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Periodic driving of a coherent quantum many body system and relaxation to the Floquet diagonal ensemble

Angelo Russomanno

Published Oct 31, 2014• 2 citations
OpenAlex

Abstract

The coherent dynamics of many body quantum system is nowadays an experimental reality: by means of the cold atoms in optical lattices, many Hamiltonians and time-dependent perturbations can be engineered. In this Thesis we discuss what happens in these systems when a periodic perturbation is applied. Thanks to Floquet theory, we can see that -- if the Floquet spectrum obeys certain continuity conditions possible in the thermodynamic limit-- dephasing among Floquet quasi-energies makes local observables relax to a periodic steady regime described by an effective density matrix: the Floquet diagonal ensemble (FDE). By means of numerical examples on the Quantum Ising Chain and the Lipkin model, we discuss the properties of the FDE focusing on the difference among ergodic and regular quantum dynamics and on how this reflects on the thermal properties ($T=\infty$) of the asymptotic condition. We verify thermalization in the classically ergodic Lipkin model and we demonstrate that this effect is induced by the Floquet states being delocalized and obeying Eigenstate Thermalization Hypothesis.We discuss also, in the Ising chain case, the work probability distribution, whose asymptotic condition is not described by the form (Generalized Gibbs Ensemble) that FDE acquires for local obserbvables because of integrability. Dephasing makes some correlations invisible in the local observables, but they are still present in the system. We consider also the linear response limit: when the amplitude of the perturbation is vanishingly small, the Floquet diagonal ensemble is not sufficient to describe the asymptotic condition given by LRT. For every small but finite amplitude, there are quasi-degeneracies in the Floquet spectrum giving rise to pre-relaxation to the condition predicted by Linear Response; these phenomena are strictly related to energy absorption and boundedness of the spectrum.

Related papers

Thermalization in a periodically driven fully connected quantum Ising ferromagnet

Angelo Russomanno, Rosario Fazio, Giuseppe E. Santoro

By means of a Floquet analysis, we study the quantum dynamics of a fully connected Lipkin-Ising ferromagnet in a periodically driven transverse field showing that thermalization in the steady state is intimately connected to properties of the classical Hamiltonian dynamics. When the dynamics is ergodic, the Floquet spectrum obeys a Wigner-Dyson statistics and the system satisfies the eigenstate thermalization hypothesis (ETH): Independently of the initial state, local observables relax to the thermal value, and Floquet states are delocalized in the Hilbert space. On the contrary, if the classical dynamics is regular no thermalization occurs. We further discuss the relationship between ergodicity and dynamical phase transitions, and the relevance of our results to other fully connected periodically driven models (like the Bose-Hubbard one), and possibilities of experimental realization in the case of two coupled BEC.

arXiv:1412.0202•Europhysics Letters (EPL)•May 1, 2015•44 citations

Linear response as a singular limit for a periodically driven closed quantum system

Angelo Russomanno, Alessandro Silva, Giuseppe E. Santoro

We address the issue of the validity of linear response theory for a closed quantum system subject to a periodic external driving. Linear response theory (LRT) predicts energy absorption at frequencies of the external driving where the imaginary part of the appropriate response function is different from zero. Here we show that, for a fairly general nonlinear many-body system on a lattice subject to an extensive perturbation, this approximation should be expected to be valid only up to a time t * depending on the strength of the driving, beyond which the true coherent Schrödinger evolution departs from the linear response prediction and the system stops absorbing energy from the driving. We exemplify this phenomenon in detail with the example of a quantum Ising chain subject to a time-periodic modulation of the transverse field, by comparing an exact Floquet analysis with the standard results of LRT. In this context, we also show that if the perturbation is just local, the system is expected in the thermodynamic limit to keep absorbing energy, and LRT works at all times. We finally argue more generally the validity of the scenario presented for closed quantum many-body lattice systems with a bound on the energy-per-site spectrum, discussing the experimental relevance of our findings in the context of cold atoms in optical lattices and ultra-fast spectroscopy experiments.

