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arXiv:2601.20935

When does a lattice higher-form symmetry flow to a topological higher-form symmetry at low energies?

R. Liu, Pok Man Tam, Ho Tat Lam, Liujun Zou

Published Jan 28, 2026• 0 citations
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Abstract

We study the lattice version of higher-form symmetries on tensor-product Hilbert spaces. Interestingly, at low energies, these symmetries may not flow to the topological higher-form symmetries familiar from relativistic quantum field theories, but instead to non-topological higher-form symmetries. We present concrete lattice models exhibiting this phenomenon. One particular model is an $\mathbb{R}$ generalization of the Kitaev honeycomb model featuring an $\mathbb{R}$ lattice 1-form symmetry. We show that its low-energy effective field theory is a gapless, non-relativistic theory with a non-topological $\mathbb{R}$ 1-form symmetry. In both the lattice model and the effective field theory, we demonstrate that the non-topological $\mathbb{R}$ 1-form symmetry is not robust against local perturbations. In contrast, we also study various modifications of the toric code and their low-energy effective field theories to demonstrate that the compact $\mathbb{Z}_2$ lattice 1-form symmetry does become topological at low energies unless the Hamiltonian is fine-tuned. Along the way, we clarify the rules for constructing low-energy effective field theories in the presence of multiple superselection sectors. Finally, we argue on general grounds that non-compact higher-form symmetries (such as $\mathbb{R}$ and $\mathbb{Z}$ 1-form symmetries) in lattice systems generically remain non-topological at low energies, whereas compact higher-form symmetries (such as $\mathbb{Z}_{n}$ and $U(1)$ 1-form symmetries) generically become topological.

DOI
10.48550/arxiv.2601.20935

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Higher-form symmetry in a tensor product Hilbert space is always emergent: The symmetry generators become genuinely topological only when the Gauss law is energetically enforced at low energies. In this Letter, we present a general method for defining the 't Hooft anomaly of higher-form symmetries in lattice models built on a tensor product Hilbert space. In (2+1)D, for given Gauss-law operators realized by finite-depth circuits that generate a finite 1-form G symmetry, we construct an index representing a cohomology class in H^{4}(B^{2}G,U(1)), which characterizes the corresponding 't Hooft anomaly. This construction generalizes the Else-Nayak characterization of 0-form symmetry anomalies. More broadly, under the assumption of a specified formulation of the p-form G symmetry action and Hilbert space structure in arbitrary d spatial dimensions, we show how to characterize the 't Hooft anomaly of the symmetry action by an index valued in H^{d+2}(B^{p+1}G,U(1)).
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Higher-form symmetries generalize conventional global symmetries and act on lower-dimensional submanifolds of a quantum system. While Abelian topological phases can be organized by 1-form symmetries that form a group, non-Abelian topological phases based on finite groups require 1-form symmetry operators governed by non-invertible fusion algebras. In this work, we make this statement precise in quantum double lattice models D(G)\mathcal D(G)D(G) for finite non-Abelian groups GGG. We construct the electric, magnetic, and dyonic 1-form operators directly at the lattice fixed point and show that together they form a complete nonlocal diagnostic algebra for the topological Hilbert space. Using these operators, we explicitly determine the cylinder and torus ground-state subspaces for arbitrary finite GGG. Furthermore, we calculate the microscopic fusion and gluing of the 1-form symmetries and show that their topological deformation properties emerge after projection to the defect-free topological subspace. Our results establish ground states of non-Abelian quantum double models as a concrete microscopic realization of spontaneous non-invertible 1-form symmetry breaking and provide an operator language that may be useful for characterizing such states in quantum processors.
We explore exact generalized symmetries in the standard 2+1d lattice \mathbb{Z}_2 ℤ 2 gauge theory coupled to the Ising model, and compare them with their continuum field theory counterparts. One model has a (non-anomalous) non-invertible symmetry, and we identify two distinct non-invertible symmetry protected topological phases. The non-invertible algebra involves a lattice condensation operator, which creates a toric code ground state from a product state. Another model has a mixed anomaly between a 1-form symmetry and an ordinary symmetry. This anomaly enforces a nontrivial transition in the phase diagram, consistent with the “Higgs=SPT” proposal. Finally, we discuss how the symmetries and anomalies in these two models are related by gauging, which is a 2+1d version of the Kennedy-Tasaki transformation.
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