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arXiv:2510.19824 · Physical review. B./Physical review. B

Krylov space dynamics of ergodic and dynamically frozen Floquet systems

Luke Staszewski, Asmi Haldar, Pieter W. Claeys, Alexander Wietek

Published Mar 26, 2026• 1 citation
arXivHTMLPDF

Abstract

In isolated quantum many-body systems periodically driven in time, the asymptotic dynamics at late times can exhibit distinct behavior such as thermalization or dynamical freezing. Understanding the properties of and the convergence towards infinite-time (nonequilibrium) steady states, however, remains a challenging endeavor. We propose a physically motivated Krylov space perspective on Floquet thermalization which offers a natural framework to study rates of convergence towards steady states and, simultaneously, an efficient numerical algorithm to evaluate infinite-time averages of observables within the diagonal ensemble. The effectiveness of our algorithm is demonstrated by applying it to the periodically driven mixed-field Ising model, reaching system sizes of up to 30 spins. Our method successfully resolves the transition between the ergodic and dynamically frozen phases and provides insight into the nature of the Floquet eigenstates across the phase diagram. Furthermore, we show that the long-time behavior is encoded within the localization properties of the Ritz vectors under the Floquet evolution, providing an accurate diagnostic of ergodicity.

DOI
10.1103/3vgd-y39w

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In isolated quantum many-body systems periodically driven in time, the asymptotic dynamics at late times can exhibit distinct behavior such as thermalization or dynamical freezing. Understanding the properties of and the convergence towards infinite-time (nonequilibrium) steady states, however, remains a challenging endeavor. We propose a physically motivated Krylov space perspective on Floquet thermalization which offers a natural framework to study rates of convergence towards steady states and, simultaneously, an efficient numerical algorithm to evaluate infinite-time averages of observables within the diagonal ensemble. The effectiveness of our algorithm is demonstrated by applying it to the periodically driven mixed-field Ising model, reaching system sizes of up to 30 spins. Our method successfully resolves the transition between the ergodic and dynamically frozen phases and provides insight into the nature of the Floquet eigenstates across the phase diagram. Furthermore, we show that the long-time behavior is encoded within the localization properties of the Ritz vectors under the Floquet evolution, providing an accurate diagnostic of ergodicity.
Periodically driven Floquet quantum many-body systems have revealed new insights into the rich interplay of thermalization and growth of entanglement. The phenomenology of , whereby a translationally invariant many-body system exhibits emergent conservation laws and a slow growth of entanglement entropy at certain fixed ratios of a drive amplitude and frequency, presents a novel paradigm for retaining memory of an initial state up to late times. Previous studies of dynamical freezing have largely been restricted to a high-frequency Floquet-Magnus expansion and numerical exact diagonalization. Both techniques are unable to capture the slow approach to thermalization, or lack thereof, in a systematic fashion. By employing Floquet , where the time-dependent part of the Hamiltonian is gradually decoupled from the effective Hamiltonian using a sequence of unitary transformations, we unveil the universal approach to dynamical freezing and beyond, at asymptotically late times. We analyze the behavior associated with the flow renormalization at and near freezing using both exact-diagonalization and tensor-network-based methods and contrast the results with the conventional prethermal phenomenon. For a generic nonintegrable spin Hamiltonian with a periodic cosine wave drive, the flow approaches an unstable fixed point with an approximate emergent symmetry. We observe that at freezing the thermalization timescales are delayed compared to away from freezing, and the flow trajectory undergoes a series of events. Our numerical results are supported by analytical solutions to the flow equations.
By means of a Floquet analysis, we study the quantum dynamics of a fully connected Lipkin-Ising ferromagnet in a periodically driven transverse field showing that thermalization in the steady state is intimately connected to properties of the classical Hamiltonian dynamics. When the dynamics is ergodic, the Floquet spectrum obeys a Wigner-Dyson statistics and the system satisfies the eigenstate thermalization hypothesis (ETH): Independently of the initial state, local observables relax to the thermal value, and Floquet states are delocalized in the Hilbert space. On the contrary, if the classical dynamics is regular no thermalization occurs. We further discuss the relationship between ergodicity and dynamical phase transitions, and the relevance of our results to other fully connected periodically driven models (like the Bose-Hubbard one), and possibilities of experimental realization in the case of two coupled BEC.
