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arXiv:2603.24522

A Description of the Quantum Mpemba Effect using the Steepest-Entropy-Ascent Quantum Thermodynamics Framework

Luis Enrique Rocha-Soto, Cesar Eduardo Damian-Ascencio, Adriana Saldaña-Robles, Sergio Cano-Andrade

quant-phSubmitted Mar 25, 2026• Announced Mar 26, 2026• 0 citations• Revised Aug 25, 2026 (v3)
v1 · Mar 25, 2026v2 · Apr 17, 2026v3 · Aug 25, 2026
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Abstract

The quantum Mpemba effect describes the unusual relaxation of a quantum system where if starting from a state far from equilibrium reaches equilibrium faster than starting from a closer state. In this work, the steepest-entropy ascent quantum thermodynamics framework is used to model this effect in a three-level ion system coupled to a short-life level which acts as an environment. The four-level Hilbert space is reduced to an effective three-dimensional description via the Feshbach projection, where the resulting model parameters are determined by a differential evolution algorithm. Predictions of both the steepest-entropy-ascent and Lindblad frameworks agree well with experimental data for all three initial conditions considered. In addition it is shown that, independently of the Mpemba condition, the relaxation parameter $τ_D$ is an emergent thermodynamic quantity whose step-function time dependence arises from a near-indetermination at the metastable state, resolved by the two-timescale structure of the dissipative dynamics, with a step height $τ_D^{+}/τ_D^{-} (|λ_f|/|λ_s|)\,\mathfrak{r}$ set by the ratio of the linearised relaxation rates at the metastable state times a geometric factor $\mathfrak{r}$ fixed by the curvature of the entropy and free-energy-variance surfaces there. Furthermore, it is also established the correspondence between the Lindblad and steepest-entropy-ascent order parameters as spectral and geometric suppression of the same slow dissipative mode, and it is shown that for isolated systems with a negative nonequilibrium inverse temperature, as realized in the case studied here, the genuine Mpemba free-energy ordering is equivalent to an entropy ordering.

AI Summary

The paper asks whether steepest-entropy-ascent quantum thermodynamics (SEAQT) can describe the quantum Mpemba effect previously measured in a driven, dissipative three-level ion. It compares a nonlinear, energy-conserving SEAQT model with the standard Lindblad description of that experiment. A Feshbach projection supplies an effective Hermitian three-level Hamiltonian. Two Hamiltonian parameters are fitted jointly across three initial preparations, while four parameters specifying a logistic relaxation time $\tau_D(t)$ are fitted separately for each preparation. The resulting SEAQT reduced chi-squares are $29.20$, $12.89$, and $10.78$; constant-$\tau_D$ fits give $53.13$, $30.91$, and $25.99$. The time-dependent model produces an entropy plateau for the accelerated preparation. The entropy-production identity gives $\tau_D=(\sigma_{SS}-C)/(d\langle S\rangle/dt)$. A local quadratic expansion near a partially canonical metastable state relates its proposed step height to a relaxation-rate ratio times a curvature factor. Only one fitted step is resolved: $\tau_D^+/\tau_D^-=5.033$, compared with a rate ratio of $158.46$. A Hamiltonian-dressed population coordinate approximately reproduces the Lindblad slow-mode cancellation criterion, tested using ensembles of 100 randomly generated states. Stated limitations include unresolved relaxation-time asymptotes for two preparations and an oscillation amplitude roughly three times the measured value for one. SEAQT trajectories conserve different initial energies and reach different equilibria, unlike the common Lindblad steady state; free-energy comparisons therefore require fixed energy. Correspondence between the two Mpemba criteria is established numerically for this model, with its extension beyond the qutrit left open.

Some signs of AI-generated textIncrementalOverclaimsStrong assumptionsPossible error

Central claim may not hold: The derivation of the relaxation-time step assumes an entropy saddle with negative slow-direction curvature, incompatible with von Neumann entropy concavity on the fixed-energy affine state space; a rank-deficient metastable state instead generally requires a nonanalytic expansion. The purported thermodynamic determination of τ_D rearranges its own evolution equation, while the reported trajectories still use independently fitted logistic parameters and do not independently validate the geometric step factor. The SEAQT population fits have reported reduced chi-squares between 10.78 and 29.20 and substantial acknowledged oscillation-amplitude errors, while their fitted asymptotes do not demonstrate the proposed common late-time relaxation limit. The fitted correspondence with the Lindblad order parameter does not establish SEAQT slow-mode suppression, because matching the initial slow coordinate does not bound its subsequent velocity in the SEAQT equation. Negative state-dependent inverse temperature alone does not establish free-energy–entropy ordering, because variation of β contributes an additional term to the free-energy derivative even at fixed energy.

Written by gpt-6.1-sol from the paper's full text. Automated: it can be wrong.

