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arXiv:2506.23258 · Physical review. B./Physical review. B

Spontaneous continuous-symmetry breaking and tower of states in a comb chain

Jingya Wang, Zenan Liu, Bin-Bin Mao, Xu Tian, Zijian Xiong, Zhe Wang, Zheng Yan

Published Apr 10, 2026• 1 citation
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Abstract

Based on the study of a one-dimensional (1D) antiferromagnetic Heisenberg model on a comb lattice, this work identifies an example of spontaneous continuous symmetry breaking in a 1D system with short-range interactions. When a symmetry-preserving relevant perturbation is applied to the system, we find that this model can always be described by the Marshall-Lieb-Mattis (MLM) theorem. The Shen-Qiu-Tian theorem establishes a direct connection between the MLM theorem (in the case of bipartite lattices with unequal numbers of sites in the two sublattices) and the breaking of continuous symmetry. Moreover, although authors of previous studies have suggested that the presence of a tower of states (TOS) serves as an important numerical diagnostic of the tendency of a system toward spontaneous symmetry breaking, these investigations have primarily focused on two-dimensional systems. In 1D systems, however, the presence of long-range order does not automatically imply the emergence of a TOS. Here, we observe the existence of a TOS in a 1D realistic ferrimagnetic lattice system with short-range interactions.

