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arXiv:2511.14699

Pure gapped ground states of spin chains are short-range entangled

Wojciech De Roeck, Martin Fraas, Bruno de O. Carvalho

math-phquant-phSubmitted Nov 18, 2025• Announced Nov 19, 2025• 0 citations• Revised Sep 29, 2026 (v3)
v1 · Nov 18, 2025v2 · Jul 7, 2026v3 · Sep 29, 2026
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Abstract

We consider spin chains with a finite range Hamiltonian. For reasons of simplicity, the chain is taken to be infinitely long. A ground state is said to be a unique gapped ground state if its GNS Hamiltonian has a unique ground state, separated by a gap from the rest of the spectrum. By combining some powerful techniques developed in the last years, we prove that each unique gapped ground state is short-range entangled: It can be mapped into a product state by a finite time evolution map generated by a Hamiltonian with exponentially quasi-local interaction terms. This claim makes precise the common belief that one-dimensional gapped systems are topologically trivial in the bulk.

Comments
23 pages. Appendix B now contains a proof of Theorem 5.4. Section 6 was reformulated

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We consider spin chains with a finite range Hamiltonian. For reasons of simplicity, the chain is taken to be infinitely long. A ground state is said to be a unique gapped ground state if its GNS Hamiltonian has a unique ground state, separated by a gap from the rest of the spectrum. By combining some powerful techniques developed in the last years, we prove that each unique gapped ground state is short-range entangled: It can be mapped into a product state by a finite time evolution map generated by a Hamiltonian with exponentially quasi-local interaction terms. This claim makes precise the common belief that one-dimensional gapped systems are topologically trivial in the bulk.
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An important class of models studied in quantum statistical mechanics consists of frustration-free interactions whose Hamiltonians exhibit a gap in the spectrum above their ground state energies. This paper discusses recent techniques which dramatically extend the class of models to which stability applies when the perturbations exhibit stretched exponential decay at long distances. We consider a class of initial models satisfying an assumption that prevents splitting of the ground state space. This assumption on the structure on the ground state space is referred to as local topological quantum order. A key tool in our analysis is the quasi-local unitary spectral flow automorphism which allows us to decompose the perturbed Hamiltonian into a perturbation model satisfying a relative form bound. We will present a result for the stability of frustration-free, one-dimensional models of this type in the form of an estimate uniform in the system size. We also present additional conditions ensuring the existence of a pure perturbed ground state whose GNS Hamiltonian remains gapped. As an application, we evaluate the stability of the Heisenberg XXZ spin-1/2 chain. Our work shows a new result on the stability of the XXZ model for perturbations respecting a local gauge symmetry and the stability above the translation invariant ground states in the thermodynamic limit. We also discuss challenges to additional conjectured stability results for the XXZ model.
Under the widely accepted but unproven assumption that the one-dimensional S=1 antiferromagnetic Heisenberg model has a unique gapped ground state, we prove that the model belongs to a nontrivial symmetry-protected topological phase. In other words, we rigorously rule out the possibility that the model has a unique gapped ground state that is topologically trivial. To be precise, we assume that the models on open finite chains with a boundary magnetic field have unique ground states with a uniform gap and prove that the ground state of the infinite chain has a nontrivial topological index. This further implies the presence of a gapless edge excitation in the model on the half-infinite chain and the existence of a topological phase transition in the model that interpolates between the Heisenberg chain and the trivial model.
Quantum many-body systems divide into a variety of phases with very different physical properties. The questions of what kinds of phases exist and how to identify them seem hard, especially for strongly interacting systems. Here we make an attempt to answer these questions for gapped interacting quantum spin systems whose ground states are short-range correlated. Based on the local unitary equivalence relation between short-range-correlated states in the same phase, we classify possible quantum phases for one-dimensional (1D) matrix product states, which represent well the class of 1D gapped ground states. We find that in the absence of any symmetry all states are equivalent to trivial product states, which means that there is no topological order in 1D. However, if a certain symmetry is required, many phases exist with different symmetry-protected topological orders. The symmetric local unitary equivalence relation also allows us to obtain some simple results for quantum phases in higher dimensions when some symmetries are present.
Quantum many-body systems divide into a variety of phases with very different physical properties. The questions of what kinds of phases exist and how to identify them seem hard, especially for strongly interacting systems. Here we make an attempt to answer these questions for gapped interacting quantum spin systems whose ground states are short-range correlated. Based on the local unitary equivalence relation between short-range-correlated states in the same phase, we classify possible quantum phases for one-dimensional (1D) matrix product states, which represent well the class of 1D gapped ground states. We find that in the absence of any symmetry all states are equivalent to trivial product states, which means that there is no topological order in 1D. However, if a certain symmetry is required, many phases exist with different symmetry-protected topological orders. The symmetric local unitary equivalence relation also allows us to obtain some simple results for quantum phases in higher dimensions when some symmetries are present.
We study the bulk entanglement of a series of gapped ground states of spin ladders, representative of the Haldane phase. These ground states of spin S/2S/2S/2 ladders generalize the valence bond solid ground state. In the case of spin 1/2 ladders, we study a generalization of the Affleck-Kennedy-Lieb-Tasaki and Nersesyan-Tsvelik states and fully characterize the bulk entanglement Hamiltonian. In the case of general spin SSS, we argue that in the Haldane phase the bulk entanglement spectrum of a half-integer ladder is either gapless or possess a degenerate ground state. For ladders with integer valued spin particles, the generic bulk entanglement spectrum should have an entanglement gap. Finally, we give an example of a series of trivial states of higher spin S>1S>1S>1 in which the bulk entanglement Hamiltonian is critical, signaling that the relation between topological states and a critical bulk entanglement Hamiltonian is not unique to topological systems.