Electron-phonon interactions underpin a variety of phenomena, ranging from transport and superconductivity to polarons and ultrafast carrier dynamics. Despite being one of the most intensely studied subjects in condensed matter physics, research on electron-phonon physics mostly focused on linear, first-order couplings. Second- and higher-order nonlinear couplings are commonly ignored because their calculations are too demanding and we lack computational frameworks that can provide both diagonal and off-diagonal coupling matrix elements. In this work, we report a theory and computational method for computing nonlinear electron-phonon interactions of any order in real materials. Our approach combines the advantages of unit-cell calculations of electron wavefunctions and supercell calculations of phonon perturbations, is systematically improvable, can be used with either semilocal or nonlocal exchange-correlation functionals, and is amenable to Wannier-Fourier interpolation. As a first proof of concept, we illustrate this method by computing second-order electron-phonon coupling matrix elements in diamond, lithium fluoride, and graphite as representative nonpolar semiconductors, polar semiconductors, and metals, respectively. Furthermore, we generalize the ab initio polaron equations to second-order electron-phonon couplings, and we show that second-order couplings are essential to achieve quantitative accuracy in polaron formation energies and hopping barriers. The present methodology will find application in the study of all properties and phenomena that are currently being investigated within the linear electron-phonon coupling approximation, from phonon-mediated superconductivity to excited-states dynamics, both in harmonic and anharmonic systems.
Electron-phonon interactions underpin a variety of phenomena, ranging from transport and superconductivity to polarons and ultrafast carrier dynamics. Despite being one of the most intensely studied subjects in condensed matter physics, research on electron-phonon physics mostly focused on linear, first-order couplings. Second- and higher-order nonlinear couplings are commonly ignored because their calculations are too demanding and we lack computational frameworks that can provide both diagonal and off-diagonal coupling matrix elements. In this work, we report a theory and computational method for computing nonlinear electron-phonon interactions of any order in real materials. Our approach combines the advantages of unit-cell calculations of electron wavefunctions and supercell calculations of phonon perturbations, is systematically improvable, can be used with either semilocal or nonlocal exchange-correlation functionals, and is amenable to Wannier-Fourier interpolation. As a first proof of concept, we illustrate this method by computing second-order electron-phonon coupling matrix elements in diamond, lithium fluoride, and graphite as representative nonpolar semiconductors, polar semiconductors, and metals, respectively. Furthermore, we generalize the ab initio polaron equations to second-order electron-phonon couplings, and we show that second-order couplings are essential to achieve quantitative accuracy in polaron formation energies and hopping barriers. The present methodology will find application in the study of all properties and phenomena that are currently being investigated within the linear electron-phonon coupling approximation, from phonon-mediated superconductivity to excited-states dynamics, both in harmonic and anharmonic systems.
Electron-phonon coupling has been a central topic in condensed matter physics for decades, and firstprinciples methods have demonstrated remarkable success in quantitatively capturing its role in a wide variety of physical phenomena and materials. Conventional calculations of electron-phonon coupling typically assume that phonons have infinite lifetimes, but phonons can exhibit finite lifetimes due to anharmonic phonon-phonon interactions. In this work, we derive an expression for the electron-phonon coupling scattering rates including the effects of anharmonic three-phonon interactions, which lead to phonon dephasing and finite phonon lifetimes. We also describe a first-principles implementation of this anharmonic electron-phonon coupling which can be seamlessly integrated within existing workflows for the evaluation of electron-phonon and phonon-phonon coupling interactions. Finally, we present calculations of electron-phonon scattering rates including phonon dephasing in a range of materials, and discuss the different microscopic mechanisms by which anharmonic phonons influence electron-phonon coupling. This study establishes the importance of finite phonon lifetimes in the evaluation of electron-phonon coupling, and provides a platform to explore these effects in a wide range of materials and phenomena.
