Floquet engineering is a powerful manipulation method in modern quantum technology. However, unwanted heating is the main challenge of Floquet engineering, therefore the Floquet thermalization has attracting considerable attentions recently. In this work, we investigate thermalization of periodically driven many-body systems through the lens of Krylov complexity, and find a topological origin of different thermalization behaviors. We demonstrate that If the topology of the Krylov chain is nontrivial, a periodically driven system will reach a state with finite temperature. When the Krylov chain is topologically trivial, the system will be heated to infinite temperature. We further show that the prethermalization can be understood as the tunnelling process of a quasi-edge mode through the local gap on Krylov chain. This picture provides a systematically method to obtain the effective prethermal Hamiltonian.
Floquet engineering is a powerful manipulation method in modern quantum technology. However, unwanted heating is the main challenge of Floquet engineering, therefore the Floquet thermalization has attracting considerable attentions recently. In this work, we investigate thermalization of periodically driven many-body systems through the lens of Krylov complexity, and find a topological origin of different thermalization behaviors. We demonstrate that If the topology of the Krylov chain is nontrivial, a periodically driven system will reach a state with finite temperature. When the Krylov chain is topologically trivial, the system will be heated to infinite temperature. We further show that the prethermalization can be understood as the tunnelling process of a quasi-edge mode through the local gap on Krylov chain. This picture provides a systematically method to obtain the effective prethermal Hamiltonian.
Periodically-driven (Floquet) quantum systems are ubiquitous in science and technology. For example, when a laser illuminates a material or an AC voltage is applied to a device, the system is well-described by a time-periodic Hamiltonian. In recent years, periodic driving has been proposed, not just as a tool to excite and probe devices, but actually as a mechanism of engineering new phases of matter, some of which have no equilibrium analog. However, with this promise comes a serious problem. Intuitively, if energy is injected into and distributed throughout a system, it is no surprise that it tends to heat up indefinitely to infinite temperature. In this thesis, we study the mechanisms of heating, i.e. the process of thermalization, in Floquet systems and propose methods to control them. Specifically, for non-interacting Floquet systems that are coupled to external bosonic and fermionic baths (e.g. laser-driven electrons in a semiconductor that interact with phonons and an external lead), we classify the relevant scattering processes that contribute to cooling/heating in the Floquet bands and suggest methods to suppress heating via bandwidth-restrictions on the baths. We find that is possible, with appropriate dissipative engineering, to stabilize a controlled incompressible nonequilibrium steady-state resembling a ground state - a state we term the "Floquet insulator." We extend this analysis to include short-range interactions that contribute additional heating processes and show, under the same framework, that heating can be controlled with dissipation. In the process, we develop a simple effective model for the Floquet band densities that captures the essence of all the Floquet scattering processes and that is useful for ballparking experimentally-relevant estimates of heating. Next, we turn our attention to strongly-interacting closed Floquet systems and study how heating emerges through a proliferation of resonances. We find a novel integrable point governing the strong-interaction limit of the Floquet system and examine the breakdown of integrability via the proliferation of resonances. We observe two distinct scaling regimes, attributed to non-thermal and thermal behavior, and discover a power-law scaling of the crossover between them as a function of system size. The lingering ergodicity-breaking effects of the conserved quantities in the vicinity (in parameter space) of the integrable point at finite size is a phenomena we term "near-integrability." These results suggest that small quantum systems, which are accessible currently in many platforms (e.g. trapped ions, cold atoms, superconducting devices), intrinsically host non-thermal states that one may be able to utilize to avoid heating. Furthermore, our results suggest a "dual" interpretation, in the thermodynamic limit, that a periodically-driven system exhibits prethermalization as a power-law in interaction strength.
In isolated quantum many-body systems periodically driven in time, the asymptotic dynamics at late times can exhibit distinct behavior such as thermalization or dynamical freezing. Understanding the properties of and the convergence towards infinite-time (nonequilibrium) steady states, however, remains a challenging endeavor. We propose a physically motivated Krylov space perspective on Floquet thermalization which offers a natural framework to study rates of convergence towards steady states and, simultaneously, an efficient numerical algorithm to evaluate infinite-time averages of observables within the diagonal ensemble. The effectiveness of our algorithm is demonstrated by applying it to the periodically driven mixed-field Ising model, reaching system sizes of up to 30 spins. Our method successfully resolves the transition between the ergodic and dynamically frozen phases and provides insight into the nature of the Floquet eigenstates across the phase diagram. Furthermore, we show that the long-time behavior is encoded within the localization properties of the Ritz vectors under the Floquet evolution, providing an accurate diagnostic of ergodicity.
