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arXiv:2205.06244 · Physical review. B./Physical review. B

Holographic theory for continuous phase transitions: Emergence and symmetry protection of gaplessness

Arkya Chatterjee, Xiao-Gang Wen

Published Aug 2, 2023• 72 citations
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Abstract

Two global symmetries are holoequivalent if their algebras of local symmetric operators are isomorphic. A holoequivalent class of global symmetries is described by a topological order (TO) in one higher dimension (called symmetry TO), which leads to a symmetry/topological-order (Symm/TO) correspondence. We establish that (1) for systems with a symmetry described by symmetry TO $\mathcal{M}$, their gapped and gapless states are classified by condensable algebras $\mathcal{A}$, formed by elementary excitations in $\mathcal{M}$ with trivial self-/mutual statistics. These so-called $\mathcal{A}$ states can describe symmetry breaking orders, symmetry protected topological orders, symmetry enriched topological orders, gapless critical points, etc. in a unified way. (2) The local low-energy properties of an $\mathcal{A}$ state can be calculated from its reduced symmetry TO ${\mathcal{M}}_{/\mathcal{A}}$, using holographic modular bootstrap (holoMB) which takes ${\mathcal{M}}_{/\mathcal{A}}$ as an input. Here ${\mathcal{M}}_{/\mathcal{A}}$ is obtained from $\mathcal{M}$ by condensing excitations in $\mathcal{A}$. Notably, an $\mathcal{A}$ state must be gapless if ${\mathcal{M}}_{/\mathcal{A}}$ is nontrivial. This provides a unified understanding of the emergence and symmetry protection of gaplessness that applies to symmetries that are anomalous, higher-form, and/or noninvertible. (3) The relations between condensable algebras constrain the structure of the global phase diagram. We find that, for $1+1\mathrm{D} {\mathbb{Z}}_{2}\ifmmode\times\else\texttimes\fi{}{\mathbb{Z}}_{2}^{\ensuremath{'}}$ symmetry with mixed anomaly, there is a stable continuous transition (deconfined quantum critical point) between the ${\mathbb{Z}}_{2}$-breaking-${\mathbb{Z}}_{2}^{\ensuremath{'}}$-symmetric phase and the ${\mathbb{Z}}_{2}$-symmetric-${\mathbb{Z}}_{2}^{\ensuremath{'}}$-breaking phase. The critical point is the same as a ${\mathbb{Z}}_{4}$ symmetry breaking critical point. (4) $1+1\mathrm{D}$ bosonic systems with ${S}_{3}$ symmetry have four gapped phases with unbroken symmetries ${S}_{3}, {\mathbb{Z}}_{3}, {\mathbb{Z}}_{2}$, and ${\mathbb{Z}}_{1}$. We find a duality between two transitions ${S}_{3}\ensuremath{\leftrightarrow}{\mathbb{Z}}_{1}$ and ${\mathbb{Z}}_{3}\ensuremath{\leftrightarrow}{\mathbb{Z}}_{2}$: they are either both first order or both (stably) continuous, and in the latter case, they are described by the same conformal field theory (CFT). (5) The gapped and gapless states for $1+1\mathrm{D}$ bosonic systems with anomalous ${S}_{3}$ symmetries are obtained as well. For example, anomalous ${S}_{3}^{(1)}$ and ${S}_{3}^{(2)}$ symmetries can have symmetry protected chiral gapless states with only symmetric irrelevant and marginal operators.