Comments
21 pages, 16 figures. Results and references added

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The quantum Mpemba effect describes the unusual relaxation of a quantum system where if starting from a state far from equilibrium reaches equilibrium faster than starting from a closer state. In this work, the steepest-entropy ascent quantum thermodynamics framework is used to model this effect in a three-level ion system coupled to a short-life level which acts as an environment. The four-level Hilbert space is reduced to an effective three-dimensional description via the Feshbach projection, where the resulting model parameters are determined by a differential evolution algorithm. Predictions of both the steepest-entropy-ascent and Lindblad frameworks agree well with experimental data for all three initial conditions considered. In addition it is shown that, independently of the Mpemba condition, the relaxation parameter τDτ_DτD​ is an emergent thermodynamic quantity whose step-function time dependence arises from a near-indetermination at the metastable state, resolved by the two-timescale structure of the dissipative dynamics, with a step height τD+/τD−(∣λf∣/∣λs∣) rτ_D^{+}/τ_D^{-} (|λ_f|/|λ_s|)\,\mathfrak{r}τD+​/τD−​(∣λf​∣/∣λs​∣)r set by the ratio of the linearised relaxation rates at the metastable state times a geometric factor r\mathfrak{r}r fixed by the curvature of the entropy and free-energy-variance surfaces there. Furthermore, it is also established the correspondence between the Lindblad and steepest-entropy-ascent order parameters as spectral and geometric suppression of the same slow dissipative mode, and it is shown that for isolated systems with a negative nonequilibrium inverse temperature, as realized in the case studied here, the genuine Mpemba free-energy ordering is equivalent to an entropy ordering.
The paper asks whether steepest-entropy-ascent quantum thermodynamics (SEAQT) can describe the quantum Mpemba effect previously measured in a driven, dissipative three-level ion. It compares a nonlinear, energy-conserving SEAQT model with the standard Lindblad description of that experiment.
A Feshbach projection supplies an effective Hermitian three-level Hamiltonian. Two Hamiltonian parameters are fitted jointly across three initial preparations, while four parameters specifying a logistic relaxation time τD(t)\tau_D(t)τD​(t) are fitted separately for each preparation. The resulting SEAQT reduced chi-squares are 29.2029.2029.20, 12.8912.8912.89, and 10.7810.7810.78; constant-τD\tau_DτD​ fits give 53.1353.1353.13, 30.9130.9130.91, and 25.9925.9925.99. The time-dependent model produces an entropy plateau for the accelerated preparation.
The entropy-production identity gives τD=(σSS−C)/(d⟨S⟩/dt)\tau_D=(\sigma_{SS}-C)/(d\langle S\rangle/dt)τD​=(σSS​−C)/(d⟨S⟩/dt). A local quadratic expansion near a partially canonical metastable state relates its proposed step height to a relaxation-rate ratio times a curvature factor. Only one fitted step is resolved: τD+/τD−=5.033\tau_D^+/\tau_D^-=5.033τD+​/τD−​=5.033, compared with a rate ratio of 158.46158.46158.46. A Hamiltonian-dressed population coordinate approximately reproduces the Lindblad slow-mode cancellation criterion, tested using ensembles of 100 randomly generated states.
Stated limitations include unresolved relaxation-time asymptotes for two preparations and an oscillation amplitude roughly three times the measured value for one. SEAQT trajectories conserve different initial energies and reach different equilibria, unlike the common Lindblad steady state; free-energy comparisons therefore require fixed energy. Correspondence between the two Mpemba criteria is established numerically for this model, with its extension beyond the qutrit left open.
A formal development of the hypoequilibrium (HE) state concept within the Steepest-Entropy-Ascent Quantum Thermodynamics (SEAQT) framework is presented, emphasizing its rigorous mathematical formulation. Using a general decomposition of the Hilbert space, HE states are defined in operator language and the reduced evolution of the associated intensive parameters for the regime where the dissipative dynamics commutes with the Hamiltonian is derived. It is proved that the MMM-th order HE family (where MMM is the number of spectral sectors) constitutes an invariant manifold under the SEAQT equation of motion, ensuring that states initially representing a ``mixture of canonicals'' maintain this structure throughout their evolution. Furthermore, a formal connection is established between the HE ansatz and the rate-controlled constrained equilibrium (RCCE) method, identifying HE variables as constraint potentials. Finally, the model is extended to non-Hamiltonian SEAQT (NH-SEAQT) interactions to describe thermodynamically consistent energy and entropy exchanges between subsystems and heat baths. This work provides the formal foundation for reduced-order modeling of far-from-equilibrium relaxation and transport processes, and supports a methodology previously applied across various physical and chemical systems.
We investigate the quantum Mpemba effect in the relaxation of open quantum systems whose effective dynamics is described by Davies maps. We introduce a class of unitary transformations constructed from permutation matrices that, when applied to an initial state, (i) suppress the slowest decaying modes of the nonunitary dynamics and (ii) maximize the state's distinguishability from the steady state. The first condition ensures exponentially faster convergence to equilibrium, while the second implies that a quantum system initially further from equilibrium can approach it more rapidly than one that starts closer. This protocol thus realizes a genuine Mpemba effect, and its simulation requires low computational effort. We prove that, for any initial state, there exists a permutation matrix that maximizes its distance from equilibrium with respect to a chosen information-theoretic distinguishability measure. We illustrate our findings for a two-level system, as well as for the nonunitary dynamics of the transverse-field Ising chain and the XXZ chain, each weakly coupled to a bosonic thermal bath. In these cases, the quantum Mpemba effect is demonstrated using the Hilbert-Schmidt distance, quantum relative entropy, and trace distance. Overall, our results provide a versatile framework for engineering a genuine quantum Mpemba effect in Markovian open quantum systems.
