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arXiv:2505.22070 · IEEE Control Systems Letters

Physical Reduced Stochastic Equations for Continuously Monitored Non-Markovian Quantum Systems With a Markovian Embedding

Hendra I. Nurdin

Published Jan 1, 2025• 1 citation
arXivHTMLPDF

Abstract

An effective approach to modeling non-Markovian quantum systems is to embed a principal (quantum) system of interest into a larger quantum system. A widely employed embedding is one that uses another quantum system, referred to as the auxiliary system, which is coupled to the principal system, and both the principal and auxiliary can be coupled to quantum white noise processes. The principal and auxiliary together form a quantum Markov system and the quantum white noises act as a bath (environment) for this system. Recently it was shown that the conditional evolution of the principal system in this embedding under continuous monitoring by a travelling quantum probe can be expressed as a system of coupled stochastic differential equations (SDEs) that involve only operators of the principal system. The reduced conditional state of the principal only (conditioned on the measurement outcomes) are determined by the “diagonal" blocks of this coupled systems of SDEs. It is shown here that the “off-diagonal" blocks can be exactly eliminated up to their initial conditions, leaving a reduced closed system of SDEs for the diagonal blocks only. Under additional conditions the off-diagonal initial conditions can be made to vanish. This new closed system of equations, which includes an integration term involving a two-time stochastic kernel, represents the non-Markovian stochastic dynamics of the principal system under continuous-measurement. The system of equations determine the reduced conditional state of the principal only and may be viewed as a stochastic Nakajima-Zwanzig type of equation for continuously monitored non-Markovian quantum systems.

