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arXiv:2602.12588 · Physical Review Research

Topology and edge modes surviving criticality in non-Hermitian Floquet systems

Longwen Zhou

cond-mat.mes-hallcond-mat.stat-mechquant-phSubmitted Feb 13, 2026• Announced Feb 16, 2026• 0 citations• Revised May 14, 2026 (v2)
v1 · Feb 13, 2026v2 · May 14, 2026
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Abstract

The discovery of critical points that can host quantized nonlocal order parameters and degenerate edge modes relocate the study of symmetry-protected topological phases (SPTs) to gapless regions. In this letter, we reveal gapless SPTs (gSPTs) in systems tuned out-of-equilibrium by periodic drivings and non-Hermitian couplings. Focusing on one-dimensional models with sublattice symmetry, we introduce winding numbers by applying the Cauchy's argument principle to generalized Brillouin zone (GBZ), yielding unified topological characterizations and bulk-edge correspondence in both gapped phases and at gapless critical points. The theory is demonstrated in a broad class of Floquet bipartite lattices, unveiling unique topological criticality of non-Hermitian Floquet origin. Our findings identify gSPTs in driven open systems and uncover robust topological edge modes at phase transitions beyond equilibrium.

Journal reference
Phys. Rev. Research 8, L022026 (2026)
DOI
10.1103/x9kx-v9d2
Comments
8 pages, 6 figures, accepted version