This article reviews recent theoretical developments in the ab initio study of polarons in materials. The polaron is an emergent quasiparticle that arises from the interaction between electrons and phonons in solids, and consists of an electron or a hole accompanied by a distortion of the crystal lattice. Recent advances in experiments, theory, and computation have made it possible to investigate these quasiparticles with unprecedented detail, reigniting the interest in this classic problem of condensed matter physics. Recent theoretical and computational advances include ab initio calculations of polaron spectral functions, wavefunctions, lattice distortions, and transport and optical properties. These developments provide new insight into polaron physics, but they have evolved somewhat independently from the earlier effective Hamiltonian approaches that laid the foundation of the field. This article aims to bridge these complementary perspectives by placing them within a single unified conceptual framework. To this end, we start by reviewing effective Hamiltonians of historical significance in polaron theory, ab initio techniques based on density functional theory, and many-body first-principles approaches to polarons. After this survey, we outline a general field-theoretic framework that bridges between these diverse approaches to polaron physics. For completeness, we also review recent progress in the study of exciton polarons and self-trapped excitons and their relations to polarons. Beyond the methodology, we discuss recent applications to several classes of materials that attracted attention in the context of polaron physics.
Polarons—quantum particles dressed by a cloud of bath excitations—arise whenever a particle interacts strongly with its host medium. Electron and hole polarons, formed when carriers bind to a phonon cloud through electron-phonon (e-ph) interactions, govern charge transport in transition metal oxides, organic semiconductors, and halide perovskites. The concept generalizes to exciton-phonon interactions, giving rise to exciton polarons that produce the large Stokes shifts and broad photoluminescence (PL) lineshapes central to light-emitting applications. A predictive treatment of polarons has remained elusive. Numerically exact methods such as diagrammatic Monte Carlo (DMC) have been restricted to simplified model Hamiltonians, while first-principles approaches based on density functional theory provide material-specific e-ph interactions but treat the e-ph correlation approximately. This thesis bridges that gap by developing first-principles diagrammatic Monte Carlo (FPDMC), which stochastically sums all e-ph Feynman diagrams using accurate ab-initio interactions, yielding numerically exact polaron properties in real materials. Two methodological advances make FPDMC possible. A matrix-product formalism sums over electronic band indices exactly, alleviating the multi-band sign problem in realistic band structures. A data-driven compression of e-ph interactions based on singular-value decomposition (SVD) in the Wannier basis then accelerates the method by more than 10³×. The SVD compression also reveals a hidden low-dimensional structure of quantum interactions, maintaining accuracy across charge transport, spin relaxation, band renormalization, and superconductivity calculations. Extending this philosophy to phonon-phonon interactions via a permanent CP (PCP) decomposition yields 10³–10⁴× compression of anharmonic force constants and orders-of-magnitude speedups in thermal conductivity calculations. Applying FPDMC, we study polarons in LiF, SrTiO₃, and TiO₂, finding excellent agreement with experimental mobilities and resolving the contrasting small- and large-polaron transport in the two TiO₂ polymorphs. To make the microscopic picture concrete, we introduce an e-ph correlation function that visualizes lattice distortion and polaron orbital character. Extending FPDMC to exciton polarons, we obtain first-principles exciton-phonon interactions from finite-momentum Bethe-Salpeter equation calculations and derive a Fermi-golden-rule PL theory. Applied to CrBr₃, FPDMC predicts a broad PL spectrum agreeing with experiment in both peak position and lineshape.
The electron-phonon interaction is one of the fundamental interactions in almost all condensed matter materials. In conventional superconductors, the electron-phonon interaction is the glue that attracts two electrons to one another to form a pair. A strong electron-phonon interaction leads to the concept of a polaron, which is an electron with lattice distortions around it. The small polaron is a polaron with spatial extent comparable to an interatomic dimension of the solid. Evidence for polarons has been identified in many experiments in superconductors and semiconductors. In this thesis we present exact calculations of the polaron. Specifically we have refined Trugman's method to solve the ground state of an electron-phonon coupled system in the whole parameter regime, and we also generalized this method to treat spin-orbit coupled systems. The most difficult regimes, which is the strong-coupling regime and the small phonon frequency limit, have been solved by these refinements. There are three representative kinds of electron-phonon interaction, the Holstein model, the Fr"ohlich model and the BLF-SSH model. In this thesis we have addressed the first and the third one. The second one, the Fr"ohlich model, is very similar to the Holstein model but the interaction is nonlocal. For the Holstein model we have observed the expected smooth crossover from free electrons to small polarons, while for the BLF-SSH model, we have studied the weak coupling regime with perturbation theory and derived a new analytical result for the one-dimensional problem.
