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arXiv:2512.06176

Polarons from first principles

Zhenbang Dai, Jon Lafuente-Bartolome, Feliciano Giustino

cond-mat.mtrl-sciphysics.app-phphysics.comp-phquant-phSubmitted Dec 5, 2025• Announced Dec 9, 2025• Revised Sep 23, 2026 (v3)
v1 · Dec 5, 2025v2 · Sep 22, 2026v3 · Sep 23, 2026
arXivHTMLPDF

Abstract

This article reviews recent theoretical developments in the ab initio study of polarons in materials. The polaron is an emergent quasiparticle that arises from the interaction between electrons and phonons in solids, and consists of an electron or a hole accompanied by a distortion of the crystal lattice. Recent advances in experiments, theory, and computation have made it possible to investigate these quasiparticles with unprecedented detail, reigniting the interest in this classic problem of condensed matter physics. Recent theoretical and computational advances include ab initio calculations of polaron spectral functions, wavefunctions, lattice distortions, and transport and optical properties. These developments provide new insight into polaron physics, but they have evolved somewhat independently from the earlier effective Hamiltonian approaches that laid the foundation of the field. This article aims to bridge these complementary perspectives by placing them within a single unified conceptual framework. To this end, we start by reviewing effective Hamiltonians of historical significance in polaron theory, ab initio techniques based on density functional theory, and many-body first-principles approaches to polarons. After this survey, we outline a general field-theoretic framework that bridges between these diverse approaches to polaron physics. For completeness, we also review recent progress in the study of exciton polarons and self-trapped excitons and their relations to polarons. Beyond the methodology, we discuss recent applications to several classes of materials that attracted attention in the context of polaron physics.