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The discovery of critical points that can host quantized nonlocal order parameters and degenerate edge modes relocate the study of symmetry-protected topological phases (SPTs) to gapless regions. In this letter, we reveal gapless SPTs (gSPTs) in systems tuned out-of-equilibrium by periodic drivings and non-Hermitian couplings. Focusing on one-dimensional models with sublattice symmetry, we introduce winding numbers by applying the Cauchy's argument principle to generalized Brillouin zone (GBZ), yielding unified topological characterizations and bulk-edge correspondence in both gapped phases and at gapless critical points. The theory is demonstrated in a broad class of Floquet bipartite lattices, unveiling unique topological criticality of non-Hermitian Floquet origin. Our findings identify gSPTs in driven open systems and uncover robust topological edge modes at phase transitions beyond equilibrium.
Symmetry-protected topological (SPT) phases in insulators and superconductors are known for their robust edge modes, linked to bulk invariants through the bulk-boundary correspondence. While this principle traditionally applies to gapped phases, recent advances have extended it to gapless systems, where topological edge-states persist even in the absence of a bulk gap. We extend this framework to periodically driven chains with chiral symmetry, revealing the existence of topological edge zero and $\ensuremath{\pi}$ modes despite the lack of bulk gaps in the quasienergy spectrum. By examining the half-period decomposition of chiral evolutions, we construct topological invariants that circumvent the need to define the Floquet Hamiltonian, making them more suitable for generalization to the gapless regime. We provide explicit examples, including generalizations of the Kitaev chain and related spin models, where localized $\ensuremath{\pi}$ modes emerge even when the bulk is gapless at the same quasienergy as the edge modes. We numerically study the effect of interactions, which give a finite lifetime to the edge modes in the thermodynamic limit with the decay rate consistent with Fermi's golden rule.
Topologically protected edge states exactly at topological phase boundaries challenge the conventional belief that topological states must be associated with a bulk energy gap. Because periodically driven (Floquet) systems host unusually intricate topological phase boundaries, topological edge states can be prolific at such Floquet quantum criticality. Working on a class of chiral-symmetric, Floquet-driven Majorana fermion chains, we analytically and computationally show that the precise boundaries between different Floquet topological gapped phases can accommodate topological edge modes, including the so-called critical Majorana π modes. We also identify a general bulk-edge correspondence formula to predict and understand the emergence of topological edge modes at Floquet quantum criticality. Of direct interest to quantum simulation experiments, our work opens an avenue for exploring topological physics intrinsic to nonequilibrium phase boundaries. The authors develop a theoretical framework to characterize the topology and edge states at the nonequilibrium critical points of periodically driven (Floquet) quantum systems. The rule of bulk-edge correspondence applicable to both gapped and gapless Floquet topological phases in 1D chiral symmetric driven systems is proposed.
Periodically driven systems, also known as Floquet systems, can realize symmetry protected topological (SPT) phases that cannot be found in equilibrium. Here, we seek to understand the effects of strong disorder on such SPT phases, working with a one-dimensional Floquet system belonging to Altland-Zirnbauer class BDI. Using the transfer matrix method, we find that the disordered system hosts an array of trivial, topological, and Floquet topological phases. We then explore the phase diagram in the case of uniformly distributed bonds. Our analytic results are confirmed by a numeric computation of the bulk topological invariants. Although all states are generically localized, near phase transitions the localization length of topological edge states diverges. We derive the critical exponents governing these divergences, finding that they take on equilibrium values, despite the fact that we are considering phases unique to non-equilibrium. We also discuss how our work sets the stage for studying interacting Floquet SPT phases.
Abstract One-dimensional (1D) Floquet topological superconductors possess two types of degenerate Majorana edge modes at zero andπquasienergies, leaving more room for the design of boundary time crystals and quantum computing schemes than their static counterparts. In this work, we discover Floquet superconducting phases with large topological invariants and arbitrarily many Majorana edge modes in periodically driven Kitaev chains (KCs). Topological winding numbers defined for the Floquet operator and Floquet entanglement Hamiltonian are found to generate consistent predictions about the phase diagram, bulk-edge correspondence and numbers of zero andπMajorana edge modes of the system under different driving protocols. The bipartite entanglement entropy further shows non-analytic behaviors around the topological transition point between different Floquet superconducting phases. These general features are demonstrated by investigating the KC with periodically kicked pairing or hopping amplitudes. Our discovery reveals the rich topological phases and many Majorana edge modes that could be brought about by periodic driving fields in 1D superconducting systems. It further introduces a unified description for a class of Floquet topological superconductors from their quasienergy bands and entanglement properties.
M\"obius topological insulators have dispersive edge bands with M\"obius twists in momentum space, which are protected by the combination of chiral and Z2{\mathbb{Z}}_{2}Z2​-projective translational symmetries. In this work, we reveal a unique type of M\"obius topological insulator, whose edge bands can twist around the quasienergy $\ensuremath{\pi}$ of a periodically driven system and are thus of Floquet origin. By applying time-periodic quenches to an experimentally realized M\"obius insulator model, we obtain interconnected M\"obius edge bands around zero and $\ensuremath{\pi}$ quasienergies, which can coexist with a gapped or gapless bulk. These M\"obius bands are topologically characterized by a pair of generalized winding numbers, which are integer-quantized as a result of an emergent chiral symmetry at a high-symmetry point in momentum space. Numerical investigations of the quasienergy and entanglement spectra provide consistent evidence for the presence of such M\"obius topological phases. A protocol based on the adiabatic switching of edge-band populations is further introduced to dynamically characterize the topology of Floquet M\"obius edge bands. Our findings thus extend the scope of M\"obius topological phases to nonequilibrium settings and unveil a unique class of M\"obius-twisted topological edge states without static counterparts.
Recent years have seen a growing interest in topological phases beyond the standard paradigm of gapped isolated systems. One recent direction is to explore topological features in non-Hermitian systems that are commonly used as effective descriptions of open systems. Another direction explores the fate of topology at critical points, where the bulk gap collapses. One interesting observation is that both systems, though very different, share certain topological features. For instance, both systems can host half-integer quantized winding numbers and have very similar entanglement spectra. Here we make this similarity explicit by showing the equivalence of topological invariants in critical systems with non-Hermitian point-gap phases, in the presence of sublattice symmetry. Also, the corresponding entanglement spectra show the same topological features. This correspondence may carry over to other features and even be helpful to deepen our understanding of non-Hermitian systems using our knowledge of critical systems and vice versa.