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arXiv:2502.17572 · PRX Quantum

Information-Theoretic Principle of Emergent 1-Form Symmetries

Yujie Liu, Wen-Tao Xu, Frank Pollmann, Michael Knap

Published Sep 16, 2026• 0 citations
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Abstract

Higher-form symmetries act on subdimensional spatial manifolds of a quantum system. They can emerge as an exact symmetry at low energies even when they are explicitly broken at the microscopic level, making them difficult to characterize. In this work, we propose that the emergence of 1-form symmetries is information-theoretic in nature, characterized by the preservation of information about a specific bare (microscopic) 1-form symmetry. As a consequence, the loss of the emergent 1-form symmetry is an information-theoretic transition which we argue to be revealed from the long-range entanglement in the ensemble of post-measurement states. We analytically determine the regimes in which a 1-form symmetry emerges in product states on one- and two-dimensional lattices. In analytically intractable regimes, we demonstrate how to efficiently detect 1-form symmetries with a global quantum error correction (QEC) decoder and numerically examine the information-theoretic transition of the 1-form symmetry, including systems with Z 2 topological order. As a practical application of our framework, we show that once the 1-form symmetry is detected to exist, a topological quantum phase transition characterized by the spontaneous breaking of the 1-form symmetry can be accurately determined by a disorder parameter. We further argue that our proposed theory for emergent 1-form symmetries offers new perspectives on particle condensation and suggests sharp information-theoretic phase boundaries between Higgs and confining regimes in the Z 2 lattice gauge theory.