DOI
10.1103/physrevb.108.075105

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Topological holography is a holographic principle that describes the generalized global symmetry of a local quantum system in terms of a topological order in one higher dimension. This framework separates the topological data from the local dynamics of a theory and provides a unified description of the symmetry and duality in gapped and gapless phases of matter. In this work, we develop the topological holographic picture for (1+1) d d quantum phases, including both gapped phases as well as a wide range of quantum critical points, including phase transitions between symmetry protected topological (SPT) phases, symmetry enriched quantum critical points, deconfined quantum critical points, and intrinsically gapless SPT phases. Topological holography puts a strong constraint on the emergent symmetry and the anomaly for these critical theories. We show how the partition functions of these critical points can be obtained from dualizing (orbifolding) more familiar critical theories. The topological responses of the defect operators are also discussed in this framework. We further develop a topological holographic picture for conformal boundary states of (1+1) d d rational conformal field theories. This framework provides a simple physical picture to understand conformal boundary states and also uncovers the nature of the gapped phases corresponding to the boundary states.
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Symmetry is usually defined via transformations described by a (higher) group. But a symmetry really corresponds to an algebra of local symmetric operators, which directly constrains the properties of the system. In this paper, we point out that the algebra of local symmetric operators contains a special class of extended operators---transparent patch operators, which reveal the selection sectors and hence the corresponding symmetry. The algebra of those transparent patch operators in nnn-dimensional space gives rise to a nondegenerate braided fusion nnn-category, which happens to describe a topological order in one higher dimension (for finite symmetry). Such a holographic theory not only describes (higher) symmetries, it also describes anomalous (higher) symmetries, noninvertible (higher) symmetries (also known as algebraic higher symmetries), and noninvertible gravitational anomalies. Thus, topological order in one higher dimension, replacing group, provides a unified and systematic description of the above generalized symmetries. This is referred to as symmetry/topological-order (Symm/TO) correspondence. Our approach also leads to a derivation of topological holographic principle: boundary uniquely determines the bulk, or more precisely, the algebra of local boundary operators uniquely determines the bulk topological order. As an application of the Symm/TO correspondence, we show the equivalence between ${\mathbb{Z}}_{2}\ifmmode\times\else\texttimes\fi{}{\mathbb{Z}}_{2}$ symmetry with mixed anomaly and Z4{\mathbb{Z}}_{4}Z4​ symmetry, as well as between many other symmetries, in 1-dimensional space.
We introduce the notion of algebraic higher symmetry, which generalizes higher symmetry and is beyond higher group. We show that an algebraic higher symmetry in a bosonic system in nnn-dimensional space is characterized and classified by a local fusion nnn-category. We find another way to describe algebraic higher symmetry by restricting to symmetric sub Hilbert space where symmetry transformations all become trivial. In this case, algebraic higher symmetry can be fully characterized by a non-invertible gravitational anomaly (i.e. an topological order in one higher dimension). Thus we also refer to non-invertible gravitational anomaly as categorical symmetry to stress its connection to symmetry. This provides a holographic and entanglement view of symmetries. For a system with a categorical symmetry, its gapped state must spontaneously break part (not all) of the symmetry, and the state with the full symmetry must be gapless. Using such a holographic point of view, we obtain (1) the gauging of the algebraic higher symmetry; (2) the classification of anomalies for an algebraic higher symmetry; (3) the equivalence between classes of systems, with different (potentially anomalous) algebraic higher symmetries or different sets of low energy excitations, as long as they have the same categorical symmetry; (4) the classification of gapped liquid phases for bosonic/fermionic systems with a categorical symmetry, as gapped boundaries of a topological order in one higher dimension (that corresponds to the categorical symmetry). This classification includes symmetry protected trivial (SPT) orders and symmetry enriched topological (SET) orders with an algebraic higher symmetry.
We outline a holographic framework that attempts to unify Landau and beyond-Landau paradigms of quantum phases and phase transitions. Leveraging a modern understanding of symmetries as topological defects/operators, the framework uses a topological order to organize the space of quantum systems with a global symmetry in one lower dimension. The global symmetry naturally serves as an input for the topological order. In particular, we holographically construct a String Operator Algebra (SOA) which is the building block of symmetric quantum systems with a given symmetry G in one lower dimension. This exposes a vast web of dualities which act on the space of G-symmetric quantum systems. The SOA facilitates the classification of gapped phases as well as their corresponding order parameters and fundamental excitations, while dualities help to navigate and predict various corners of phase diagrams and analytically compute universality classes of phase transitions. A novelty of the approach is that it treats conventional Landau and unconventional topological phase transitions on an equal footing, thereby providing a holographic unification of these seemingly-disparate domains of understanding. We uncover a new feature of gapped phases and their multi-critical points, which we dub fusion structure, that encodes information about which phases and transitions can be dual to each other. Furthermore, we discover that self-dual systems typically posses emergent non-invertible, i.e., beyond group-like symmetries. We apply these ideas to 1+1d 1 + 1 d quantum spin chains with finite Abelian group symmetry, using topologically-ordered systems in 2+1d 2 + 1 d . We predict the phase diagrams of various concrete spin models, and analytically compute the full conformal spectra of non-trivial quantum phase transitions, which we then verify numerically.
We utilize the topological holographic framework to characterize and gain insights into the nature of quantum critical points and gapless phases in fermionic quantum systems. Topological holography is a general framework that describes the generalized global symmetry and the symmetry charges of a local quantum system in terms of a slab of a topological order, termed as the symmetry topological field theory (SymTFT), in one higher dimension. In this work, we consider a generalization of the topological holographic picture for (1+1) d fermionic quantum phases of matter. We discuss how spin structures are encoded in the SymTFT, and we establish the connection between the formal fermionization formula in quantum field theory and the choice of fermionic gapped boundary conditions of the SymTFT. We demonstrate the identification and the characterization of the fermionic gapped phases and phase transitions through detailed analysis of various examples, including the fermionic systems with Z 2 F , Z 2 × Z 2 F , Z 4 F , and the fermionic version of the noninvertible Rep ( S 3 ) symmetry. Our work uncovers many exotic fermionic gapped phases, quantum critical points, and gapless phases. These include gapped phases with fermionic noninvertible Rep ( S 3 ) symmetry, two kinds of fermionic symmetry-enriched quantum critical points, a fermionic gapless symmetry-protected topological phase, and a fermionic gapless spontaneous symmetry-breaking phase that breaks the fermionic noninvertible symmetry.