Ab initio downfolding describes the electronic structure of materials within a low-energy subspace, often around the Fermi level. Typically starting from mean-field calculations, this framework allows for the calculation of one- and two-electron interactions, and the parametrization of a many-body Hamiltonian representing the active space of interest. The subsequent solution of such Hamiltonians can provide insights into the physics of strongly-correlated materials. While phonons can substantially screen electron-electron interactions, electron-phonon coupling has been commonly ignored within ab initio downfolding, and when considered this is done only for short-range interactions. Here we propose a theory of ab initio downfolding that accounts for all mechanisms of electron-phonon coupling on equal footing, regardless of the range of the interactions. Our practical computational implementation is readily compatible with current downfolding approaches. We apply our approach to polar materials MgO and GeTe, and we reveal the importance of both short-range and long-range electron-phonon coupling in determining the magnitude of electron-electron interactions. Our results show that in the static limit, phonons reduce the on-site repulsion between electrons by 40% for MgO, and by 79% for GeTe. Our framework also predicts that overall attractive nearest-neighbor interactions arise between electrons in GeTe, consistent with superconductivity in this material.
Achieving materials-specific predictions for large, realistic molecules and solids with strong electron correlations remains a long-standing challenge in quantum chemistry. This dissertation develops scalable ab initio quantum many-body methods for crystalline materials, demonstrating that rigorous optimization of theoretical approximations and numerical algorithms enables predictive computation even in strongly correlated systems. The work tackles three interconnected challenges, namely describing material-specific properties of strongly correlated superconductors, achieving linear scaling with k-points for large-scale periodic calculations, and establishing reliable methods for electron-phonon interactions. The following chapters address each challenge in turn. Chapter 2 demonstrates that ab initio density matrix embedding theory, combined with symmetry-breaking strategies for superconducting order parameters, reproduces experimental trends in cuprate superconductivity, including pressure and layer effects on transition temperatures. By directly solving the electronic Schrödinger equation from material structures, these calculations capture multi-orbital covalency effects that simplified model Hamiltonians neglect, revealing their essential role in the spin fluctuations driving pairing. This predictive capability establishes a foundation for efficient computational screening of superconducting materials. Extending these calculations to larger k-point meshes and broader phase diagram explorations, however, demands more efficient computational algorithms. To overcome this computational bottleneck, Chapter 3 introduces interpolative separable density fitting framework. This development enables thermodynamic limit calculations with up to 1000 k-points, as validated on diamond, carbon dioxide, nickel monoxide, and cuprate systems. Integration with density matrix embedding theory and local natural orbital methods further yields converged ground-state energies from accurate correlated wavefunction methods such as CCSD(T) for crystalline materials in the thermodynamic limit. With computational efficiency established, the remaining challenge lies in extending the theoretical framework beyond purely electronic degrees of freedom. Chapter 4 addresses this need by establishing exponential ansatz wavefunctions as competitive approaches for electron-phonon systems. Unlike previous treatments based on perturbation theory, systematic benchmarking of coupled cluster theory and variational Lang-Firsov methods on the Holstein model demonstrates, for the first time, that these approaches accurately describe polaron formation across coupling regimes when combined with appropriate reference state optimization. These results provide a foundation for incorporating phonon effects into ab initio studies of superconducting materials. In addition to these methodological advances, GPU acceleration and MPI parallelization enhance computational throughput, enabling efficient large-scale calculations. Together, these developments constitute a computational framework for predictive ab initio quantum many-body calculations in crystalline materials, opening new avenues for understanding and designing strongly correlated quantum materials.