hermitian driving.
We consider a Su-Schrieffer-Heeger(SSH)-type trimer model with next-nearest-neighbor(NNN) interaction and balanced loss-gain(BLG) to study the combined effect of lattice symmetries, topology, non-hermiticity and general boundary conditions(GBC)on the existence of flat band and the nature of Bulk-Boundary correspondence(BBC). We derive the necessary and sufficient conditions for the existence of an entirely real spectrum under the periodic boundary condition(PBC). The exact expressions for the compact localized states(CLS) and energy eigenvalues corresponding to flat bands are derived analytically under the PBC. We establish topological phase transitions(TPT) for PT-symmetry and pseudo-chiral symmetry through the computation of the Zak phase and sub-lattice Zak phase, respectively. The Hamiltonian under the open boundary condition(OBC) is studied numerically, and edge states are observed in the topologically non-trivial phase, thereby establishing the non-hermitian BBC. The CLS exists in both bulk and the boundary for systems having only pseudo-chiral symmetry, and an additional PT-symmetry destroys the CLS at the boundary. We generalize a known formalism to study the same Hamiltonian under GBC, and derive analytic expressions for the energy and eigenstates for a class of boundary conditions in parametric ranges which admit flat band under the PBC. The edge states for these boundary conditions, including the OBC, are obtained analytically in the topologically non-trivial phase, thereby establishing BBC. The non-hermitian skin effect(NHSE) is seen in the model with reciprocal bulk interaction and strongly non-reciprocal boundary terms. The winding number based on spectral topology is computed analytically.
We investigate quantum correlations and entanglement in a non-Hermitian quantum system modeled by a 2D stacked Su–Schrieffer–Heeger (SSH) lattice incorporating nonreciprocal hopping amplitudes and balanced on-site gain and loss. Focusing on the interplay between non-Hermiticity, topology, and open-boundary conditions, we analyze how these factors shape bipartite entanglement properties, characterized through the entanglement spectrum and entanglement negativity ( E N ). By examining the complex energy spectrum under open boundary conditions, we identify critical points associated with the closing of complex energy gaps, which significantly influence entanglement structure and signal topological phase transitions. Our findings reveal that boundary-localized non-Bloch modes and nonreciprocal couplings can induce highly tunable and unconventional entanglement features, absent under periodic boundary conditions. These results highlight the breakdown of conventional bulk-boundary correspondence and underscore the utility of entanglement measures in diagnosing non-Hermitian topological phases. Beyond advancing the fundamental understanding of quantum correlations in open systems, our study suggests potential pathways to engineer quantum devices and topological materials where gain, loss, and nonreciprocity are intrinsic elements.
The zero-mode corner states in the gap of two-dimensional non-Hermitian Su-Schrieffer-Heeger model are robust to infinitesimal perturbations that preserve chiral symmetry. However, we demonstrate that this general belief is no longer valid in large-sized systems. To reveal the higher-order topology of non-Hermitian systems, we establish a correspondence between the stable zero-mode singular states and the topologically protected corner states of energy spectrum in the thermodynamic limit. Within this framework, the number of zero-mode singular values is directly linked to the number of mid-gap corner states. The winding numbers in real space can be defined to count the number of stable zero-mode singular states. Our results formulate a bulk-boundary correspondence for both static and Floquet non-Hermitian systems, where topology arises intrinsically from the non-Hermiticity, even without symmetries.
We study a non-Hermitian extension of the Creutz ladder with generic non-reciprocal hopping. By mapping the ladder onto two decoupled non-Hermitian Su--Schrieffer--Heeger (SSH) chains, we uncover a rich structure in parameter space under different boundary conditions. Under periodic boundary conditions, the spectrum admits a fine-tuned line in parameter space with entirely real eigenvalues, while deviations from this line induce a real--complex spectral transition without crossing exceptional points. In contrast, an exact analytical diagonalization under open boundary conditions reveals extended regions in parameter space with purely real or purely imaginary spectra, separated from complex spectral domains by exceptional lines. The intersections of these exceptional lines define triple-junction points where distinct spectral regimes meet, giving rise to a structured phase diagram that is absent under periodic boundary conditions. We further show that flat bands in this system can occur both as Hermitian diabolical points and as non-Hermitian exceptional points, known as exceptional flat bands, where the dynamics is more stringent than in the Hermitian case, leading to distinct spectral and dynamical signatures.