We investigate the quantum Mpemba effect from the perspective of nonequilibrium quantum thermodynamics by studying relaxation dynamics of quantum systems coupled to a Markovian heat bath, which are described by Davies maps. Starting from a state with coherences in the energy eigenbasis, we demonstrate that an exponential speedup to equilibrium will always occur if the state is transformed to a diagonal state in the energy eigenbasis, provided that the spectral gap of the generator is defined by a complex eigenvalue. When the transformed state has a higher nonequilibrium free energy, we argue using thermodynamic reasoning that this is a genuine quantum Mpemba effect. Furthermore, we show how a unitary transformation on an initial state can always be constructed to yield the effect and demonstrate our findings by studying the dynamics of both the nonequilibrium free energy and the irreversible entropy production in single and multiqubit examples.
The Mpemba effect, where a state farther from equilibrium relaxes faster than one closer to it, is a striking phenomenon in both classical and quantum systems. In open quantum systems, however, the quantum Mpemba effect (QME) typically occurs only for specifically chosen initial states, which limits its universality. Here we present a general and experimentally feasible strategy to realize both QME and anti-QME. By applying a temporary bond-dissipation quench, we selectively suppresses or enhances slow relaxation modes, thereby reshaping relaxation pathways independently of both the system and the initial state. We demonstrate this mechanism in systems with dephasing and boundary dissipation, and outline feasible cold-atom implementations. Our results establish controllable dissipation as a versatile tool for quantum control, accelerated relaxation, and efficient nonequilibrium protocols.
Quantum information and quantum computing (QIQC) systems, relying on the phenomena of superposition and entanglement, offer the potential for vast improvements in certain computations. A practical QC realization requires maintaining the stored information for time-scales long enough to implement algorithms. One primary cause of information loss is decoherence, i.e., the loss of coherence between two energy levels in a quantum system. This work attributes decoherence to dissipation occurring as the system evolves and uses steepest-entropy-ascent quantum thermodynamics (SEAQT) to predict the evolution of system state. SEAQT asserts that, at any instant of time, the system state evolves such that the rate of system entropy change is maximized while conserving system energy. With this principle, the SEAQT equation of motion is applicable to systems in any state, near or far from stable equilibrium, making SEAQT particularly well suited for predicting the dissipation occurring as quantum algorithms are implemented. In the present research, the dynamics of qubits (quantum-bits) using the SEAQT framework are first examined during common quantum gates (combinations of which form algorithms). This is then extended to modeling a system of multiple qubits implementing Shor's algorithm on a nuclear-magnetic-resonance (NMR) QC. Additionally, the SEAQT framework is used to predict experimentally observed dissipation occurring in a two-qubit NMR QC undergoing a so called ``quenching'' process. In addition, several methods for perturbing the density or so-called ``state'' operator used by the SEAQT equation of motion subject to an arbitrary set of expectation value constraints are presented. These are then used as the basis for randomly generating states used in analyzing the dynamics of entangled, non-interacting systems within SEAQT. Finally, a reservoir interaction model is developed for general quantum systems where each system locally experiences a heat interaction with an external reservoir. This model is then used as the basis for developing a decoherence control scheme, which effectively transfers entropy out of the QIQC system as it is generated, thus, reducing the decoherence. Reservoir interactions are modeled for single qubits and the control scheme is employed in modeling an NMR QC and shown to eliminate nearly all of the noise caused by decoherence/dissipation.
The Mpemba effect, where a system initially farther from equilibrium relaxes faster than one closer to equilibrium, has been extensively studied in classical systems and recently explored in quantum settings. While previous studies of the quantum Mpemba effect (QME) have largely focused on isolated systems with global symmetries, we argue that the QME is ubiquitous in generic, nonintegrable many-body systems lacking such symmetries, including U(1) charge conservation, spatial symmetries, and even energy conservation. Using paradigmatic models such as the quantum Ising model with transverse and longitudinal fields, we show that the QME can be understood through the energy density of initial states and their inverse participation ratio in the energy eigenbasis. Our findings provide a unified framework for the QME, linking it with classical thermal relaxation.