A periodically driven quantum many-body system is believed to approach a locally infinite-temperature-like state as dictated by the ergodicity hypothesis, when all the couplings/parameters are of the same order. When the drive is stronger than a threshold value, a large class of systems is shown to break this mandate, exhibiting Dynamical Freezing (DF): ergodicity is broken due to the emergence of local operators with permanent memory of their initial values (PRX 11, 021008, 2021). However, an exception to DF has recently been noted in a particular setting (PRX 16, 011041, 2026). Here we identify the condition for ergodicity-breaking in a system under strong drive, and show how to stabilize DF by exact, local engineering. We further show that the Floquet Hamiltonian $H_{eff} = (i/T)\ln{[U(T)]}$ is non-local when ordered by spin-flips, in a non-DF system, while it turns quasi-local under our simple, local DF engineering that keeps the Hamiltonian $H(t)$ still non-integrable at each $t$. This perplexing non-universality is absent in equilibrium, where non-integrability is believed to imply ergodicity and thermalization universally. Our work paves a way to engineering novel ergodicity-broken interacting Floquet phases of matter in various quantum platforms, and also endows DF-assisted quantum error mitigation and state stabilization techniques (see Nature 653, 1027 (2026)) with unprecedented versatility and flexibility.
A periodically driven quantum many-body system is believed to approach a locally infinite-temperature-like state as dictated by the ergodicity hypothesis, when all the couplings/parameters are of the same order. When the drive is stronger than a threshold value, a large class of systems is shown to break this mandate, exhibiting Dynamical Freezing (DF): ergodicity is broken due to the emergence of local operators with permanent memory of their initial values (PRX 11, 021008, 2021). However, an exception to DF has recently been noted in a particular setting (PRX 16, 011041, 2026). Here we identify the condition for ergodicity-breaking in a system under strong drive, and show how to stabilize DF by exact, local engineering. We further show that the Floquet Hamiltonian Heff=(i/T)ln[U(T)] is non-local when ordered by spin-flips, in a non-DF system, while it turns quasi-local under our simple, local DF engineering that keeps the Hamiltonian H(t) still non-integrable at each t. This perplexing non-universality is absent in equilibrium, where non-integrability is believed to imply ergodicity and thermalization universally. Our work paves a way to engineering novel ergodicity-broken interacting Floquet phases of matter in various quantum platforms, and also endows DF-assisted quantum error mitigation and state stabilization techniques (see Nature 653, 1027 (2026)) with unprecedented versatility and flexibility.
The ergodicity postulate, a foundational pillar of Gibbsian statistical mechanics predicts that a periodically driven (Floquet) system in the absence of any conservation law heats to a featureless `infinite temperature' state. Here, we find--for a clean and interacting generic spin chain subject to a {\it strong} driving field--that this can be prevented by the emergence of {\it approximate but stable} conservation-laws not present in the undriven system. We identify their origin: they do not necessarily owe their stability to familiar protections by symmetry, topology, disorder, or even high energy costs. We show numerically, {\it in the thermodynamic limit,} that when required by these emergent conservation-laws, the entanglement-entropy density of an infinite subsystem remains zero over our entire simulation time of several decades in natural units. We further provide a recipe for designing such conservation laws with high accuracy. Finally, we present an ensemble description, which we call the strongly driven ensemble incorporating these constraints. This provides a way to control many-body chaos through stable Floquet-engineering. Strong signatures of these conservation-laws should be experimentally accessible since they manifest in all length and time scales. Variants of the spin model we have used, have already been realized using Rydberg-dressed atoms.
