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arXiv:2511.21284 · Physical review. E

Floquet thermalization by power-law induced permutation symmetry breaking

Manju C, Uma Divakaran

quant-phcond-mat.stat-mechnlin.CDSubmitted Nov 26, 2025• Announced Nov 27, 2025• 0 citations• Revised May 28, 2026 (v2)
v1 · Nov 26, 2025v2 · May 28, 2026
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Abstract

Permutation symmetry plays a central role in the understanding of collective quantum dynamics. By introducing power law couplings that algebraically decay with the distance between the spins $r$ as $1/r^α$, we break this symmetry with a non-zero $α$. This allows us to probe the emergence of new dynamical behaviors, including thermalization in an otherwise permutation symmetric Hamiltonian with all-to-all spin interactions along $x$ direction subjected to periodic kicks in transverse direction. As we increase $α$, the system interpolates from an infinite range spin system at $α=0$ exhibiting permutation symmetry, to a short range integrable model as $α\rightarrow \infty$ where this permutation symmetry is absent. We focus on this change in the behavior of the system as $α$ is tuned, using dynamical quantities like total angular momentum and von Neumann entropy. Starting from the chaotic limit of the permutation symmetric Hamiltonian at $α=0$, for the finite system sizes considered, we find that for small $α$, the steady state values of these quantities remain close to the permutation symmetric subspace values corresponding to $α=0$. At intermediate $α$ values, these show signatures of thermalization exhibiting values corresponding to that of random states in full Hilbert space. On the other hand, the large $α$ limit approaches the values corresponding to integrable kicked Ising model. In addition, we also study the dependence of thermalization on the driving period $τ$, with results indicating the onset of thermalization for smaller values of $α$ when $τ$ is large, thereby extending the thermalizing window in the intermediate range of $α$. We further confirm these results using effective dimension and spectral statistics.

Journal reference
Phys. Rev. E 113, 044209 - 13 April, 2026
DOI
10.1103/5dwc-mqgp
Comments
11 pages, 10 figures

