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arXiv:1812.02517 · Physical review. B./Physical review. B

Emergent anomalous higher symmetries from topological order and from dynamical electromagnetic field in condensed matter systems

Xiao-Gang Wen

Published May 22, 2019• 127 citations
arXivHTMLPDF

Abstract

Global symmetry (0-symmetry) acts on the whole space while higher $k$-symmetry acts on all the codimension-$k$ closed subspaces. The usual condensed matter lattice theories do not include dynamical electromagnetic (EM) field and do not have higher symmetries (unless we engineer fine-tuned toy models). However, for gapped systems, (anomalous) higher symmetries can emerge from the usual condensed matter theories at low energies (usually in a spontaneously broken form). We pointed out that the emergent spontaneously broken higher symmetries are nothing but a kind of topological order. Thus the study of emergent spontaneously broken higher symmetries is a study of topological order. The emergent (anomalous) higher symmetries can be used to constrain possible phase transitions and possible phases induced by certain types of excitations in topological orders. (Anomalous) higher symmetry can also emerge in gapless systems if the gapless excitations contain gapless gauge fields. In particular, EM condensed matter systems that include the dynamical EM field have an emergent anomalous $U(1)$-1-symmetry below the energy gap of the magnetic monopoles. So EM condensed matter systems can realize some physical phenomena of anomalous higher symmetry. In particular, any gapped liquid phase of an EM condensed matter system (induced by arbitrary fluctuations and condensations of electric charges and photons) must have a nontrivial bosonic topological order.

