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arXiv:2511.21815 · Physical Review Letters

Obstruction to Ergodicity from Locality and $U(1)$ Higher Symmetries on the Lattice

Ramanjit Sohal, Ruben Verresen

cond-mat.str-elcond-mat.stat-mechquant-phSubmitted Nov 26, 2025• Announced Nov 28, 2025• 0 citations• Revised Aug 10, 2026 (v2)
v1 · Nov 26, 2025v2 · Aug 10, 2026
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Abstract

We argue that the presence of any exact $U(1)$ higher-form symmetry, under mild assumptions, presents a fundamental obstruction to ergodicity under unitary dynamics in lattice systems with local interactions and finite on-site Hilbert space dimension. Focusing on the two-dimensional case, we show that such systems necessarily exhibit Hilbert space fragmentation and explicitly construct Krylov sectors whose number scales exponentially with system size. While these sectors cannot be distinguished by symmetry quantum numbers, we identify the emergent integrals of motion which characterize them. Our symmetry-based approach is insensitive to details of the Hamiltonian and the lattice, providing a systematic explanation for ergodicity-breaking in a range of systems, including quantum link models.

Journal reference
Phys. Rev. Lett. 137, 060401 (2026)
DOI
10.1103/6dpg-bt89
Comments
5+3 pages. v2: Updated references and minor revisions; close to published version