arXiv:1306.2805•Journal of Statistical Mechanics Theory and Experiment•Sep 13, 2013•34 citations

Effective Floquet–Gibbs states for dissipative quantum systems

Tatsuhiko Shirai, Juzar Thingna, Takashi Mori +3 more

A periodically driven quantum system, when coupled to a heat bath, relaxes to a non-equilibrium asymptotic state. In the general situation, the retrieval of this asymptotic state presents a rather non-trivial task. It was recently shown that in the limit of an infinitesimal coupling, using the so-called rotating wave approximation (RWA), and under strict conditions imposed on the time-dependent system Hamiltonian, the asymptotic state can attain the Gibbs form. A Floquet–Gibbs state is characterized by a density matrix which is diagonal in the Floquet basis of the system Hamiltonian with the diagonal elements obeying a Gibbs distribution, being parametrized by the corresponding Floquet quasi-energies. Addressing the non-adiabatic driving regime, upon using the Magnus expansion, we employ the concept of a corresponding effective Floquet Hamiltonian. In doing so we go beyond the conventionally used RWA and demonstrate that the idea of Floquet–Gibbs states can be extended to the realistic case of a weak, although finite system-bath coupling, herein termed effective Floquet–Gibbs states.

arXiv:1511.06864•New Journal of Physics•May 10, 2016•81 citations

Floquet-Gibbs states for dissipative quantum systems

Tatsuhiko Shirai, Juzar Thingna, Takashi Mori +3 more

A periodically driven quantum system, when coupled to a thermal bath, relaxes to a non-equilibrium asymptotic state. To describe these states in the case of infinitesimal coupling, the notion of Floquet-Gibbs state was recently introduced. A Floquet-Gibbs state is characterized by a density matrix diagonal in the Floquet basis of the decoupled coherent system. The diagonal elements obey the Boltzmann distribution parametrized by the quasienergies of the Floquet states. It was pointed out that the Floquet-Gibbs states are realized under strict conditions that might be experimentally infeasible. Here, by using the Magnus expansion and the concept of effective Floquet Hamiltonian, we go beyond the conventionally used rotating-wave approximation and demonstrate that the condition of infinitesimal coupling can be lifted and the idea of Floquet-Gibbs states can be extended to a broader class of open quantum systems possessing finite dissipation.

•Nov 21, 2015•2 citations

Collapse and revival of quantum many-body scars via Floquet engineering

Bhaskar Mukherjee, Sourav Nandy, Arnab Sen +2 more

The presence of quantum scars, athermal eigenstates of a many-body Hamiltonian with finite-energy density, leads to an absence of ergodicity and long-time coherent dynamics starting from initial states that have a high overlap with scars as experimentally observed in a chain of ultracold Rydberg atoms. We show, via study of a periodically driven Rydberg chain, that the drive frequency acts as a tuning parameter for several reentrant transitions between ergodic and weak ergodicity breaking regimes. The former regime shows rapid thermalization of correlation functions and absence of scars in the Floquet spectrum of the system. The latter regime, in contrast, has scars; they lead to long-time coherent dynamics of correlation functions. We provide an analytical explanation of the existence of these regimes by going beyond a high-frequency Magnus expansion and using a novel perturbative approach valid at large drive amplitudes to derive a Floquet Hamiltonian which qualitatively explains the behavior of the driven system at arbitrary frequencies. We also discuss experiments involving finite Rydberg chains which can validate our theory. Our results demonstrate the possibility of drive-frequency-induced tuning between ergodic and weak ergodicity breaking dynamics in a disorder-free quantum many-body system.

arXiv:1907.08212•Physical review. B./Physical review. B•Jun 1, 2020•145 citations

Periodically driven many-body quantum systems : Quantum Ratchets, Topological States and the Floquet-Boltzmann Equation