DOI
10.1103/physrevb.99.205139

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Global symmetry (0-symmetry) acts on the whole space while higher kkk-symmetry acts on all the codimension-kkk closed subspaces. The usual condensed matter lattice theories do not include dynamical electromagnetic (EM) field and do not have higher symmetries (unless we engineer fine-tuned toy models). However, for gapped systems, (anomalous) higher symmetries can emerge from the usual condensed matter theories at low energies (usually in a spontaneously broken form). We pointed out that the emergent spontaneously broken higher symmetries are nothing but a kind of topological order. Thus the study of emergent spontaneously broken higher symmetries is a study of topological order. The emergent (anomalous) higher symmetries can be used to constrain possible phase transitions and possible phases induced by certain types of excitations in topological orders. (Anomalous) higher symmetry can also emerge in gapless systems if the gapless excitations contain gapless gauge fields. In particular, EM condensed matter systems that include the dynamical EM field have an emergent anomalous U(1)U(1)U(1)-1-symmetry below the energy gap of the magnetic monopoles. So EM condensed matter systems can realize some physical phenomena of anomalous higher symmetry. In particular, any gapped liquid phase of an EM condensed matter system (induced by arbitrary fluctuations and condensations of electric charges and photons) must have a nontrivial bosonic topological order.
Although condensed matter systems usually do not have higher-form symmetries, we show that, unlike 0-form symmetry, higher-form symmetries can emerge as exact symmetries at low energies and long distances. In particular, emergent higher-form symmetries at zero temperature are robust to arbitrary local UV perturbations in the thermodynamic limit. This result is true for both invertible and noninvertible higher-form symmetries. Therefore emergent higher-form symmetries are exact emergent symmetries: they are not UV symmetries but constrain low-energy dynamics as if they were. Since phases of matter are defined in the thermodynamic limit, this implies that a UV theory without higher-form symmetries can have phases characterized by exact emergent higher-form symmetries. We demonstrate this in three lattice models, the quantum clock model and emergent ZN{\mathbb{Z}}_{N}ZN​ and U(1)p\mathrm{U}(1)\phantom{\rule{4pt}{0ex}}pU(1)p-gauge theory, finding regions of parameter space with exact emergent (anomalous) higher-form symmetries. Furthermore, we perform a generalized Landau analysis of a 2+1D2+1\mathrm{D}2+1D lattice model that gives rise to Z2{\mathbb{Z}}_{2}Z2​ gauge theory. Using exact emergent 1-form symmetries accompanied by their own energy/length scales, we show that the transition between the deconfined and Higgs/confined phases is continuous and equivalent to the spontaneous symmetry-breaking transition of a Z2{\mathbb{Z}}_{2}Z2​ symmetry, even though the lattice model has no symmetry. Also, we show that this transition line must always contain two parts separated by multi-critical points or other phase transitions. We discuss the physical consequences of exact emergent higher-form symmetries and contrast them to emergent 0-form symmetries. Lastly, we show that emergent 1-form symmetries are no longer exact at finite temperatures, but emergent ppp-form symmetries with $p\ensuremath{\ge}2$ are.
Two global symmetries are holoequivalent if their algebras of local symmetric operators are isomorphic. A holoequivalent class of global symmetries is described by a topological order (TO) in one higher dimension (called symmetry TO), which leads to a symmetry/topological-order (Symm/TO) correspondence. We establish that (1) for systems with a symmetry described by symmetry TO M\mathcal{M}M, their gapped and gapless states are classified by condensable algebras A\mathcal{A}A, formed by elementary excitations in M\mathcal{M}M with trivial self-/mutual statistics. These so-called A\mathcal{A}A states can describe symmetry breaking orders, symmetry protected topological orders, symmetry enriched topological orders, gapless critical points, etc. in a unified way. (2) The local low-energy properties of an A\mathcal{A}A state can be calculated from its reduced symmetry TO M/A{\mathcal{M}}_{/\mathcal{A}}M/A​, using holographic modular bootstrap (holoMB) which takes M/A{\mathcal{M}}_{/\mathcal{A}}M/A​ as an input. Here M/A{\mathcal{M}}_{/\mathcal{A}}M/A​ is obtained from M\mathcal{M}M by condensing excitations in A\mathcal{A}A. Notably, an A\mathcal{A}A state must be gapless if M/A{\mathcal{M}}_{/\mathcal{A}}M/A​ is nontrivial. This provides a unified understanding of the emergence and symmetry protection of gaplessness that applies to symmetries that are anomalous, higher-form, and/or noninvertible. (3) The relations between condensable algebras constrain the structure of the global phase diagram. We find that, for $1+1\mathrm{D} {\mathbb{Z}}_{2}\ifmmode\times\else\texttimes\fi{}{\mathbb{Z}}_{2}^{\ensuremath{'}}$ symmetry with mixed anomaly, there is a stable continuous transition (deconfined quantum critical point) between the Z2{\mathbb{Z}}_{2}Z2​-breaking-${\mathbb{Z}}_{2}^{\ensuremath{'}}$-symmetric phase and the Z2{\mathbb{Z}}_{2}Z2​-symmetric-${\mathbb{Z}}_{2}^{\ensuremath{'}}$-breaking phase. The critical point is the same as a Z4{\mathbb{Z}}_{4}Z4​ symmetry breaking critical point. (4) 1+1D1+1\mathrm{D}1+1D bosonic systems with S3{S}_{3}S3​ symmetry have four gapped phases with unbroken symmetries S3,Z3,Z2{S}_{3}, {\mathbb{Z}}_{3}, {\mathbb{Z}}_{2}S3​,Z3​,Z2​, and Z1{\mathbb{Z}}_{1}Z1​. We find a duality between two transitions ${S}_{3}\ensuremath{\leftrightarrow}{\mathbb{Z}}_{1}$ and ${\mathbb{Z}}_{3}\ensuremath{\leftrightarrow}{\mathbb{Z}}_{2}$: they are either both first order or both (stably) continuous, and in the latter case, they are described by the same conformal field theory (CFT). (5) The gapped and gapless states for 1+1D1+1\mathrm{D}1+1D bosonic systems with anomalous S3{S}_{3}S3​ symmetries are obtained as well. For example, anomalous S3(1){S}_{3}^{(1)}S3(1)​ and S3(2){S}_{3}^{(2)}S3(2)​ symmetries can have symmetry protected chiral gapless states with only symmetric irrelevant and marginal operators.