DOI
10.1103/mj51-1vgz

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Based on the study of a one-dimensional (1D) antiferromagnetic Heisenberg model on a comb lattice, this work identifies an example of spontaneous continuous symmetry breaking in a 1D system with short-range interactions. When a symmetry-preserving relevant perturbation is applied to the system, we find that this model can always be described by the Marshall-Lieb-Mattis (MLM) theorem. The Shen-Qiu-Tian theorem establishes a direct connection between the MLM theorem (in the case of bipartite lattices with unequal numbers of sites in the two sublattices) and the breaking of continuous symmetry. Moreover, although authors of previous studies have suggested that the presence of a tower of states (TOS) serves as an important numerical diagnostic of the tendency of a system toward spontaneous symmetry breaking, these investigations have primarily focused on two-dimensional systems. In 1D systems, however, the presence of long-range order does not automatically imply the emergence of a TOS. Here, we observe the existence of a TOS in a 1D realistic ferrimagnetic lattice system with short-range interactions.
We calculate the order parameter m in the infinite-range isotropic-interaction quantum model of antiferromagnetism due to Lieb and Mattis (LM). The Hamiltonian H1{\mathit{H}}_{1}H1​ in this model contains pure Heisenberg interactions. m is the mean value of the z component msz{\mathit{m}}_{\mathit{s}}^{\mathit{z}}msz​ of the staggered spin per particle ms{\mathbf{m}}_{\mathit{s}}ms​ in the ground state of H1{\mathit{H}}_{1}H1​ plus a symmetry-breaking term HB{\mathit{H}}_{\mathit{B}}HB​ due to an infinitesimal staggered field B in the thermodynamic limit (TL). We find a value of \ensuremath{\surd}3 for the ratio r=m/m0{\mathit{m}}_{0}m0​, m0{\mathit{m}}_{0}m0​ being the root-mean-square value of msz{\mathit{m}}_{\mathit{s}}^{\mathit{z}}msz​ for B==0 in the TL. m and m0{\mathit{m}}_{0}m0​ measure, respectively, the spontaneous symmetry breaking and the amount of long-range order in the symmetry-unbroken state. This value is expected on the basis of our recent argument that r= \ensuremath{\surd}3 if ms{\mathbf{m}}_{\mathit{s}}ms​ behaves in the TL as a classical vector with no magnitude fluctuations---behavior that we show holds for the Lieb-Mattis model. The addition to H1{\mathit{H}}_{1}H1​ of a small easy-axis anisotropic term is also discussed briefly. These studies allow calculation of the size dependence of quantities that we have recently shown to become lower bounds on m in the TL (bounds that are valid for short-range-interaction models as well). In the LM model, low-lying energy eigenstates with excitation energies of order ${\mathit{N}}^{\mathrm{\ensuremath{-}}1}$, where N is the number of spins, form a continuum (with no gap) in the TL. These are closely related to similar states shown to exist for the nearest-neighbor isotropic Heisenberg antiferromagnet. We show that this continuum has a density of states that is O(N0{\mathit{N}}^{0}N0); i.e., it is not extensive.
Continuous symmetry breaking (CSB) in low-dimensional systems, forbidden by the Mermin-Wagner theorem for short-range interactions, may take place in the presence of slowly decaying long-range interactions. Nevertheless, there is no stringent bound on how slowly interactions should decay to give rise to CSB in 1D quantum systems at zero temperature. Here, we study a long-range interacting spin chain with U(1) symmetry and power-law interactions V(r)∼1/r^{α}. Using a number of analytical and numerical techniques, we find CSB for α smaller than a critical exponent α_{c}(≤3) that depends on the microscopic parameters of the model. Furthermore, the transition from the gapless XY phase to the gapless CSB phase is mediated by the breaking of conformal and Lorentz symmetries due to long-range interactions, and is described by a universality class akin to, but distinct from, the Berezinskii-Kosterlitz-Thouless transition. Signatures of the CSB phase should be accessible in existing trapped-ion experiments.
Some measurements have shown that the second-order exchange interaction is non-negligible in ferromagnetic compounds whose microscopic interactions are described by means of half-odd integer quantum spins. In these spin systems the ground state is either ferromagnetic or antiferromagnetic when the bilinear exchange interaction is dominant. Instead, in ferromagnetic systems characterized by bilinear and biquadratic exchange interactions of comparable magnitude, the energy minimum occurs when spins are in a canting ground-state. To this aim, a one-dimensional (1D) quantum spin chain and a two-dimensional (2D) lattice of quantum spins subjected to periodic boundary conditions are modeled via the generalized quantum Heisenberg Hamiltonian containing, in addition to the isotropic and short-range bilinear exchange interaction of the Heisenberg type, a second-order interaction, the isotropic and short-range biquadratic exchange interaction between nearest-neighbors quantum spins. For these 1D and 2D quantum systems a generalization of the Mermin–Wagner–Hohenberg theorem (also known as Mermin–Wagner–Berezinksii or Coleman theorem) is given. It is demonstrated, by means of quantum statistical arguments, based on Bogoliubov’s inequality, that, at any finite temperature, (1) there is absence of long-range order and that (2) the law governing the vanishing of the order parameter is the same as in the bilinear case for both 1D and 2D quantum ferromagnetic systems. The physical implications of the absence of a spontaneous spin symmetry breaking in 1D spin chains and 2D spin lattices modeled via a generalized quantum Heisenberg Hamiltonian are discussed.
We consider a quantum many-body system on a lattice which exhibits a spontaneous symmetry breaking in its infinite volume ground states, but in which the corresponding order operator does not commute with the Hamiltonian. Typical examples are the Heisenberg antiferromagnet with a Néel order, and the Hubbard model with a (superconducting) off-diagonal long range order. In the corresponding finite system, the symmetry breaking is usually “obscured ” by “quantum fluctuation ” and one gets a symmetric ground state with a long range order. In such a situation, Horsch and von der Linden proved that the finite system has a low-lying eigenstate whose excitation energy is not more than of order N −1, where N denotes the number of the sites in the lattice. Here we study the situation where the broken symmetry is a continuous one. For a particular set of states (which are orthogonal to the ground state and with each other), we prove bounds for their energy expectation values. The bounds establish that there exist ever increasing numbers of low-lying eigenstates whose excitation energies are bounded by a constant times N −1. A crucial feature of the particular low-lying
Tower of States analysis is a powerful tool for investigating phase transitions in condensed matter systems. Spontaneous symmetry breaking implies a specific structure of the energy eigenvalues and their corresponding quantum numbers on finite systems. In these lecture notes we explain the group representation theory used to derive the spectral structure for several scenarios of symmetry breaking. We give numerous examples to compute quantum numbers of the degenerate groundstates, including translational symmetry breaking or spin rotational symmetry breaking in Heisenberg antiferromagnets. These results are then compared to actual numerical data from Exact Diagonalization.