Periodically driven quantum systems host exotic phenomena that often do not have any analog in undriven systems. Floquet prethermalization and dynamical freezing of certain observables, via the emergence of conservation laws, are realized by controlling the drive frequency. Recent experimental developments in synthetic quantum matter, such as superconducting qubits and cold atoms, have opened avenues for implementing local Floquet engineering which can achieve spatially modulated quantum control of states. Here, we uncover the novel memory effects of local periodic driving in a nonintegrable spin-half staggered Heisenberg chain. For a boundary-driven protocol at the dynamical freezing frequency, we show the formation of an approximate strong zero mode, a prethermal quasilocal operator, due to the emergence of a discrete global Z2 symmetry. This is captured by constructing an accurate effective Floquet Hamiltonian using a higher-order partially resummed Floquet-Magnus expansion. The lifetime of the boundary spin can be exponentially enhanced by enlarging the set of suitably chosen driven sites. We demonstrate that in the asymptotic limit, achieved by increasing the number of driven sites, a strong zero mode emerges, where the lifetime of the boundary spin grows exponentially with system size. The nonlocal processes in the Floquet Hamiltonian play a pivotal role in the total freezing of the boundary spin in the thermodynamic limit. The novel dynamics of the boundary spin is accompanied by a rich structure of entanglement in the Floquet eigenstates where specific bipartitions yield an area-law scaling while the entanglement for random bipartitions scales as a volume-law. Our work addresses the long-standing question of the existence of a strong zero mode in a nonintegrable model and elucidates the complex nature of thermalization in locally driven systems. Published by the American Physical Society 2024
Despite the exponentially large amount of information required in the quantum description of many-body systems, finite size numerical simulations have paved the way for recent progress in the understanding of quantum phases of matter both in and out-of-equilibrium. \n \nIn this spirit, using exact diagonalization for a small number of spins ~ 20, first, we investigate the fate of both ergodic quantum many-body systems that thermalize at long times and systems with quenched disorder that exhibit many-body localization (MBL) and fail to thermalize (due to an extensive set of local conserved degrees of freedom) under periodic driving. Ergodic systems always delocalize in energy space and heat up to infinite temperature, for both local driving, in which the time dependence of the Hamiltonian is restricted to a few contiguous degrees of freedom, and global driving. On the other hand, MBL systems remain localized at finite energy density for local driving, while in the case of global driving these systems can either heat up to infinite temperature or remain localized depending on the parameters of the drive. Underlying the latter is the emergence of an effective time independent MBL Hamiltonian describing the long time dynamics of the system. These numerical predictions have recently been verified experimentally in a one dimensional quasi-disordered optical lattice of interacting fermions wherein unitary time evolution can be experimentally probed. \n \nSubsequently, we study the stability of MBL systems with respect to another perturbation, in this case by thermal inclusions, which remains poorly understood. We consider a simple model to address this question: a two level system interacting with 𝑁 localized bits subject to random fields. In the large 𝑁 limit, the localized bits are thermalized for any nonzero ratio of interactions to disorder strength. Moreover, at finite 𝑁, in the transition region, the single-site eigenstate entanglement entropies exhibit bimodal distributions, so that localized bits are either "on" (strongly entangled) or "off" (weakly entangled) in eigenstates. The clusters of "on" bits vary significantly between eigenstates of the same sample, which provides evidence for a heterogenous discontinuous transition out of the localized phase in single site observables. These results also imply the MBL phase is unstable in systems with short-range interactions and quenched randomness in dimensions 𝑑 that are high but finite. \n \nThe second part of this thesis is motivated by the recent breakthroughs of artificial intelligence in domains such as computer vision involving highly dimensional data of complexity not unlike the one found in the description of many-body systems. Using Monte Carlo simulations to generate synthetic data, we find that kernel methods, a class of machine learning algorithms, can learn the mathematical \nform of physical discriminators associated with phase transitions, such as order parameters and Hamiltonian constraints, for a set of two dimensional spin models: the ferromagnetic Ising model, a conserved-order-parameter Ising model, and the Ising gauge theory. \n \nOur work shows that the combination of numerical simulations with the ability of machine learning algorithms for automatic feature detection hold promise to become standard tools in the exploration and characterization of different phases of matter in condensed matter and other many-body systems.