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Obstruction to Ergodicity from Locality and U(1)U(1)U(1) Higher Symmetries on the Lattice
We argue that the presence of any exact U(1)U(1)U(1) higher-form symmetry, under mild assumptions, presents a fundamental obstruction to ergodicity under unitary dynamics in lattice systems with local interactions and finite on-site Hilbert space dimension. Focusing on the two-dimensional case, we show that such systems necessarily exhibit Hilbert space fragmentation and explicitly construct Krylov sectors whose number scales exponentially with system size. While these sectors cannot be distinguished by symmetry quantum numbers, we identify the emergent integrals of motion which characterize them. Our symmetry-based approach is insensitive to details of the Hamiltonian and the lattice, providing a systematic explanation for ergodicity-breaking in a range of systems, including quantum link models.
Hilbert space fragmentation refers to exponential growth in the number of dynamically disconnected Krylov sectors with system size. It is taken as evidence of ergodicity breaking, since conventional symmetries generate at most a polynomial number of sectors. However, we demonstrate that generalized symmetries can fragment the Hilbert space. Models with higher-form, subsystem, and gauge symmetries can have exponentially many symmetry sectors. We further prove that non-invertible symmetries can induce additional fragmentation within individual symmetry sectors. Fragmentation in several known models arises from generalized symmetries, and the presence of exponentially many Krylov sectors therefore does not by itself imply ergodicity breaking. Finally, we show that disorder free localization arises naturally from Krylov-restricted thermalization when sectors lack translation invariance, requiring neither ergodicity breaking nor gauge symmetry.
The Hamiltonian formulation of lattice gauge theories plays a central role in quantum simulations of gauge theories, and understanding their spectrum and other properties is expected to become crucial in the upcoming years. The relevant Hamiltonians in this framework possess local symmetry at each lattice site and may exhibit higher-form symmetries. There are then an exponentially large number of dynamically disconnected symmetry sectors, most of which are not translation-invariant. An exponential number of dynamically disconnected sectors, i.e., Hilbert space fragmentation, can also occur in systems in which no such symmetries have been identified. In this contribution, we describe an emergent gauge symmetry that is valid only in a subset of sectors of the fragmented S=1S=1S=1 dipole-conserving spin chain. These non-invertible symmetries can label exponentially many of the model's sectors. Simulating this Hamiltonian, which is not gauge-invariant, yields an exact quantum simulation of a gauge theory.
The Hamiltonian formulation of lattice gauge theories plays a central role in quantum simulations of gauge theories, and understanding their spectrum and other properties is expected to become crucial in the upcoming years. The relevant Hamiltonians in this framework possess local symmetry at each lattice site and may exhibit higher-form symmetries. There are then an exponentially large number of dynamically disconnected symmetry sectors, most of which are not translation-invariant. An exponential number of dynamically disconnected sectors, i.e., Hilbert space fragmentation, can also occur in systems in which no such symmetries have been identified. In this contribution, we describe an emergent gauge symmetry that is valid only in a subset of sectors of the fragmented S=1S=1S=1 dipole-conserving spin chain. These non-invertible symmetries can label exponentially many of the model's sectors. Simulating this Hamiltonian, which is not gauge-invariant, yields an exact quantum simulation of a gauge theory.
Non-ergodic quantum many-body dynamics offers a route to persistent quantum coherence far from equilibrium, beyond the conventional expectations of thermalizing statistical mechanics. Most known examples have been identified through intuition, analogy, or numerical search, rather than by systematic Hamiltonian design. This leaves few general methods for engineering robust non-ergodic dynamics in disorder-free interacting quantum many-body systems, especially in higher dimensions where enhanced connectivity generally disfavors ergodicity breaking. Here, we use an eigenstate-to-Hamiltonian construction approach to systematically engineer two-dimensional quantum spin Hamiltonians with tunable non-ergodic properties. Starting from a common parent model and input eigenstate, we construct two target Hamiltonians on the square lattice that differ in their interaction geometry: axial versus diagonal. We show that the resulting interaction geometry and coupling pattern control the Hilbert-space structure and dynamics. The axial model forms a connected Hilbert-space network and exhibits an anisotropy-driven crossover from ergodic to non-ergodic behavior through the suppression of resonances. In contrast, the diagonal model exhibits Hilbert-space fragmentation and, within its largest irreducible sector, signatures of quantum many-body scar dynamics including towers of highly localized, low-entanglement eigenstates, and long-lived coherent revivals. These results establish a direct link between Hamiltonian design, Hilbert-space network structure, and emergent non-ergodic dynamics.
Strongly interacting quantum many-body systems are expected to thermalize, however, some evade thermalization due to symmetries. Quantum synchronization provides one such example of ergodicity breaking, but previous studies have focused on open systems. Here, motivated by the problem of ergodicity breaking in closed systems and the study of non-trivial dynamics, we investigate synchronization in a closed disordered Heisenberg spin chain. In the presence of large random disorder, strongly breaking the permutation symmetry of the system, we observe the emergence of spatial synchronization, where spins lock into locally synchronized patches. This behavior can be interpreted as a fragmentation of the global dynamical symmetry S+S^+S+ into a collection of local dynamical symmetries, each characterized by a distinct frequency. In the weak-disorder regime, still without permutation symmetry, we show that the synchronization mechanism can be understood perturbatively within Krylov space. In the absence of disorder, the Krylov space associated with the dynamical symmetry S+S^+S+ is two-dimensional. Introducing disorder couples this subspace to the remainder of the Krylov space. This coupling leads only to a second-order correction to the frequency of the dynamical symmetry, thereby preserving coherent oscillations despite the presence of small disorder. At stronger disorder, the perturbation modifies S+S^+S+ so that it acquires a finite lifetime, providing an example of a transient dynamical symmetry.
We present a new route to ergodicity breaking via Hilbert space fragmentation that displays an unprecedented level of robustness. Our construction relies on a single emergent (prethermal) conservation law. In the limit when the conservation law is exact, we prove the emergence of Hilbert space fragmentation with an exponential number of frozen configurations. These configurations are low-entanglement states in the middle of the energy spectrum and therefore constitute examples of quantum many-body scars. We further prove that every frozen configuration is absolutely stable to arbitrary perturbations, to all finite orders in perturbation theory. In contrast to previous constructions, our proof is not limited to symmetric perturbations, or to perturbations with compact support, but also applies to perturbations with long-range tails, and even to arbitrary geometrically nonlocal k-body perturbations, as long as k/L→0 in the thermodynamic limit, where L is linear system size. Additionally, we identify one-form U(1) charges characterizing some nonfrozen sectors, and discuss the dynamics starting from typical initial conditions, which we argue is best interpreted in terms of the magnetohydrodynamics of the emergent one-form symmetry.