The coherent dynamics of many body quantum system is nowadays an experimental reality: by means of the cold atoms in optical lattices, many Hamiltonians and time-dependent perturbations can be engineered. In this Thesis we discuss what happens in these systems when a periodic perturbation is applied. Thanks to Floquet theory, we can see that -- if the Floquet spectrum obeys certain continuity conditions possible in the thermodynamic limit-- dephasing among Floquet quasi-energies makes local observables relax to a periodic steady regime described by an effective density matrix: the Floquet diagonal ensemble (FDE). By means of numerical examples on the Quantum Ising Chain and the Lipkin model, we discuss the properties of the FDE focusing on the difference among ergodic and regular quantum dynamics and on how this reflects on the thermal properties (T=∞T=\inftyT=∞) of the asymptotic condition. We verify thermalization in the classically ergodic Lipkin model and we demonstrate that this effect is induced by the Floquet states being delocalized and obeying Eigenstate Thermalization Hypothesis.We discuss also, in the Ising chain case, the work probability distribution, whose asymptotic condition is not described by the form (Generalized Gibbs Ensemble) that FDE acquires for local obserbvables because of integrability. Dephasing makes some correlations invisible in the local observables, but they are still present in the system. We consider also the linear response limit: when the amplitude of the perturbation is vanishingly small, the Floquet diagonal ensemble is not sufficient to describe the asymptotic condition given by LRT. For every small but finite amplitude, there are quasi-degeneracies in the Floquet spectrum giving rise to pre-relaxation to the condition predicted by Linear Response; these phenomena are strictly related to energy absorption and boundedness of the spectrum.
Floquet engineering is a powerful manipulation method in modern quantum technology. However, unwanted heating is the main challenge of Floquet engineering, therefore the Floquet thermalization has attracting considerable attentions recently. In this work, we investigate thermalization of periodically driven many-body systems through the lens of Krylov complexity, and find a topological origin of different thermalization behaviors. We demonstrate that If the topology of the Krylov chain is nontrivial, a periodically driven system will reach a state with finite temperature. When the Krylov chain is topologically trivial, the system will be heated to infinite temperature. We further show that the prethermalization can be understood as the tunnelling process of a quasi-edge mode through the local gap on Krylov chain. This picture provides a systematically method to obtain the effective prethermal Hamiltonian.
The nature of the dynamical quantum phase transition between the many-body localized (MBL) phase and the thermal phase remains an open question, and one line of attack on this problem is to explore this transition numerically in finite-size systems. To maximize the contrast between the MBL phase and the thermal phase in such finite-size systems, we argue one should choose a Floquet model with no local conservation laws and rapid thermalization to ``infinite temperature'' in the thermal phase. Here we introduce and explore such a Floquet spin chain model and show that standard diagnostics of the MBL-to-thermal transition behave well in this model even at modest sizes. We also introduce a physically motivated space-time correlation function, which peaks at the transition in the Floquet model, but is strongly affected by conservation laws in Hamiltonian models.
Clean, interacting, periodically driven systems are believed to thermalize to featureless, infinite-temperature states that preclude the formation of stable ordered states. Here, we show stable quantum order, distinct from prethermal order, and its phase transitions in the ground state of the average-energy operator. Decomposing the time evolution into geometric and average-energy dynamics, we apply Geometric Floquet theory to identify the Floquet ground state. We derive a general variational principle to compute the Floquet ground state in large interacting periodically driven systems, and use it to develop a matrix product state algorithm. In driven nonintegrable chains of more than 100 interacting spins, our numerical simulations exhibit a gapped, area-law entangled Floquet ground state in extended parameter regimes; the ground-state manifold can support both dressed equilibrium order (e.g., Floquet antiferromagnets) and inherently nonequilibrium order (e.g., ground-state time crystals). This quantum order is protected by a finite average-energy gap, which closes at phase transition points upon changing model parameters. We decompose Floquet phases of matter into their equilibrium and nonequilibrium elements: whereas the Floquet ground state at any fixed time is a representative of an equilibrium phase of matter, the nonequilibrium content is entirely produced by the drive holonomy and is geometric. Finally, we identify quasilocal counterdiabatic driving as a mechanism for the stability against heating of gapped Floquet ground states in nonintegrable quantum systems, and argue why Floquet ground states evade the Eigenstate Thermalization Hypothesis. Our work enables the study of interacting nonequilibrium matter deep into the many-body regime, and lays the foundations for the engineering of strongly correlated ordered quantum states.