Periodically-driven (Floquet) quantum systems are ubiquitous in science and technology. For example, when a laser illuminates a material or an AC voltage is applied to a device, the system is well-described by a time-periodic Hamiltonian. In recent years, periodic driving has been proposed, not just as a tool to excite and probe devices, but actually as a mechanism of engineering new phases of matter, some of which have no equilibrium analog. However, with this promise comes a serious problem. Intuitively, if energy is injected into and distributed throughout a system, it is no surprise that it tends to heat up indefinitely to infinite temperature. In this thesis, we study the mechanisms of heating, i.e. the process of thermalization, in Floquet systems and propose methods to control them. Specifically, for non-interacting Floquet systems that are coupled to external bosonic and fermionic baths (e.g. laser-driven electrons in a semiconductor that interact with phonons and an external lead), we classify the relevant scattering processes that contribute to cooling/heating in the Floquet bands and suggest methods to suppress heating via bandwidth-restrictions on the baths. We find that is possible, with appropriate dissipative engineering, to stabilize a controlled incompressible nonequilibrium steady-state resembling a ground state - a state we term the "Floquet insulator." We extend this analysis to include short-range interactions that contribute additional heating processes and show, under the same framework, that heating can be controlled with dissipation. In the process, we develop a simple effective model for the Floquet band densities that captures the essence of all the Floquet scattering processes and that is useful for ballparking experimentally-relevant estimates of heating. Next, we turn our attention to strongly-interacting closed Floquet systems and study how heating emerges through a proliferation of resonances. We find a novel integrable point governing the strong-interaction limit of the Floquet system and examine the breakdown of integrability via the proliferation of resonances. We observe two distinct scaling regimes, attributed to non-thermal and thermal behavior, and discover a power-law scaling of the crossover between them as a function of system size. The lingering ergodicity-breaking effects of the conserved quantities in the vicinity (in parameter space) of the integrable point at finite size is a phenomena we term "near-integrability." These results suggest that small quantum systems, which are accessible currently in many platforms (e.g. trapped ions, cold atoms, superconducting devices), intrinsically host non-thermal states that one may be able to utilize to avoid heating. Furthermore, our results suggest a "dual" interpretation, in the thermodynamic limit, that a periodically-driven system exhibits prethermalization as a power-law in interaction strength.
Abstract Equilibrium statistical mechanics rests on the assumption of chaotic dynamics of a system modulo the conservation laws of local observables: extremization of entropy immediately gives Gibbs’ ensemble (GE) for energy conserving systems and a generalized version of it (GGE) when the number of local conserved quantities is more than one. Through the last decade, statistical mechanics has been extended to describe the late-time behaviour of periodically driven (Floquet) quantum matter starting from a generic state. The structure built on the fundamental assumptions of ergodicity and identification of the relevant conservation laws in this inherently non-equilibrium setting. More recently, it has been shown that the statistical mechanics of Floquet systems has a much richer structure due to the existence of emergent conservation laws: these are approximate but stable conservation laws arising due to the drive, and are not present in the undriven system. Extensive numerical and analytical results support perpetual stability of these emergent (though approximate) conservation laws, probably even in the thermodynamic limit. This banks on the recent finding of a sharp threshold for Floquet thermalization in clean, interacting non-integrable Floquet systems. This indicates to the possibility of stable Floquet phases of matter in disorder-free systems. This review intends to give a self-contained theoretical overview of these developments for a broad physics audience. We conclude by briefly surveying the current experimental scenario.
Clean, interacting, periodically driven systems are believed to thermalize to featureless, infinite-temperature states that preclude the formation of stable ordered states. Here, we show stable quantum order, distinct from prethermal order, and its phase transitions in the ground state of the average-energy operator. Decomposing the time evolution into geometric and average-energy dynamics, we apply Geometric Floquet theory to identify the Floquet ground state. We derive a general variational principle to compute the Floquet ground state in large interacting periodically driven systems, and use it to develop a matrix product state algorithm. In driven nonintegrable chains of more than 100 interacting spins, our numerical simulations exhibit a gapped, area-law entangled Floquet ground state in extended parameter regimes; the ground-state manifold can support both dressed equilibrium order (e.g., Floquet antiferromagnets) and inherently nonequilibrium order (e.g., ground-state time crystals). This quantum order is protected by a finite average-energy gap, which closes at phase transition points upon changing model parameters. We decompose Floquet phases of matter into their equilibrium and nonequilibrium elements: whereas the Floquet ground state at any fixed time is a representative of an equilibrium phase of matter, the nonequilibrium content is entirely produced by the drive holonomy and is geometric. Finally, we identify quasilocal counterdiabatic driving as a mechanism for the stability against heating of gapped Floquet ground states in nonintegrable quantum systems, and argue why Floquet ground states evade the Eigenstate Thermalization Hypothesis. Our work enables the study of interacting nonequilibrium matter deep into the many-body regime, and lays the foundations for the engineering of strongly correlated ordered quantum states.