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arXiv:2604.15820

Hilbert Space Fragmentation and Gauge Symmetry

Thea Budde, Marina Kristć Marinković, Joao C. Pinto Barros

hep-latcond-mat.stat-mechhep-thquant-phSubmitted Apr 17, 2026• Announced Apr 20, 2026• 0 citations
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Abstract

The Hamiltonian formulation of lattice gauge theories plays a central role in quantum simulations of gauge theories, and understanding their spectrum and other properties is expected to become crucial in the upcoming years. The relevant Hamiltonians in this framework possess local symmetry at each lattice site and may exhibit higher-form symmetries. There are then an exponentially large number of dynamically disconnected symmetry sectors, most of which are not translation-invariant. An exponential number of dynamically disconnected sectors, i.e., Hilbert space fragmentation, can also occur in systems in which no such symmetries have been identified. In this contribution, we describe an emergent gauge symmetry that is valid only in a subset of sectors of the fragmented $S=1$ dipole-conserving spin chain. These non-invertible symmetries can label exponentially many of the model's sectors. Simulating this Hamiltonian, which is not gauge-invariant, yields an exact quantum simulation of a gauge theory.

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10 pages, 2 figures

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The Hamiltonian formulation of lattice gauge theories plays a central role in quantum simulations of gauge theories, and understanding their spectrum and other properties is expected to become crucial in the upcoming years. The relevant Hamiltonians in this framework possess local symmetry at each lattice site and may exhibit higher-form symmetries. There are then an exponentially large number of dynamically disconnected symmetry sectors, most of which are not translation-invariant. An exponential number of dynamically disconnected sectors, i.e., Hilbert space fragmentation, can also occur in systems in which no such symmetries have been identified. In this contribution, we describe an emergent gauge symmetry that is valid only in a subset of sectors of the fragmented S=1S=1S=1 dipole-conserving spin chain. These non-invertible symmetries can label exponentially many of the model's sectors. Simulating this Hamiltonian, which is not gauge-invariant, yields an exact quantum simulation of a gauge theory.
The Hamiltonian formulation of lattice gauge theories plays a central role in quantum simulations of gauge theories, and understanding their spectrum and other properties is expected to become crucial in the upcoming years. The relevant Hamiltonians in this framework possess local symmetry at each lattice site and may exhibit higher-form symmetries. There are then an exponentially large number of dynamically disconnected symmetry sectors, most of which are not translation-invariant. An exponential number of dynamically disconnected sectors, i.e., Hilbert space fragmentation, can also occur in systems in which no such symmetries have been identified. In this contribution, we describe an emergent gauge symmetry that is valid only in a subset of sectors of the fragmented S=1S=1S=1 dipole-conserving spin chain. These non-invertible symmetries can label exponentially many of the model's sectors. Simulating this Hamiltonian, which is not gauge-invariant, yields an exact quantum simulation of a gauge theory.
Hilbert space fragmentation refers to exponential growth in the number of dynamically disconnected Krylov sectors with system size. It is taken as evidence of ergodicity breaking, since conventional symmetries generate at most a polynomial number of sectors. However, we demonstrate that generalized symmetries can fragment the Hilbert space. Models with higher-form, subsystem, and gauge symmetries can have exponentially many symmetry sectors. We further prove that non-invertible symmetries can induce additional fragmentation within individual symmetry sectors. Fragmentation in several known models arises from generalized symmetries, and the presence of exponentially many Krylov sectors therefore does not by itself imply ergodicity breaking. Finally, we show that disorder free localization arises naturally from Krylov-restricted thermalization when sectors lack translation invariance, requiring neither ergodicity breaking nor gauge symmetry.
Quantum simulation of the dynamics of a lattice gauge theory demands imposing on-site constraints. Ideally, the dynamics remain confined within the physical Hilbert space, where all the states satisfy those constraints. For non-Abelian gauge theories, implementing local constraints is non-trivial, as is keeping the dynamics confined in the physical Hilbert space, considering the erroneous quantum devices. SU(3) gauge group, albeit crucial for describing the strong interaction of nature, is notorious for studying via Hamiltonian simulation. This work presents a couple of symmetry protection protocols for simulating the exact dynamics of SU(3) gauge theory in 1+11+11+1 dimension. The first protocol doesn't require imposing any local symmetry but relies on protecting global symmetries, which are Abelian with a preferred choice of framework, namely the loop-string-hadron framework. Generalization to a higher dimension is possible, however, the protection scheme needs to be local for that case but is still Abelian and thus advantageous. The symmetry protection schemes presented here are important steps towards quantum simulating the full theory of quantum chromodynamics.
Interacting quantum systems may exhibit fragmentation of their Hilbert space into dynamically disconnected sectors leading to unusual properties like nonergodicity. Fragmentation usually stems from the simultaneous conservation of charge and dipole moment. The authors demonstrate that an alternative scenario occurs in the absence of dipole conservation via a minimal model of interacting spins where fragmentation, including a novel secondary fragmentation in an entangled basis, emerges. A Floquet version of the model yields detectable stroboscopic freezing of certain states at specific drive frequencies.
A quantum system can restore a broken symmetry faster the more strongly it initially breaks it, an anomaly known as the quantum Mpemba effect. Whether this effect survives once conservation laws fragment the Hilbert space into exponentially many disconnected Krylov sectors has remained open. We address this question for circuits and Hamiltonians with simultaneous charge and dipole conservation, the paradigmatic setting for strong Hilbert-space fragmentation. Combining a replica tensor-network formulation for charge and dipole-conserving gates, which reaches the annealed Rényi-2 entanglement asymmetry up to L=128L=128L=128, with Hamiltonian simulations and an exactly solvable dissipative model, we uncover a higher-order symmetric quantum Mpemba effect: the charge and dipole asymmetries each display Mpemba-like crossings on parametrically distinct timescales. Resolving the state into frozen and active Krylov sectors reveals the mechanism: frozen fragments retain a finite asymmetry that obstructs full restoration, while active fragments host the relaxation responsible for the crossings. Fragmentation thus does not preclude the quantum Mpemba effect but reshapes it into frozen memory and active-fragment relaxation, providing a framework for the Mpemba phenomenology of higher-moment symmetries.
Reformulating the Hamiltonian formulation of non-Abelian lattice gauge theories entirely in terms of gauge invariant loop-string-hadron degrees of freedom provides a set of advantages for simulating the theory on quantum hardware and in turn is expected to address a series of physics quests. The framework is manifestly (non-Abelian) gauge invariant, yet possesses a set of remnant Abelian gauge symmetries along with its global symmetry properties. In this talk, we describe all the symmetries of this framework and discuss the advantages/ challenges of the symmetry structure being present/preserved in a Hamiltonian simulation towards understanding real-time dynamics of non-Abelian gauge theories.