DOI
10.1103/pkz4-pqhv

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This article reviews recent theoretical developments in the ab initio study of polarons in materials. The polaron is an emergent quasiparticle that arises from the interaction between electrons and phonons in solids, and consists of an electron or a hole accompanied by a distortion of the crystal lattice. Recent advances in experiments, theory, and computation have made it possible to investigate these quasiparticles with unprecedented detail, reigniting the interest in this classic problem of condensed matter physics. Recent theoretical and computational advances include ab initio calculations of polaron spectral functions, wavefunctions, lattice distortions, and transport and optical properties. These developments provide new insight into polaron physics, but they have evolved somewhat independently from the earlier effective Hamiltonian approaches that laid the foundation of the field. This article aims to bridge these complementary perspectives by placing them within a single unified conceptual framework. To this end, we start by reviewing effective Hamiltonians of historical significance in polaron theory, ab initio techniques based on density functional theory, and many-body first-principles approaches to polarons. After this survey, we outline a general field-theoretic framework that bridges between these diverse approaches to polaron physics. For completeness, we also review recent progress in the study of exciton polarons and self-trapped excitons and their relations to polarons. Beyond the methodology, we discuss recent applications to several classes of materials that attracted attention in the context of polaron physics.
Polarons—quantum particles dressed by a cloud of bath excitations—arise whenever a particle interacts strongly with its host medium. Electron and hole polarons, formed when carriers bind to a phonon cloud through electron-phonon (e-ph) interactions, govern charge transport in transition metal oxides, organic semiconductors, and halide perovskites. The concept generalizes to exciton-phonon interactions, giving rise to exciton polarons that produce the large Stokes shifts and broad photoluminescence (PL) lineshapes central to light-emitting applications. A predictive treatment of polarons has remained elusive. Numerically exact methods such as diagrammatic Monte Carlo (DMC) have been restricted to simplified model Hamiltonians, while first-principles approaches based on density functional theory provide material-specific e-ph interactions but treat the e-ph correlation approximately. This thesis bridges that gap by developing first-principles diagrammatic Monte Carlo (FPDMC), which stochastically sums all e-ph Feynman diagrams using accurate ab-initio interactions, yielding numerically exact polaron properties in real materials. Two methodological advances make FPDMC possible. A matrix-product formalism sums over electronic band indices exactly, alleviating the multi-band sign problem in realistic band structures. A data-driven compression of e-ph interactions based on singular-value decomposition (SVD) in the Wannier basis then accelerates the method by more than 10³×. The SVD compression also reveals a hidden low-dimensional structure of quantum interactions, maintaining accuracy across charge transport, spin relaxation, band renormalization, and superconductivity calculations. Extending this philosophy to phonon-phonon interactions via a permanent CP (PCP) decomposition yields 10³–10⁴× compression of anharmonic force constants and orders-of-magnitude speedups in thermal conductivity calculations. Applying FPDMC, we study polarons in LiF, SrTiO₃, and TiO₂, finding excellent agreement with experimental mobilities and resolving the contrasting small- and large-polaron transport in the two TiO₂ polymorphs. To make the microscopic picture concrete, we introduce an e-ph correlation function that visualizes lattice distortion and polaron orbital character. Extending FPDMC to exciton polarons, we obtain first-principles exciton-phonon interactions from finite-momentum Bethe-Salpeter equation calculations and derive a Fermi-golden-rule PL theory. Applied to CrBr₃, FPDMC predicts a broad PL spectrum agreeing with experiment in both peak position and lineshape.
Electron-phonon interactions underpin a variety of phenomena, ranging from transport and superconductivity to polarons and ultrafast carrier dynamics. Despite being one of the most intensely studied subjects in condensed matter physics, research on electron-phonon physics mostly focused on linear, first-order couplings. Second- and higher-order nonlinear couplings are commonly ignored because their calculations are too demanding and we lack computational frameworks that can provide both diagonal and off-diagonal coupling matrix elements. In this work, we report a theory and computational method for computing nonlinear electron-phonon interactions of any order in real materials. Our approach combines the advantages of unit-cell calculations of electron wavefunctions and supercell calculations of phonon perturbations, is systematically improvable, can be used with either semilocal or nonlocal exchange-correlation functionals, and is amenable to Wannier-Fourier interpolation. As a first proof of concept, we illustrate this method by computing second-order electron-phonon coupling matrix elements in diamond, lithium fluoride, and graphite as representative nonpolar semiconductors, polar semiconductors, and metals, respectively. Furthermore, we generalize the ab initio polaron equations to second-order electron-phonon couplings, and we show that second-order couplings are essential to achieve quantitative accuracy in polaron formation energies and hopping barriers. The present methodology will find application in the study of all properties and phenomena that are currently being investigated within the linear electron-phonon coupling approximation, from phonon-mediated superconductivity to excited-states dynamics, both in harmonic and anharmonic systems.
The Fröhlich polaron model describes a ubiquitous class of problems concerned with understanding properties of a single mobile particle interacting with a bosonic reservoir. Originally introduced in the context of electrons interacting with phonons in crystals, this model found applications in such diverse areas as strongly correlated electron systems, quantum information, and high energy physics. In the last few years this model has been applied to describe impurity atoms immersed in Bose-Einstein condensates of ultracold atoms. The tunability of microscopic parameters in ensembles of ultracold atoms and the rich experimental toolbox of atomic physics should allow to test many theoretical predictions and give us new insights into equilibrium and dynamical properties of polarons. In these lecture notes we provide an overview of common theoretical approaches that have been used to study BEC polarons, including Rayleigh-Schrödinger and Green's function perturbation theories, self-consistent Born approximation, mean-field approach, Feynman's variational path integral approach, Monte Carlo simulations, renormalization group calculations, and Gaussian variational ansatz. We focus on the renormalization group approach and provide details of analysis that have not been presented in earlier publications. We show that this method helps to resolve striking discrepancy in polaron energies obtained using mean-field approximation and Monte Carlo simulations. We also discuss applications of this method to the calculation of the effective mass of BEC polarons. As one experimentally relevant example of a non-equililbrium problem we consider Bloch oscillations of Bose polarons and demonstrate that one should find considerable deviations from the commonly accepted phenomenological Esaki-Tsu model. We review which parameter regimes of Bose polarons can be achieved in various atomic mixtures.
This review describes the field of Bose polarons, arising when mobile impurities are immersed into a bosonic quantum gas. The latter can be realized by a Bose-Einstein condensate of ultracold atoms, or of exciton polaritons in a semiconductor, which has led to a series of experimental observations of Bose polarons near inter-species Feshbach resonances that we survey. Following an introduction to the topic, with references to its historic roots and a presentation of the Bose polaron Hamiltonian, we summarize state-of-the-art experiments. Next we provide a detailed discussion of polaron models, starting from the ubiquitous Fröhlich Hamiltonian that applies at weak couplings. Already this highly simplified model allows insights into ultra-violet divergencies, logarithmic and power-law, that need to be properly regularized. To capture the physics near a Feshbach resonance, two-phonon scattering terms on the impurity as well as phonon-phonon interactions need to be included. We proceed by a survey of concurrent theoretical methods used for solving strongly interacting Bose polaron problems, ranging from Lee-Low-Pines mean-field theory, Chevy-ansatz, Gross-Pitaevskii-equation to diagrammatic Monte Carlo approaches. The subsequent sections are devoted to the large bodies of work investigating strong coupling Bose polarons, including detailed comparisons with radio-frequency spectra obtained in ultracold atom experiments; to investigations of universal few-body and Efimov states associated with a Feshbach resonance in atomic mixtures; to studies of quantum dynamics and polarons out of equilibrium; Bose polarons in low-dimensional 1D and 2D quantum systems; induced interactions among polarons and bipolaron formation; and to Bose polarons at non-zero temperatures. We end our review by detailed discussions of closely related experimental setups and systems, including ionic impurities, systems with strong light-matter interactions, and variations and extensions of the Bose polaron concepts e.g. to baths with topological order or strong interactions relevant for correlated electrons. Finally, an outlook is presented, highlighting possible future research directions and open questions in the field as a whole.
In this work we provide a comprehensive review of theoretical and experimental studies of the properties of polarons formed by mobile impurities strongly interacting with quantum many-body systems. We present a unified perspective on the universal concepts and theoretical techniques used to characterize polarons in two distinct platforms, ultracold atomic gases and atomically-thin transition metal dichalcogenides, which are linked by many deep parallels. We review polarons in both fermionic and bosonic environments, highlighting their similarities and differences including the intricate interplay between few- and many-body physics. Various kinds of polarons with long-range interactions or in magnetic backgrounds are discussed, and the theoretical and experimental progress towards understanding interactions between polarons is described. We outline how polaron physics, regarded as the low density limit of quantum mixtures, provides fundamental insights regarding the phase diagram of complex condensed matter systems. Furthermore, we describe how polarons may serve as quantum sensors of many-body physics in complex environments. Our work highlights the open problems, identifies new research directions and provides a comprehensive framework for this rapidly evolving research field.