Maximilian Genske

Controlling and manipulating complex many-body quantum systems will be a key ingredient \nfor the development of next-generation technologies. While the realisation of a \nuniversal quantum machine is still out of reach, in recent years experimental systems of \nultracold atoms have already evolved into a vivid field of research for quantum simulation. \nCrucially, such systems even allow for the successful quantum engineering of targeted \nmany-body systems by means of coherent periodic driving. The essential properties of \nthese Floquet systems encompass two main aspects: fast driving facilitates the simulation \nof effective static systems, and interactions lead to unique heating effects as energy is only \nconserved modulo the driving frequency. Within this thesis we theoretically study both \nof these aspects in respective model systems. \nIn part I of this thesis, we investigate the dynamics of excitations of a bosonic Mott \ninsulator in a designed one-dimensional Floquet system. Here, periodic driving in combination \nwith breaking all mirror symmetries of the system can induce directed motion of \nparticles. In the limit of small excitation densities, the effectively non-interacting quantum \nratchet determines the motion of holes and doublons in the Mott insulator and can in fact \nbe used to manipulate the dynamics of such. This little quantum machine can also be \nused to drive particles against an external force, where transport is possible but requires \nthe fulfilment of a commensurability condition for long times. \nIn part II, we discuss the role of interactions for periodically driven systems by means \nof a Floquet version of the Boltzmann equation. Starting from the Keldysh approach, \nwe develop this semiclassical formalism based on a clear separation of time scales. The \nresult is a description of the dynamics and the scattering of Floquet quasiparticles in \nsuch systems. Here, the property of discrete energy violation is naturally encoded in our \nformalism predicting the heating of interacting Floquet systems to infinite temperatures in \nthe long-time limit. As a first application of this approach, we investigate a cold atom setup \nrealising the Haldane model by means of periodic shaking. While homogeneous systems \nheat up globally, a confining potential evokes thermoelectric transport effects resulting \nfrom spatially dependent heating characteristics. Moreover, we show that the interplay \nof intrinsic heating, macroscopic diffusion and non-trivial topological properties of the \nHaldane model lead to an anomalous Floquet-Nernst effect, which describes anomalous \nparticle transport as the result of developing temperature gradients. \nIn part III, we elaborate on the quantum simulator aspect of ultracold atoms by providing \na theoretical framework for a possible simulation of a topological edge state in a \none-dimensional optical lattice. In this case, the one-dimensional Dirac equation with \nspatially varying mass is important, which captures the topological properties of a corresponding \nsystem of the BDI symmetry class. We analytically discuss such system and \ninvestigate the role of mean-field interaction effects. We also identify the emergence of \ndynamical instabilities in a realisation with bosonic atoms.

