Abstract We consider quantum many body systems with generalized symmetries, such as the higher form symmetries introduced recently, and the ‘tensor symmetry’. We consider a general form of lattice Hamiltonians which allow a certain level of nonlocality. Based on the assumption of dual generalized symmetries, we explicitly construct low energy excited states. We also derive the ’t Hooft anomaly for the general Hamiltonians after ‘gauging’ the dual generalized symmetries. A 3d system with dual anomalous 1-form symmetries can be viewed as the boundary of a 4d generalized symmetry protected topological (SPT) state with 1-form symmetries. We also present a prototype example of a 4d SPT state with mixed 1-form and 0-form symmetry topological response theory as well as its physical construction. The boundary of this SPT state can be a 3d anomalous QED state, or an anomalous 1-form symmetry-enriched topological order. Insights are gained by dimensional compatification/reduction. After dimensional compactification, the 3d system with N pairs of dual 1-form symmetries reduces to a 1d system with 2 N pairs of dual U(1) global symmetries, which is the boundary of an ordinary 2d SPT state, while the 3d system with tensor symmetry reduces to a 1d Lifshitz theory, which is protected by the center of mass conservation of the system.
Abstract We consider quantum many body systems with generalized symmetries, such as the higher form symmetries introduced recently, and the ‘tensor symmetry’. We consider a general form of lattice Hamiltonians which allow a certain level of nonlocality. Based on the assumption of dual generalized symmetries, we explicitly construct low energy excited states. We also derive the ’t Hooft anomaly for the general Hamiltonians after ‘gauging’ the dual generalized symmetries. A 3d system with dual anomalous 1-form symmetries can be viewed as the boundary of a 4d generalized symmetry protected topological (SPT) state with 1-form symmetries. We also present a prototype example of a 4d SPT state with mixed 1-form and 0-form symmetry topological response theory as well as its physical construction. The boundary of this SPT state can be a 3d anomalous QED state, or an anomalous 1-form symmetry-enriched topological order. Insights are gained by dimensional compatification/reduction. After dimensional compactification, the 3d system with N pairs of dual 1-form symmetries reduces to a 1d system with 2 N pairs of dual U(1) global symmetries, which is the boundary of an ordinary 2d SPT state, while the 3d system with tensor symmetry reduces to a 1d Lifshitz theory, which is protected by the center of mass conservation of the system.
We discuss physical constructions and the boundary properties of various symmetry-protected topological phases that involve 1-form symmetries from one spatial dimension to four spatial dimensions (4d). For example, the prototype three-dimensional (3d) boundary state of 4d SPT states involving 1-form symmetries can be either a gapless photon phase (quantum electrodynamics) or gapped topological order enriched by 1-form symmetries; that is, the loop excitations of these topological orders carry nontrivial 1-form symmetry charges. This study also serves the purpose of diagnosing anomalies of 3d states of matter. Connection between SPT states with 1-form symmetries and condensed-matter systems such as quantum dimer models at one lower dimension will also be discussed. Whether a quantum dimer model can have a trivial gapped phase depends on the nature of its corresponding bulk state in one higher dimension.
Symmetry-protected topological (SPT) states have boundary 't Hooft anomalies that obstruct the effective boundary theory realized in its own dimension with UV completion and with an on-site G-symmetry.In this work, yet we show that a certain anomalous non-on-site G-symmetry along the boundary becomes on-site when viewed as an extended H-symmetry, via a suitable group extension 1 → K → H → G → 1. Namely, a nonperturbative global (gauge or gravitational) anomaly in G becomes anomaly free in H.This guides us to construct an exactly soluble lattice path integral and Hamiltonian of symmetric gapped boundaries applicable to any SPT state of any finite symmetry group, including on-site unitary and antiunitary time-reversal symmetries.The resulting symmetric gapped boundary can be described either by an H-symmetry extended boundary in any spacetime dimension or, more naturally, by a topological emergent K-gauge theory with a global symmetry G on a 3 þ 1D bulk or above.The excitations on such a symmetric topologically ordered boundary can carry fractional quantum numbers of the symmetry G, described by representations of H. (Applying our approach to a 1 þ 1D boundary of 2 þ 1D bulk, we find that a deconfined gauge boundary indeed has spontaneous symmetry breaking with long-range order.The deconfined symmetry-breaking phase crosses over smoothly to a confined phase without a phase transition.)In contrast to known gapped boundaries or interfaces obtained via symmetry breaking (either global symmetry breaking or the Anderson-Higgs mechanism for gauge theory), our approach is based on symmetry extension.More generally, applying our approach to SPT states, topologically ordered gauge theories, and symmetry enriched topologically ordered (SET) states leads to generic boundaries or interfaces constructed with a mixture of symmetry breaking, symmetry extension, and dynamical gauging.