A global symmetry (0-symmetry) in an n-dimensional space acts on the whole space.A higher symmetry acts on closed submanifolds (i.e., loops and membranes, etc.), and those transformations form a higher group.In this paper, we introduce the notion of algebraic higher symmetry, which generalizes higher symmetry and is beyond higher group.We show that an algebraic higher symmetry in a bosonic system in n-dimensional space is characterized and classified by a local fusion n-category.We find that, when restricted to its symmetric sub-Hilbert space, an algebraic higher symmetry can be fully characterized by a noninvertible gravitational anomaly (i.e., a topological order in one higher dimension).Thus, we also refer to a noninvertible gravitational anomaly as categorical symmetry to stress its connection to symmetry.This provides a holographic and entanglement view of symmetries.For a system with a categorical symmetry, its gapped state must spontaneously break part (not all) of the symmetry, and the state with the full symmetry must be gapless.Using such a holographic point of view, we obtain (1) the gauging of the algebraic higher symmetry; (2) the classification of anomalies for an algebraic higher symmetry; (3) the equivalence between classes of systems, with different (potentially anomalous) algebraic higher symmetries or different sets of low-energy excitations, as long as they have the same categorical symmetry; and (4) the classification of gapped liquid phases for bosonic and/or fermionic systems with a categorical symmetry, as gapped boundaries of a topological order in one higher dimension (that corresponds to the categorical symmetry).This classification includes symmetry protected trivial (SPT) orders and symmetry enriched topological (SET) orders with an algebraic higher symmetry.
We study several aspects of the realization of global symmetries in highly entangled phases of quantum matter. Examples include gapped topological ordered phases, gapless quantum spin liquids, and non-Fermi liquid phases. An insightful window into such phases is provided by recent developments in the theory of short-ranged entangled symmetry protected topological (SPT) phases. First, they generate useful no-go constraints on how global symmetry may be implemented in a highly entangled phase. Possible symmetry implementation in gapped topological phases and some proposed gapless spin/Bose liquids are examined in this light. We show that some previously proposed spin liquid states for 2D quantum magnets do not in fact have consistent symmetry implementation unless they occur as the surface of a 3D SPT phase. A second SPT-based insight into highly entangled states is the development of a view point of such states as SPT phases of one of the emergent excitations. We describe this in the specific context of time-reversal symmetric 3D U(1) quantum spin liquids with an emergent photon. Different such spin liquids are shown to be equivalent to different SPT insulating phases of the emergent monopole excitation of such phases. The highly entangled states also in turn enrich our understanding of SPT phases. We use the insights obtained from our results to provide an explicit construction of bosonic SPT phases in 3D in a system of coupled layers. This includes construction of a time-reversal symmetric SPT state that is not currently part of the cohomology classification of such states.
Symmetry is a fundamental organising principle in theoretical physics, underpinning the conservation of physical quantities and the characterisation of phases of matter. It is closely related to topology, leading to generalisations such as higher-form and non-invertible symmetries, with applications in electromagnetism, the standard model of particle physics, condensed matter, and quantum computation. This thesis harnesses generalised symmetries to derive universal results in gapped and gapless phases of matter, focusing particularly on topologically ordered systems and conformal field theories (CFTs). Topological order is characterised by long-range entangled gapped phases, namely ground states that cannot be disentangled by finite-depth quantum circuits. At low energies it is described via topological quantum field theories (TQFTs). One part of this thesis focusses on extracting patterns of long-range entanglement from the low-energy TQFT for a class of topological orders described by abelian BF theory. By considering algebras of topological operators restricted to subregions, a new measure of entanglement, termed essential topological entanglement, is introduced to refine topological entanglement entropy. This is complemented by a detailed analysis of the edge-mode spectrum of abelian BF theory and its contribution to entanglement entropy across different topologies. A key mathematical result, enabling the above analysis, is the generalisation of Kac–Moody current algebras and their representation theory to higher dimensions. On the gapless front, the thesis considers CFTs with continuous higher-form symmetries, invertible or non-invertible. It is shown that they also possess infinite-dimensional current algebras akin to those described above. Their representation theory allows for a complete characterisation of the quantum states of these theories across arbitrary spatial topologies. In four dimensions, CFTs with continuous one-form symmetries can be described in terms of free photons. Combining this with the previous analysis leads to a one-to-one correspondence between states on particular topologies and line operators, i.e. wires carrying distributions of electric and magnetic charge.
Condensed matter is the area of physics which deals with the phases of matter in condensed form with an aim to understand the properties of these phases and the transition between them based on the known laws of physics. This is usually done by figuring out some characteristic properties of the phase which sets it apart from the others, e.g., symmetry, topological order, entanglement, etc. The most common way of characterizing the transition between these phases is the broken symmetry. In this classification method, one finds the symmetry which phase breaks spontaneously during the transition and develops a local long-range order. This is the famous Landau’s symmetry breaking paradigm [ 1 ]. Landau’s symmetry breaking theory is a phenomenological theory which describes the transition from a symmetric phase (high-temperature phases) to a less symmetric/broken symmetry phase (phases at low temperature). A zero-temperature phase transition is also possible (by tuning the parameters of the Hamiltonian) and is known as quantum phase transition [ 2 ]. Although there were other paradigms of phase transition available, like Anderson localization [ 3 ], Berezinsky—Kosterlitz—Thouless transition [ 4 ] (broken symmetry but no long-range order), etc., Landau’s spontaneous symmetry breaking dominated over the others.