•Oct 1, 2017•1 citation
The coherent dynamics of many body quantum system is nowadays an experimental reality: by means of the cold atoms in optical lattices, many Hamiltonians and time-dependent perturbations can be engineered. In this Thesis we discuss what happens in these systems when a periodic perturbation is applied. Thanks to Floquet theory, we can see that -- if the Floquet spectrum obeys certain continuity conditions possible in the thermodynamic limit-- dephasing among Floquet quasi-energies makes local observables relax to a periodic steady regime described by an effective density matrix: the Floquet diagonal ensemble (FDE). By means of numerical examples on the Quantum Ising Chain and the Lipkin model, we discuss the properties of the FDE focusing on the difference among ergodic and regular quantum dynamics and on how this reflects on the thermal properties (T=∞T=\inftyT=∞) of the asymptotic condition. We verify thermalization in the classically ergodic Lipkin model and we demonstrate that this effect is induced by the Floquet states being delocalized and obeying Eigenstate Thermalization Hypothesis.We discuss also, in the Ising chain case, the work probability distribution, whose asymptotic condition is not described by the form (Generalized Gibbs Ensemble) that FDE acquires for local obserbvables because of integrability. Dephasing makes some correlations invisible in the local observables, but they are still present in the system. We consider also the linear response limit: when the amplitude of the perturbation is vanishingly small, the Floquet diagonal ensemble is not sufficient to describe the asymptotic condition given by LRT. For every small but finite amplitude, there are quasi-degeneracies in the Floquet spectrum giving rise to pre-relaxation to the condition predicted by Linear Response; these phenomena are strictly related to energy absorption and boundedness of the spectrum.
By means of a Floquet analysis, we study the quantum dynamics of a fully connected Lipkin-Ising ferromagnet in a periodically driven transverse field showing that thermalization in the steady state is intimately connected to properties of the classical Hamiltonian dynamics. When the dynamics is ergodic, the Floquet spectrum obeys a Wigner-Dyson statistics and the system satisfies the eigenstate thermalization hypothesis (ETH): Independently of the initial state, local observables relax to the thermal value, and Floquet states are delocalized in the Hilbert space. On the contrary, if the classical dynamics is regular no thermalization occurs. We further discuss the relationship between ergodicity and dynamical phase transitions, and the relevance of our results to other fully connected periodically driven models (like the Bose-Hubbard one), and possibilities of experimental realization in the case of two coupled BEC.
We address the issue of the validity of linear response theory for a closed quantum system subject to a periodic external driving. Linear response theory (LRT) predicts energy absorption at frequencies of the external driving where the imaginary part of the appropriate response function is different from zero. Here we show that, for a fairly general nonlinear many-body system on a lattice subject to an extensive perturbation, this approximation should be expected to be valid only up to a time t * depending on the strength of the driving, beyond which the true coherent Schrödinger evolution departs from the linear response prediction and the system stops absorbing energy from the driving. We exemplify this phenomenon in detail with the example of a quantum Ising chain subject to a time-periodic modulation of the transverse field, by comparing an exact Floquet analysis with the standard results of LRT. In this context, we also show that if the perturbation is just local, the system is expected in the thermodynamic limit to keep absorbing energy, and LRT works at all times. We finally argue more generally the validity of the scenario presented for closed quantum many-body lattice systems with a bound on the energy-per-site spectrum, discussing the experimental relevance of our findings in the context of cold atoms in optical lattices and ultra-fast spectroscopy experiments.
A periodically driven quantum system, when coupled to a heat bath, relaxes to a non-equilibrium asymptotic state. In the general situation, the retrieval of this asymptotic state presents a rather non-trivial task. It was recently shown that in the limit of an infinitesimal coupling, using the so-called rotating wave approximation (RWA), and under strict conditions imposed on the time-dependent system Hamiltonian, the asymptotic state can attain the Gibbs form. A Floquet–Gibbs state is characterized by a density matrix which is diagonal in the Floquet basis of the system Hamiltonian with the diagonal elements obeying a Gibbs distribution, being parametrized by the corresponding Floquet quasi-energies. Addressing the non-adiabatic driving regime, upon using the Magnus expansion, we employ the concept of a corresponding effective Floquet Hamiltonian. In doing so we go beyond the conventionally used RWA and demonstrate that the idea of Floquet–Gibbs states can be extended to the realistic case of a weak, although finite system-bath coupling, herein termed effective Floquet–Gibbs states.