We present the correspondence between symmetry-protected topological (SPT) phases and their anomalous boundary states, based on examples in various spacetime dimensions. Through the study of the effect of interactions on these SPT phases, we discovered a new formalism of quantum anomalies, associated with discrete spacetime (such as time-reversal and spatial reflection) symmetries in particular, to classify distinct interacting topological phases. An example is the Z2 classification of the (2+1)d topological insulator protected by charge U(1) and time-reversal (or CP) symmetries, which can be deduced by the form of the global U(1) gauge anomalies on its edge theories defined on closed unorientable manifolds. In this case, the nontrivial phase (in free systems) is robust against electron interactions. Another example is the (3+1)d topological superconductor protected by only time-reversal or reflection symmetry. For this system, we identified the bulk phase by studying the global gravitational anomalies of the surface theories formulated on unorientable spacetime manifolds, and also discussed its connection to the collapse of the non-interacting classification by an integer Z to Z16, in the presence of interactions. We also revisit the problem of gauging a discrete internal symmetry in theories of chiral (Weyl) fermions in 3+1 dimensions – which have not been fully understood so far – from the perspective of fermionic SPT phases in 4+1 dimensions. Comparing with the previous results, we give a complete answer for the anomalies constraints on the discrete symmetry, as our approach is based on purely geometrical considerations, namely, our assumption is more fundamental and general. Furthermore, our result also provides an understanding of gapped states of fermions with anomalous discrete symmetries, and we present a model, based on weak coupling, for constructing these anomalous gapped states.
In this work, we study quantum many-body systems which are self-dual under duality transformation connecting different symmetry protected topological (SPT) phases. We provide a geometric explanation of the criticality of these self-dual models. More precisely, we show a ground state (quasi)degeneracy under the periodic boundary conditions, i.e., the ingappability of the bulk spectrum. Equivalently, the symmetry group at criticality, including the duality symmetry, has a mixed 't Hooft anomaly. This approach can not only predict the spectrum of the self-dual model with ordinary 0-form symmetry but also be applied to that with generalized symmetry, such as higher form and subsystem symmetry. As an application, we illustrate our results with several examples in one and two dimensions, which separate two different SPTs.
Symmetry protected topological (SPT) phases of bosons in d spatial dimensions have been characterized by the action of the protecting global symmetry G on their boundary. The symmetry acts on the boundary in a way that would be impossible to realize in a purely d−1 dimensional system i.e., without the bulk. This is often formalized by saying the G symmetry is anomalous when the boundary theory is gauged. Simultaneously gauging the symmetry on the boundary and in the bulk yields a gauge-invariant composite system. One says there is an anomaly in-flow from the boundary to the bulk. Recently it has been appreciated that some anomalies are too severe to be regulated by an SPT bulk. These do not satisfy anomaly in-flow in the traditional sense. However, we show that these anomalous systems can be regulated as the symmetric boundaries of the newly discovered higher SPT phases. These higher SPT's are protected by a symmetry d-group, a higher categorical version of a group which can charge not just particles but also strings, volumes, etc. This structure emerges naturally from computation of the anomaly. One can interpret these severe anomalies as producing an emergent higher-form gauge field when G is gauged, and this gauge field participates in the bulk topological action.
By definition, the physics of the d-dimensional (dim) boundary of a (d+1)-dim symmetry protected topological (SPT) state cannot be realized as itself on a d-dim lattice. If the symmetry of the system is unitary, then a formal way to determine whether a d-dim theory must be a boundary or not, is to couple this theory to a gauge field (or to ``gauge'' its symmetry), and check if there is a gauge anomaly. In this paper we discuss the following question: Can the boundary of a SPT state be driven into a fully gapped topological order which preserves all the symmetries? We argue (conjecture) that if the gauge anomaly of the boundary is ``perturbative,'' then the boundary must remain gapless; while if the boundary only has global gauge anomaly but no perturbative anomaly, then it is possible to gap out the boundary by driving it into a topological state, when $d\ensuremath{\ge}2$. We will demonstrate this conjecture with two examples: (1) the 3d spin-1/2 chiral fermion with the well-known Witten's global anomaly [Phys. Lett. 117, 324 (1982)], which can be realized on the boundary of a 4d topological superconductor with SU(2) or $U(1)\ensuremath{\rtimes}{Z}_{2}$ symmetry; and (2) the 4d boundary of a 5d topological superconductor with the same symmetry. We show that these boundary systems can be driven into a fully gapped Z2N topological order with topological degeneracy, but this Z2N topological order cannot be future driven into a trivial confined phase that preserves all the symmetries due to some special properties of its topological defects. Our study also leads to exotic states of matter in pure 3d space.