This work presents a theoretical investigation of dynamic stabilization in interacting quantum many-body systems via high-frequency periodic driving. Using Floquet theory and the Magnus expansion, we derive the effective time-independent Hamiltonian governing the slow dynamics of a driven spin chain. We show that the external field induces a parametric renormalization of the transverse tunneling terms through a zeroth-order Bessel function dependence, leading to a critical drive amplitude at which transport is strongly suppressed. This suppression of the lowest-order hopping term gives rise to a long-lived prethermal regime in which many-body thermalization is significantly delayed. The resulting dynamics exhibit a sharp reduction in the short-to-intermediate time entanglement entropy growth rate. The framework is consistent with known results in Floquet engineering and coherent destruction of tunneling, and provides a unified interpretation of transport suppression and delayed scrambling in periodically driven systems. A falsifiable experimental protocol using ultracold atoms in optical lattices is proposed to validate the predicted threshold behavior and prethermal stabilization mechanism.
We investigate a class of periodically driven many-body systems that allows us to extend the phenomenon of prethermalization to the vicinity of isolated intermediate-to-low drive frequencies away from the high-frequency limit. We provide numerical evidence for the formation of a parametrically long-lived prethermal plateau, captured by an effective Floquet Hamiltonian computed using the replica inverse-frequency expansion, and demonstrate its stability with respect to random perturbations in the drive period. Considering exclusively nonintegrable Floquet Hamiltonians, we find that heating rates are nonuniversal: we observe Fermi's golden rule scaling, power-law scaling inconsistent with the golden rule, and non-power-law scaling, depending on the drive. Despite the asymptotic character of the inverse-frequency expansion, we show that it describes the thermostatic properties of the state all along the evolution up to infinite temperature, with higher-order terms improving the accuracy. Our results suggest a dynamical mechanism to gradually increase the temperature in isolated quantum simulators, such as ultracold atoms, and open up an alternative possibility to investigate thermal phase transitions and the interplay between thermal and quantum criticality using Floquet drives.
Controlling and manipulating complex many-body quantum systems will be a key ingredient \nfor the development of next-generation technologies. While the realisation of a \nuniversal quantum machine is still out of reach, in recent years experimental systems of \nultracold atoms have already evolved into a vivid field of research for quantum simulation. \nCrucially, such systems even allow for the successful quantum engineering of targeted \nmany-body systems by means of coherent periodic driving. The essential properties of \nthese Floquet systems encompass two main aspects: fast driving facilitates the simulation \nof effective static systems, and interactions lead to unique heating effects as energy is only \nconserved modulo the driving frequency. Within this thesis we theoretically study both \nof these aspects in respective model systems. \nIn part I of this thesis, we investigate the dynamics of excitations of a bosonic Mott \ninsulator in a designed one-dimensional Floquet system. Here, periodic driving in combination \nwith breaking all mirror symmetries of the system can induce directed motion of \nparticles. In the limit of small excitation densities, the effectively non-interacting quantum \nratchet determines the motion of holes and doublons in the Mott insulator and can in fact \nbe used to manipulate the dynamics of such. This little quantum machine can also be \nused to drive particles against an external force, where transport is possible but requires \nthe fulfilment of a commensurability condition for long times. \nIn part II, we discuss the role of interactions for periodically driven systems by means \nof a Floquet version of the Boltzmann equation. Starting from the Keldysh approach, \nwe develop this semiclassical formalism based on a clear separation of time scales. The \nresult is a description of the dynamics and the scattering of Floquet quasiparticles in \nsuch systems. Here, the property of discrete energy violation is naturally encoded in our \nformalism predicting the heating of interacting Floquet systems to infinite temperatures in \nthe long-time limit. As a first application of this approach, we investigate a cold atom setup \nrealising the Haldane model by means of periodic shaking. While homogeneous systems \nheat up globally, a confining potential evokes thermoelectric transport effects resulting \nfrom spatially dependent heating characteristics. Moreover, we show that the interplay \nof intrinsic heating, macroscopic diffusion and non-trivial topological properties of the \nHaldane model lead to an anomalous Floquet-Nernst effect, which describes anomalous \nparticle transport as the result of developing temperature gradients. \nIn part III, we elaborate on the quantum simulator aspect of ultracold atoms by providing \na theoretical framework for a possible simulation of a topological edge state in a \none-dimensional optical lattice. In this case, the one-dimensional Dirac equation with \nspatially varying mass is important, which captures the topological properties of a corresponding \nsystem of the BDI symmetry class. We analytically discuss such system and \ninvestigate the role of mean-field interaction effects. We also identify the emergence of \ndynamical instabilities in a realisation with bosonic atoms.
Anomalous Floquet topological phases are a hallmark, without a static analog, of periodically driven systems. Recently, Quantum Floquet Engineering has emerged as an interesting approach to cavity-QED materials, which recovers the physics of Floquet engineering in its semi-classical limit. However, the mapping between these two widely different scenarios remains mysterious in many aspects. We discuss the emergence of anomalous topological phases in cavity-QED materials, and link topological phase transitions in the many-body spectrum with those in the 0- and π-gaps of Floquet quasienergies. Our results allow to establish the microscopic origin of an emergent discrete time-translation symmetry in the matter sector, and link the physics of isolated many-body systems with that of periodically driven ones. Finally, the relation between many-body and Floquet topological invariants is discussed, as well as the bulk-edge correspondence.