A periodically driven quantum system, when coupled to a thermal bath, relaxes to a non-equilibrium asymptotic state. To describe these states in the case of infinitesimal coupling, the notion of Floquet-Gibbs state was recently introduced. A Floquet-Gibbs state is characterized by a density matrix diagonal in the Floquet basis of the decoupled coherent system. The diagonal elements obey the Boltzmann distribution parametrized by the quasienergies of the Floquet states. It was pointed out that the Floquet-Gibbs states are realized under strict conditions that might be experimentally infeasible. Here, by using the Magnus expansion and the concept of effective Floquet Hamiltonian, we go beyond the conventionally used rotating-wave approximation and demonstrate that the condition of infinitesimal coupling can be lifted and the idea of Floquet-Gibbs states can be extended to a broader class of open quantum systems possessing finite dissipation.
The presence of quantum scars, athermal eigenstates of a many-body Hamiltonian with finite-energy density, leads to an absence of ergodicity and long-time coherent dynamics starting from initial states that have a high overlap with scars as experimentally observed in a chain of ultracold Rydberg atoms. We show, via study of a periodically driven Rydberg chain, that the drive frequency acts as a tuning parameter for several reentrant transitions between ergodic and weak ergodicity breaking regimes. The former regime shows rapid thermalization of correlation functions and absence of scars in the Floquet spectrum of the system. The latter regime, in contrast, has scars; they lead to long-time coherent dynamics of correlation functions. We provide an analytical explanation of the existence of these regimes by going beyond a high-frequency Magnus expansion and using a novel perturbative approach valid at large drive amplitudes to derive a Floquet Hamiltonian which qualitatively explains the behavior of the driven system at arbitrary frequencies. We also discuss experiments involving finite Rydberg chains which can validate our theory. Our results demonstrate the possibility of drive-frequency-induced tuning between ergodic and weak ergodicity breaking dynamics in a disorder-free quantum many-body system.
Controlling and manipulating complex many-body quantum systems will be a key ingredient \nfor the development of next-generation technologies. While the realisation of a \nuniversal quantum machine is still out of reach, in recent years experimental systems of \nultracold atoms have already evolved into a vivid field of research for quantum simulation. \nCrucially, such systems even allow for the successful quantum engineering of targeted \nmany-body systems by means of coherent periodic driving. The essential properties of \nthese Floquet systems encompass two main aspects: fast driving facilitates the simulation \nof effective static systems, and interactions lead to unique heating effects as energy is only \nconserved modulo the driving frequency. Within this thesis we theoretically study both \nof these aspects in respective model systems. \nIn part I of this thesis, we investigate the dynamics of excitations of a bosonic Mott \ninsulator in a designed one-dimensional Floquet system. Here, periodic driving in combination \nwith breaking all mirror symmetries of the system can induce directed motion of \nparticles. In the limit of small excitation densities, the effectively non-interacting quantum \nratchet determines the motion of holes and doublons in the Mott insulator and can in fact \nbe used to manipulate the dynamics of such. This little quantum machine can also be \nused to drive particles against an external force, where transport is possible but requires \nthe fulfilment of a commensurability condition for long times. \nIn part II, we discuss the role of interactions for periodically driven systems by means \nof a Floquet version of the Boltzmann equation. Starting from the Keldysh approach, \nwe develop this semiclassical formalism based on a clear separation of time scales. The \nresult is a description of the dynamics and the scattering of Floquet quasiparticles in \nsuch systems. Here, the property of discrete energy violation is naturally encoded in our \nformalism predicting the heating of interacting Floquet systems to infinite temperatures in \nthe long-time limit. As a first application of this approach, we investigate a cold atom setup \nrealising the Haldane model by means of periodic shaking. While homogeneous systems \nheat up globally, a confining potential evokes thermoelectric transport effects resulting \nfrom spatially dependent heating characteristics. Moreover, we show that the interplay \nof intrinsic heating, macroscopic diffusion and non-trivial topological properties of the \nHaldane model lead to an anomalous Floquet-Nernst effect, which describes anomalous \nparticle transport as the result of developing temperature gradients. \nIn part III, we elaborate on the quantum simulator aspect of ultracold atoms by providing \na theoretical framework for a possible simulation of a topological edge state in a \none-dimensional optical lattice. In this case, the one-dimensional Dirac equation with \nspatially varying mass is important, which captures the topological properties of a corresponding \nsystem of the BDI symmetry class. We analytically discuss such system and \ninvestigate the role of mean-field interaction effects. We also identify the emergence of \ndynamical instabilities in a realisation with bosonic atoms.