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arXiv:2602.23176

Excited-state quantum phase transitions and chaos in a three-level Lipkin model

Alberto Mayorgas, Pedro Pérez-Fernández, Álvaro Sáiz, José Miguel Arias

quant-phmath-phSubmitted Feb 26, 2026• Announced Feb 27, 2026• 0 citations
v1 · Feb 26, 2026v2 · Sep 21, 2026
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Abstract

Excited-state quantum phase transitions (ESQPTs) have been extensively studied in two-level models, but their characterization remains challenging in systems displaying mixed regular and chaotic dynamics. In this work, we investigate ESQPTs within the three-level Lipkin-Meshkov-Glick model, where an enlarged Hilbert space and multiple separatrices give rise to rich spectral structures strongly influenced by chaos. To investigate the different dynamical regions, we have calculated Poincaré sections and Peres lattices. In addition, by combining chaos-sensitive measures with standard ESQPT diagnostics, we provide a static analysis of ESQPT signatures in this model and establish a robust framework for future studies of its dynamical behavior. The degree of chaos and the Kullback-Leibler divergence are found to be very effective chaos-sensitive measures, which are complementary to ESQPT diagnostics such as the mean field limit and the participation ratio. Hence we provide a standard framework to work with ESQPTs in chaotic three-level systems.

Comments
12 pages, 10 figures

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Excited-state quantum phase transitions (ESQPTs) have been extensively studied in two-level models, but their characterization remains challenging in systems displaying mixed regular and chaotic dynamics. In this work, we investigate ESQPTs within the three-level Lipkin-Meshkov-Glick model, where an enlarged Hilbert space and multiple separatrices give rise to rich spectral structures strongly influenced by chaos. To investigate the different dynamical regions, we have calculated Poincaré sections and Peres lattices. In addition, by combining chaos-sensitive measures with standard ESQPT diagnostics, we provide a static analysis of ESQPT signatures in this model and establish a robust framework for future studies of its dynamical behavior. The degree of chaos and the Kullback-Leibler divergence are found to be very effective chaos-sensitive measures, which are complementary to ESQPT diagnostics such as the mean field limit and the participation ratio. Hence we provide a standard framework to work with ESQPTs in chaotic three-level systems.
Background: Composed systems have become of great interest in the framework of ground-state quantum phase transitions (QPTs) and many of their properties have been studied in detail. However, in these systems, the study of the so-called excited-state quantum phase transitions (ESQPTs) has not received so much attention.Purpose: A quantum analysis of the ESQPTs in the two-fluid Lipkin model is presented in this work. The study is performed through the Hamiltonian diagonalization for selected values of the control parameters in order to cover the most interesting regions of the system phase diagram.Method: A Hamiltonian that resembles the consistent-Q Hamiltonian of the interacting boson model (IBM) is diagonalized for selected values of the parameters. Properties such as the density of states, the Peres lattices, the nearest-neighbor spacing distribution, and the participation ratio are analyzed.Results: An overview of the spectrum of the two-fluid Lipkin model for selected positions in the phase diagram has been obtained. The location of the excited-state quantum phase transition can be easily singled out with the Peres lattice, with the nearest-neighbor spacing distribution, with Poincar\'e sections, or with the participation ratio.Conclusions: This study completes the analysis of QPTs for the two-fluid Lipkin model, extending the previous study to excited states. The ESQPT signatures in composed systems behave in the same way as in single ones, although the evidences of their presence can be sometimes blurred. The Peres lattice turns out to be a convenient tool to look into the position of the ESQPT and to define the concept of phase in the excited states realm.
The basic Lipkin-Meshkov-Glick model displays a second-order ground-state quantum phase transition and an excited-state quantum phase transition (ESQPT). The inclusion of an anharmonic term in the Hamiltonian implies a second ESQPT of a different nature. We characterize this ESQPT using the mean field limit of the model. The alternative ESQPT, associated with the changes in the boundary of the finite Hilbert space of the system, can be properly described using the order parameter of the ground-state quantum phase transition, the energy gap between adjacent states, the participation ratio, and the quantum fidelity susceptibility.
Excited-state quantum phase transitions (ESQPTs) are generalizations of quantum phase transitions to excited levels. They are associated with local divergences in the density of states. Here, we investigate how the presence of an ESQPT can be detected from the analysis of the structure of the Hamiltonian matrix, the level of localization of the eigenstates, the onset of bifurcation, and the speed of the system evolution. Our findings are illustrated for a Hamiltonian with infinite-range Ising interaction in a transverse field. This is a version of the Lipkin-Meshkov-Glick (LMG) model and the limiting case of the one-dimensional spin-12\frac{1}{2}21​ system with tunable interactions realized with ion traps. From our studies for the dynamics, we uncover similarities between the LMG and the noninteracting XX models.
Using the Husimi quasiprobability distribution, we investigate the phase space signatures of excited-state quantum phase transitions (ESQPTs) in the Lipkin-Meshkov-Glick and coupled top models. We show that the ESQPT is evinced by the dynamics of the Husimi function, that exhibits a distinct time dependence in the different ESQPT phases. We also discuss how to identify the ESQPT signatures from the long-time averaged Husimi function and its associated marginal distributions. Moreover, from the calculated second moment and Wherl entropy of the long-time averaged Husimi function, we estimate the critical points of the ESQPT in both models, obtaining a good agreement with analytical (mean field) results. We provide a firm evidence that phase space methods are both a new probe for the detection and a valuable tool for the study of ESQPTs.
Abstract The spectral fluctuations and transition intensity fluctuations in the excited-state quantum phase transitions (ESQPTs) have been investigated within the framework of the interacting boson model (IBM) by adopting three statistical measures, including the nearest neighbor level spacing distribution P ( S ) measuring the chaoticity (regularity) in energy spectra, the Δ 3 ( L ) statistics of Dyson and Mehta measuring the spectral rigidity and the intensity distribution P ( y ) measuring the chaoticity (regularity) in B ( E 0) transitions. The results indicate that that the ESQPT as a function of the excitation energy may occur as a transition from regular (or semiregular) to highly chaotic if only the associated whole spectrum is chaotic, which fits most of the deformed situations in the IBM including those in the U(5)–SU(3) and SU(3)–O(6) transitional regions. Otherwise, the ESQPT will appear as a transition from regular (or semiregular) to regular such as the cases in the U(5)–O(6) transitional region or those on the ‘Alhassid–Whelan arc’, which represents a nearly regular parameter region connecting the U(5) and SU(3) limits in the IBM.
Studying the implications and characterizations of the excited-state quantum phase transitions (ESQPTs) would enable us to understand various phenomena observed in quantum many-body systems. In this work, we delve into the affects and characterizations of the ESQPTs in the anharmonic Lipkin-Meshkov-Glick (LMG) model by means of the entropy of the quantum work distribution. The entropy of the work distribution measures the complexity of the work distribution and behaves as a valuable tool for analyzing nonequilibrium work statistics. We show that the entropy of the work distribution captures salient signatures of the underlying ESQPTs in the model. In particular, a detailed analysis of the scaling behavior of the entropy verifies that it not only acts as a witness of the ESQPTs but also reveals the difference between different types of ESQPTs. We further demonstrate that the work distribution entropy also behaves as a powerful tool for understanding the features and differences of ESQPTs in the energy space. Our results provide further evidence of the usefulness of the entropy of the work distribution for investigating various phase transitions in quantum many-body systems and open up a promising way for experimentally exploring the signatures of ESQPTs.