DOI
10.1103/d6qf-5chk

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Higher-form symmetries act on subdimensional spatial manifolds of a quantum system. They can emerge as an exact symmetry at low energies even when they are explicitly broken at the microscopic level, making them difficult to characterize. In this work, we propose that the emergence of 1-form symmetries is information-theoretic in nature, characterized by the preservation of information about a specific bare (microscopic) 1-form symmetry. As a consequence, the loss of the emergent 1-form symmetry is an information-theoretic transition which we argue to be revealed from the long-range entanglement in the ensemble of post-measurement states. We analytically determine the regimes in which a 1-form symmetry emerges in product states on one- and two-dimensional lattices. In analytically intractable regimes, we demonstrate how to efficiently detect 1-form symmetries with a global quantum error correction (QEC) decoder and numerically examine the information-theoretic transition of the 1-form symmetry, including systems with Z 2 topological order. As a practical application of our framework, we show that once the 1-form symmetry is detected to exist, a topological quantum phase transition characterized by the spontaneous breaking of the 1-form symmetry can be accurately determined by a disorder parameter. We further argue that our proposed theory for emergent 1-form symmetries offers new perspectives on particle condensation and suggests sharp information-theoretic phase boundaries between Higgs and confining regimes in the Z 2 lattice gauge theory.
Although condensed matter systems usually do not have higher-form symmetries, we show that, unlike 0-form symmetry, higher-form symmetries can emerge as exact symmetries at low energies and long distances. In particular, emergent higher-form symmetries at zero temperature are robust to arbitrary local UV perturbations in the thermodynamic limit. This result is true for both invertible and noninvertible higher-form symmetries. Therefore emergent higher-form symmetries are exact emergent symmetries: they are not UV symmetries but constrain low-energy dynamics as if they were. Since phases of matter are defined in the thermodynamic limit, this implies that a UV theory without higher-form symmetries can have phases characterized by exact emergent higher-form symmetries. We demonstrate this in three lattice models, the quantum clock model and emergent ZN{\mathbb{Z}}_{N}ZN​ and U(1)p\mathrm{U}(1)\phantom{\rule{4pt}{0ex}}pU(1)p-gauge theory, finding regions of parameter space with exact emergent (anomalous) higher-form symmetries. Furthermore, we perform a generalized Landau analysis of a 2+1D2+1\mathrm{D}2+1D lattice model that gives rise to Z2{\mathbb{Z}}_{2}Z2​ gauge theory. Using exact emergent 1-form symmetries accompanied by their own energy/length scales, we show that the transition between the deconfined and Higgs/confined phases is continuous and equivalent to the spontaneous symmetry-breaking transition of a Z2{\mathbb{Z}}_{2}Z2​ symmetry, even though the lattice model has no symmetry. Also, we show that this transition line must always contain two parts separated by multi-critical points or other phase transitions. We discuss the physical consequences of exact emergent higher-form symmetries and contrast them to emergent 0-form symmetries. Lastly, we show that emergent 1-form symmetries are no longer exact at finite temperatures, but emergent ppp-form symmetries with $p\ensuremath{\ge}2$ are.
We explore the relationship between higher-form symmetries and entanglement properties in lattice gauge theories with discrete gauge groups, which can exhibit both topologically ordered phases and higher-form symmetry-protected topological (SPT) phases. Our study centers on a generalization of the Fradkin-Shenker model describing Z 2 lattice gauge theory with matter, where the Gauss law constraint can be either emergent or exact. The phase diagram includes a topologically ordered deconfined phase and a nontrivial SPT phase protected by a 1-form and a 0-form symmetry, among others. We obtain the following key findings: First, the entanglement properties of the model depend on whether the 1-form symmetries and the Gauss law constraint are exact or emergent. For the emergent Gauss law, the entanglement spectrum (ES) of the nontrivial SPT phase exhibits degeneracies, which are robust at low energies against weak perturbations that explicitly break the exact 1-form symmetry. When the Gauss law and the 1-form symmetry are both exact, the ES degeneracy is extensive. This extensive degeneracy turns out to be fragile and can be removed completely by infinitesimal perturbations that explicitly break the exact 1-form symmetry while keeping the Gauss law exact. Second, we consider the ES in the topologically ordered phase where 1-form symmetries are spontaneously broken. In contrast to the ES of the nontrivial SPT phase, we find that spontaneous higher-form symmetry breaking removes “half” of the ES levels, leading to a nondegenerate ES in the topologically ordered phase, in general. Third, we derive a connection between spontaneous higher-form symmetry breaking and the topological entanglement entropy (TEE). Using this relation, we investigate the entanglement entropy that can be distilled in the deconfined phase of the original Fradkin-Shenker model using gauge-invariant measurements. We show that the TEE is robust against the measurement when the 1-form symmetry is emergent but it is fragile when the 1-form symmetry is exact. Our results demonstrate the advantage of higher-form symmetries for understanding entanglement properties of gauge theories.
Higher-form symmetries generalize conventional global symmetries and act on lower-dimensional submanifolds of a quantum system. While Abelian topological phases can be organized by 1-form symmetries that form a group, non-Abelian topological phases based on finite groups require 1-form symmetry operators governed by non-invertible fusion algebras. In this work, we make this statement precise in quantum double lattice models D(G)\mathcal D(G)D(G) for finite non-Abelian groups GGG. We construct the electric, magnetic, and dyonic 1-form operators directly at the lattice fixed point and show that together they form a complete nonlocal diagnostic algebra for the topological Hilbert space. Using these operators, we explicitly determine the cylinder and torus ground-state subspaces for arbitrary finite GGG. Furthermore, we calculate the microscopic fusion and gluing of the 1-form symmetries and show that their topological deformation properties emerge after projection to the defect-free topological subspace. Our results establish ground states of non-Abelian quantum double models as a concrete microscopic realization of spontaneous non-invertible 1-form symmetry breaking and provide an operator language that may be useful for characterizing such states in quantum processors.
In recent years, new phases of matter that are beyond the Landau paradigm of symmetry breaking have been accumulating, and to catch up with this fast development, new notions of global symmetry are introduced. Among them, the higher-form symmetry, whose symmetry charges are spatially extended, can be used to describe topologically ordered phases as the spontaneous breaking of the symmetry, and consequently unify the unconventional and conventional phases under the same conceptual framework. However, such conceptual tools have not been put into quantitative tests except for certain solvable models, therefore limiting their usage in the more generic quantum many-body systems. In this work, we study Z2{\mathbb{Z}}_{2}Z2​ higher-form symmetry in a quantum Ising model, which is dual to the global (zero-form) Ising symmetry. We compute the expectation value of the Ising disorder operator, which is a nonlocal order parameter for the higher-form symmetry, analytically in free scalar theories and through unbiased quantum Monte Carlo simulations for the interacting fixed point in (2+1)d(2+1)d(2+1)d. From the scaling form of this extended object, we confirm that the higher-form symmetry is indeed spontaneously broken inside the paramagnetic, or quantum disordered phase (in the Landau sense), but remains symmetric in the ferromagnetic or ordered phase. At the Ising critical point, we find that the disorder operator also obeys a ``perimeter'' law scaling with possibly multiplicative power-law corrections. We discuss examples where both the global zero-form symmetry and the dual higher-form symmetry are preserved, in systems with a codimension-1 manifold of gapless points in momentum space. These results provide nontrivial working examples of higher-form symmetry operators, including the direct computation of one-form order parameter in an interacting conformal field theory, and open the avenue for their generic implementation in quantum many-body systems.
We explore the rich landscape of higher-form and non-invertible symmetries that emerge at low energies in generic ordered phases. Using that their charge is carried by homotopy defects (i.e., domain walls, vortices, hedgehogs, etc.), in the absence of domain walls we find that their symmetry defects in D D -dimensional spacetime are described by (D-1) ( D − 1 ) -representations of a (D-1) ( D − 1 ) -group that depends only on the spontaneous symmetry-breaking (SSB) pattern of the ordered phase. These emergent symmetries are not spontaneously broken in the ordered phase. We show that spontaneously breaking them induces a phase transition into a nontrivial disordered phase that can have symmetry-enriched (non-)Abelian topological orders, photons, and even more emergent symmetries. This SSB transition is between two distinct SSB phases–an ordinary and a generalized one–making it a possible generalized deconfined quantum critical point. We also investigate the ’t Hooft anomalies of these emergent symmetries and conjecture that there is always a mixed anomaly between them and the microscopic symmetry spontaneously broken in the ordered phase. One way this anomaly can manifest is through the fractionalization of the microscopic symmetry’s quantum numbers. Our results demonstrate that even the most exotic generalized symmetries emerge in ordinary phases and provide a valuable framework for characterizing them and their transitions.
Global symmetry (0-symmetry) acts on the whole space while higher kkk-symmetry acts on all the codimension-kkk closed subspaces. The usual condensed matter lattice theories do not include dynamical electromagnetic (EM) field and do not have higher symmetries (unless we engineer fine-tuned toy models). However, for gapped systems, (anomalous) higher symmetries can emerge from the usual condensed matter theories at low energies (usually in a spontaneously broken form). We pointed out that the emergent spontaneously broken higher symmetries are nothing but a kind of topological order. Thus the study of emergent spontaneously broken higher symmetries is a study of topological order. The emergent (anomalous) higher symmetries can be used to constrain possible phase transitions and possible phases induced by certain types of excitations in topological orders. (Anomalous) higher symmetry can also emerge in gapless systems if the gapless excitations contain gapless gauge fields. In particular, EM condensed matter systems that include the dynamical EM field have an emergent anomalous U(1)U(1)U(1)-1-symmetry below the energy gap of the magnetic monopoles. So EM condensed matter systems can realize some physical phenomena of anomalous higher symmetry. In particular, any gapped liquid phase of an EM condensed matter system (induced by arbitrary fluctuations and condensations of electric charges and photons) must have a nontrivial bosonic topological order.