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Permutation symmetry plays a central role in the understanding of collective quantum dynamics. By introducing power law couplings that algebraically decay with the distance between the spins rrr as 1/rα1/r^α1/rα, we break this symmetry with a non-zero ααα. This allows us to probe the emergence of new dynamical behaviors, including thermalization in an otherwise permutation symmetric Hamiltonian with all-to-all spin interactions along xxx direction subjected to periodic kicks in transverse direction. As we increase ααα, the system interpolates from an infinite range spin system at α=0α=0α=0 exhibiting permutation symmetry, to a short range integrable model as α→∞α\rightarrow \inftyα→∞ where this permutation symmetry is absent. We focus on this change in the behavior of the system as ααα is tuned, using dynamical quantities like total angular momentum and von Neumann entropy. Starting from the chaotic limit of the permutation symmetric Hamiltonian at α=0α=0α=0, for the finite system sizes considered, we find that for small ααα, the steady state values of these quantities remain close to the permutation symmetric subspace values corresponding to α=0α=0α=0. At intermediate ααα values, these show signatures of thermalization exhibiting values corresponding to that of random states in full Hilbert space. On the other hand, the large ααα limit approaches the values corresponding to integrable kicked Ising model. In addition, we also study the dependence of thermalization on the driving period τττ, with results indicating the onset of thermalization for smaller values of ααα when τττ is large, thereby extending the thermalizing window in the intermediate range of ααα. We further confirm these results using effective dimension and spectral statistics.
This study explores the effects of introducing a symmetry-breaking disorder on the dynamics of a system invariant under particle permutation. The disorder forces quantum states, confined to the N+1-dimensional completely symmetric space to penetrate the exponentially large 2^{N}-dimensional Hilbert space of N particles. In particular, we focus on the quantum kicked top as a Floquet system of N qubits and use linear entropy, measuring single-qubit entanglement, to investigate the changes in the timescales and values of saturation when disorder is introduced. In the near-integrable regime of the kicked top, we study the robustness of quantum revivals to disorder. We also find that a classical calculation yields the quantum single-qubit entanglement to remarkable accuracy in the disorder-free limit. The disorder, on the other hand, is modeled in the form of noise, which again fits well with the numerical calculations. We measure the extent to which the dynamics is retained within the symmetric subspace and its spreading to the full Hilbert space using different quantities. We show that increasing disorder drives the system to a chaotic phase in full Hilbert space, as also supported by the spectral statistics. We find that there is robustness to disorder in the system, and this is a function of how chaotic the kicked top is.
Periodically-driven (Floquet) quantum systems are ubiquitous in science and technology. For example, when a laser illuminates a material or an AC voltage is applied to a device, the system is well-described by a time-periodic Hamiltonian. In recent years, periodic driving has been proposed, not just as a tool to excite and probe devices, but actually as a mechanism of engineering new phases of matter, some of which have no equilibrium analog. However, with this promise comes a serious problem. Intuitively, if energy is injected into and distributed throughout a system, it is no surprise that it tends to heat up indefinitely to infinite temperature. In this thesis, we study the mechanisms of heating, i.e. the process of thermalization, in Floquet systems and propose methods to control them. Specifically, for non-interacting Floquet systems that are coupled to external bosonic and fermionic baths (e.g. laser-driven electrons in a semiconductor that interact with phonons and an external lead), we classify the relevant scattering processes that contribute to cooling/heating in the Floquet bands and suggest methods to suppress heating via bandwidth-restrictions on the baths. We find that is possible, with appropriate dissipative engineering, to stabilize a controlled incompressible nonequilibrium steady-state resembling a ground state - a state we term the "Floquet insulator." We extend this analysis to include short-range interactions that contribute additional heating processes and show, under the same framework, that heating can be controlled with dissipation. In the process, we develop a simple effective model for the Floquet band densities that captures the essence of all the Floquet scattering processes and that is useful for ballparking experimentally-relevant estimates of heating. Next, we turn our attention to strongly-interacting closed Floquet systems and study how heating emerges through a proliferation of resonances. We find a novel integrable point governing the strong-interaction limit of the Floquet system and examine the breakdown of integrability via the proliferation of resonances. We observe two distinct scaling regimes, attributed to non-thermal and thermal behavior, and discover a power-law scaling of the crossover between them as a function of system size. The lingering ergodicity-breaking effects of the conserved quantities in the vicinity (in parameter space) of the integrable point at finite size is a phenomena we term "near-integrability." These results suggest that small quantum systems, which are accessible currently in many platforms (e.g. trapped ions, cold atoms, superconducting devices), intrinsically host non-thermal states that one may be able to utilize to avoid heating. Furthermore, our results suggest a "dual" interpretation, in the thermodynamic limit, that a periodically-driven system exhibits prethermalization as a power-law in interaction strength.
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The occupation number is a key observable for diagnosing thermalization, as it connects directly to standard statistical laws such as Fermi--Dirac, Bose--Einstein, and Boltzmann distributions. In the context of spin systems, it represents the population of the sublevels of the magnetization in the zzz-direction. We use this quantity to probe the onset of thermalization in the isolated quantum and classical one-dimensional spin-1 Ising model with transverse and longitudinal fields. Thermalization is achieved when the long-time average of the occupation number converges to the microcanonical prediction as the chain length LLL increases, consistent with the emergence of ergodicity. However, the finite-size scaling analysis in the quantum model is challenged by the exponential growth of the Hilbert space with LLL. To overcome this limitation, we turn to the corresponding classical model, which enables access to much larger system sizes. By tracking the dynamics of individual spins on their three-dimensional Bloch spheres and employing tools from random matrix theory, we establish a quantitative criterion for classical ergodicity in interacting spin systems. We find that deviations from classical ergodicity decay algebraically with system size. This power-law scaling then provides a quantitative bound on the approach to thermal equilibrium in the quantum model.
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