DOI
10.1109/lcsys.2025.3575438

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An effective approach to modeling non-Markovian quantum systems is to embed a principal (quantum) system of interest into a larger quantum system. A widely employed embedding is one that uses another quantum system, referred to as the auxiliary system, which is coupled to the principal system, and both the principal and auxiliary can be coupled to quantum white noise processes. The principal and auxiliary together form a quantum Markov system and the quantum white noises act as a bath (environment) for this system. Recently it was shown that the conditional evolution of the principal system in this embedding under continuous monitoring by a travelling quantum probe can be expressed as a system of coupled stochastic differential equations (SDEs) that involve only operators of the principal system. The reduced conditional state of the principal only (conditioned on the measurement outcomes) are determined by the “diagonal" blocks of this coupled systems of SDEs. It is shown here that the “off-diagonal" blocks can be exactly eliminated up to their initial conditions, leaving a reduced closed system of SDEs for the diagonal blocks only. Under additional conditions the off-diagonal initial conditions can be made to vanish. This new closed system of equations, which includes an integration term involving a two-time stochastic kernel, represents the non-Markovian stochastic dynamics of the principal system under continuous-measurement. The system of equations determine the reduced conditional state of the principal only and may be viewed as a stochastic Nakajima-Zwanzig type of equation for continuously monitored non-Markovian quantum systems.
Quantum Markov models are employed ubiqui-tously in quantum physics and in quantum information theory due to their relative simplicity and analytical tractability. In particular, these models are known to give accurate approxi-mations for a wide range of quantum optical and meso scopic systems. However, in general, the validity of the Markov approximation entails assumptions regarding properties of the system of interest and its environment, which may not be satisfied or accurate in arbitrary physical systems. Therefore, developing useful modelling tools for general non-Markovian quantum systems for which the Markov approximation is inappropriate or deficient is an undertaking of significant importance. This work considers non-Markovian principal quantum systems that can be embedded in a larger Markovian quantum system with one or more compound baths consisting of an auxiliary quantum system and a quantum white noise field, and derives a set of coupled stochastic and quantum master equations for embedded non-Markovian quantum systems. The case of a purely Hamiltonian coupling between the principal and auxiliary systems as a closed system without coupling to white noises is included as a special case. The results are expected to be of interest for (open-loop and feedback) control of continuous-time non-Markovian systems and studying reduced models for numerical simulation of such systems. They may also shed more light on the general structure of continuous-time non-Markovian quantum systems.
Quantum Markov models have been successfully used to accurately model various physical quantum systems in fields such as quantum optics, optomechanics and superconducting circuits and they provide the basis for (measurement-based) quantum feedback control. However, the quantum Markov assumption is a strong one and it is not expected to hold for general quantum systems of interest. The projection operator approach is one approach that has been developed to model non-Markovian quantum systems by considering its embedding in a larger Markovian quantum system, but mainly in the context of quantum master equations for the dynamics of the unmonitored reduced quantum state of a quantum system. This approach was recently adapted for continuously measured non-Markovian quantum systems, which enables open-loop control but did not yet consider the presence of feedback of the stochastic measurement record, deriving non-Markovian SDEs for the evolution of the projected state of the Markovian embedding. This paper generalizes these stochastic equations to the setting of stochastic feedback based on the continuous-measurement record and shows that the equations take the same form but that previously deterministic terms become stochastic ones which depend on the measurement record, as would be intuitively expected. The stochastic equations are obtained for a generalized class of measurements that includes continuous (possibly adaptive) homodyne and photon counting measurements.
In the last chapter, we dealt with the wide class of physical operations that preserve the Gaussian character of the initial state, treating them as discrete transformations. Here, we describe what could loosely be considered the continuous-time version of such transformations. This chapter is intended to provide the reader with the tools to describe a wide range of notable quantum dynamics, with a very broad applicative scope. After a note on the action of linear and quadratic Hamiltonians, whose description follows directly from the theory of Gaussian states presented in Chapter 3 but was not explicitly clarified so far, we shall address systems linearly coupled to a reservoir of modes that are delta-correlated in time (a situation commonly referred to as ‘white noise’), and thus give rise to Markovian dynamics which we shall refer to as ‘diffusive’ for reasons that will be made clear in due time. Our story will commence with a derivation of the Gaussian dynamics resulting from such an environmental coupling, in the form of dynamical equations for the first and second statistical moments. Besides their interest per se , the latter will be instrumental in obtaining an unconventional derivation of the master equations that govern general, not necessarily Gaussian, quantum states under the same conditions. The corresponding quantum Langevin equations for the canonical operators in the Heisenberg picture will also be derived. Next, we will turn our attention to the study of the system's dynamics that result from the measurement of the environment. This is a topic with a longstanding tradition in quantum mechanics, grounded in the formalism of quantum stochastic calculus that emerged within the mathematical physics community as early as the seventies, and then re-introduced as the quantum trajectories approach in quantum optics almost twenty years later. The ‘weak’ POVMs resulting from observing a weakly coupled environment (as opposed to ‘strong’, projective measurements), carried out continuously in time (a prescription customarily subsumed by the term ‘monitoring’), leads to a stochastic dynamics for the system, where the randomness of the measurement outcomes is compactly and most elegantly represented by infinitesimal stochastic increments, giving rise to continuous but not differentiable quantum dynamics. Existing approaches to this subject tend to be quite impervious to the uninitiated. In the quantum optics literature, this is largely due to the technicalities involved in incorporating the discontinuous update of the quantum state prescribed by the von Neumann postulate. More mathematically oriented treatments have instead typically preferred an algebraic approach where the usual difficulty of describing measurements in the Heisenberg picture is compounded by the adoption of a rather abstract hierarchy of filters, in part inspired by classical control theory, to describe different possible updates of the quantum state. This state of affairs is further complicated by the added difficulties that come with the necessary introduction of some form of quantum stochastic calculus. Our approach to monitoring will therefore take a different route. Like in our derivation of diffusion and master equations, we shall keep restricting to linear couplings with a white noise environment, forfeiting full generality This situation is well modelled by the so called input-output formalism, whose physical origin will be discussed in detail in Chapter 9 , which approximates reliably, among other instances, the interaction between internal resonating modes and electromagnetic radiation leaking in and out of an optical cavity. First, we shall introduce stochastic Wiener increments and the Itô rule, which will arise naturally from the identification of the continuum field's modes subject to monitoring. We shall deliberately keep our arsenal of stochastic methods to these bare essentials, sacrificing to some extent both depth and generality, but still providing the reader with a powerful and seminal demonstration of the formalism. We shall then restrict to Gaussian general-dyne detections and apply the exact formalism developed in the previous chapter to the continuous filtering of the system's state conditioned by such measurements' outcomes. Next, as in our derivation of the unconditional master equations, we shall use the Gaussian dynamics as a key to unlock the full stochastic master equations governing general states. Hence, we will build on the quantum theory of filtering in the Gaussian regime to derive dynamical equations for linear feedback control and also apply our theoretical tools to the enhanced production of squeezing. Finally, we will turn to the closely related paradigm of coherent feedback, where environmental modes do not undergo measurements but are fed back to interact coherently with the system, see in detail how it modifies Gaussian diffusive dynamics and assess its potential for control by reconsidering the production of squeezing assisted by interferometric coherent feedback loops.
The non-Markovian master equation for open quantum systems is obtained by generalization of the ordinary Zwanzig-Nakajima (ZN) projection technique. To this end, a coupled chain of equations for the reduced density matrices of the bath ϱB(t)\varrho_{B}(t)ϱB​(t) and the system ϱS(t)\varrho_{S}(t)ϱS​(t) are written down. A formal solution of the equation for ϱB(t)\varrho_{B}(t)ϱB​(t), having been inserted in the equation for the reduced density matrix of the system, in the 2-nd approximation in interaction yields a very specific extra term in the generalized master equation. This term, being nonlinear in ϱS(t)\varrho_{S}(t)ϱS​(t), is related to the intrinsic bath dynamics and vanishes in the Markovian limit. To verify the consistence and robustness of our approach, we applied the generalized ZN projection scheme to a simple dephasing model. It is shown that consideration of the lowest order in interaction is insufficient to describe time evolution of the system coherence adequately. We explain this fact by analyzing the exact and approximate forms of ϱB(t)\varrho_{B}(t)ϱB​(t) and give some hints how to take the dynamic correlations (which originate from the spin-bath coupling) into account.
Abstract Quantum trajectory techniques have been used in the theory of open systems as a starting point for numerical computations and to describe the monitoring of a quantum system in continuous time. We extend this technique to develop a general approach to the dynamics of quantum/classical hybrid systems. By using two coupled stochastic differential equations, we can describe a classical component and a quantum one which have their own intrinsic dynamics and which interact with each other. A mathematically rigorous construction is given, under the restriction of having a Markovian joint dynamics and of involving only bounded operators on the Hilbert space of the quantum component. An important feature is that, if the interaction allows for a flow of information from the quantum component to the classical one, necessarily the dynamics is dissipative. We show also how this theory is connected to a suitable hybrid dynamical semigroup, which reduces to a quantum dynamical semigroup in the purely quantum case and includes Liouville and Kolmogorov–Fokker–Planck equations in the purely classical case. Moreover, this semigroup allows to compare the proposed stochastic dynamics with various other proposals based on hybrid master equations. Some simple examples are constructed in order to show the variety of physical behaviors which can be described; in particular, a model presenting hidden entanglement is introduced.
Abstract We develop a system of non-linear stochastic evolution equations that describes the continuous measurements of quantum systems with mixed initial state. We address quantum systems with unbounded Hamiltonians and unbounded interaction operators. Using arguments of the theory of quantum measurements we derive a system of stochastic interacting wave functions (SIWFs for short) that models the continuous monitoring of quantum systems. We prove the existence and uniqueness of the solution to this system under conditions general enough for the applications. We obtain that the mixed state generated by the SIWF at any time does not depend on the initial state, and satisfies the diffusive stochastic quantum master equation, which is also known as Belavkin equation. We present two physical examples. In one, the SIWF becomes a system of non-linear stochastic partial differential equations. In the other, we deal with a model of a circuit quantum electrodynamics.