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arXiv:2203.03596 · Physical review. B./Physical review. B

Symmetry as a shadow of topological order and a derivation of topological holographic principle

Arkya Chatterjee, Xiao-Gang Wen

Published Apr 24, 2023• 88 citations
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Abstract

Symmetry is usually defined via transformations described by a (higher) group. But a symmetry really corresponds to an algebra of local symmetric operators, which directly constrains the properties of the system. In this paper, we point out that the algebra of local symmetric operators contains a special class of extended operators---transparent patch operators, which reveal the selection sectors and hence the corresponding symmetry. The algebra of those transparent patch operators in $n$-dimensional space gives rise to a nondegenerate braided fusion $n$-category, which happens to describe a topological order in one higher dimension (for finite symmetry). Such a holographic theory not only describes (higher) symmetries, it also describes anomalous (higher) symmetries, noninvertible (higher) symmetries (also known as algebraic higher symmetries), and noninvertible gravitational anomalies. Thus, topological order in one higher dimension, replacing group, provides a unified and systematic description of the above generalized symmetries. This is referred to as symmetry/topological-order (Symm/TO) correspondence. Our approach also leads to a derivation of topological holographic principle: boundary uniquely determines the bulk, or more precisely, the algebra of local boundary operators uniquely determines the bulk topological order. As an application of the Symm/TO correspondence, we show the equivalence between ${\mathbb{Z}}_{2}\ifmmode\times\else\texttimes\fi{}{\mathbb{Z}}_{2}$ symmetry with mixed anomaly and ${\mathbb{Z}}_{4}$ symmetry, as well as between many other symmetries, in 1-dimensional space.

DOI
10.1103/physrevb.107.155136

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Symmetry is usually defined via transformations described by a (higher) group. But a symmetry really corresponds to an algebra of local symmetric operators, which directly constrains the properties of the system. In this paper, we point out that the algebra of local symmetric operators contains a special class of extended operators---transparent patch operators, which reveal the selection sectors and hence the corresponding symmetry. The algebra of those transparent patch operators in nnn-dimensional space gives rise to a nondegenerate braided fusion nnn-category, which happens to describe a topological order in one higher dimension (for finite symmetry). Such a holographic theory not only describes (higher) symmetries, it also describes anomalous (higher) symmetries, noninvertible (higher) symmetries (also known as algebraic higher symmetries), and noninvertible gravitational anomalies. Thus, topological order in one higher dimension, replacing group, provides a unified and systematic description of the above generalized symmetries. This is referred to as symmetry/topological-order (Symm/TO) correspondence. Our approach also leads to a derivation of topological holographic principle: boundary uniquely determines the bulk, or more precisely, the algebra of local boundary operators uniquely determines the bulk topological order. As an application of the Symm/TO correspondence, we show the equivalence between Z2\ifmmode×\else\texttimes\fiZ2{\mathbb{Z}}_{2}\ifmmode\times\else\texttimes\fi{}{\mathbb{Z}}_{2}Z2​\ifmmode×\else\texttimes\fiZ2​ symmetry with mixed anomaly and Z4{\mathbb{Z}}_{4}Z4​ symmetry, as well as between many other symmetries, in 1-dimensional space.
A global symmetry (0-symmetry) in an n-dimensional space acts on the whole space.A higher symmetry acts on closed submanifolds (i.e., loops and membranes, etc.), and those transformations form a higher group.In this paper, we introduce the notion of algebraic higher symmetry, which generalizes higher symmetry and is beyond higher group.We show that an algebraic higher symmetry in a bosonic system in n-dimensional space is characterized and classified by a local fusion n-category.We find that, when restricted to its symmetric sub-Hilbert space, an algebraic higher symmetry can be fully characterized by a noninvertible gravitational anomaly (i.e., a topological order in one higher dimension).Thus, we also refer to a noninvertible gravitational anomaly as categorical symmetry to stress its connection to symmetry.This provides a holographic and entanglement view of symmetries.For a system with a categorical symmetry, its gapped state must spontaneously break part (not all) of the symmetry, and the state with the full symmetry must be gapless.Using such a holographic point of view, we obtain (1) the gauging of the algebraic higher symmetry; (2) the classification of anomalies for an algebraic higher symmetry; (3) the equivalence between classes of systems, with different (potentially anomalous) algebraic higher symmetries or different sets of low-energy excitations, as long as they have the same categorical symmetry; and (4) the classification of gapped liquid phases for bosonic and/or fermionic systems with a categorical symmetry, as gapped boundaries of a topological order in one higher dimension (that corresponds to the categorical symmetry).This classification includes symmetry protected trivial (SPT) orders and symmetry enriched topological (SET) orders with an algebraic higher symmetry.
We introduce the notion of algebraic higher symmetry, which generalizes higher symmetry and is beyond higher group. We show that an algebraic higher symmetry in a bosonic system in nnn-dimensional space is characterized and classified by a local fusion nnn-category. We find another way to describe algebraic higher symmetry by restricting to symmetric sub Hilbert space where symmetry transformations all become trivial. In this case, algebraic higher symmetry can be fully characterized by a non-invertible gravitational anomaly (i.e. an topological order in one higher dimension). Thus we also refer to non-invertible gravitational anomaly as categorical symmetry to stress its connection to symmetry. This provides a holographic and entanglement view of symmetries. For a system with a categorical symmetry, its gapped state must spontaneously break part (not all) of the symmetry, and the state with the full symmetry must be gapless. Using such a holographic point of view, we obtain (1) the gauging of the algebraic higher symmetry; (2) the classification of anomalies for an algebraic higher symmetry; (3) the equivalence between classes of systems, with different (potentially anomalous) algebraic higher symmetries or different sets of low energy excitations, as long as they have the same categorical symmetry; (4) the classification of gapped liquid phases for bosonic/fermionic systems with a categorical symmetry, as gapped boundaries of a topological order in one higher dimension (that corresponds to the categorical symmetry). This classification includes symmetry protected trivial (SPT) orders and symmetry enriched topological (SET) orders with an algebraic higher symmetry.
A generalized symmetry (defined by the algebra of local symmetric operators) can go beyond group or higher group description. A theory of generalized symmetry (up to holo-equivalence) was developed in terms of symmetry-TO -- a bosonic topological order (TO) with gappable boundary in one higher dimension. We propose a general method to compute the 2+1D symmetry-TO from the local symmetric operators in 1+1D systems. Our theory is based on the commutant patch operators, which are extended operators constructed as products and sums of local symmetric operators. A commutant patch operator commutes with all local symmetric operators away from its boundary. We argue that topological invariants associated with anyon diagrams in 2+1D can be computed as contracted products of commutant patch operators in 1+1D. In particular, we give concrete formulae for several topological invariants in terms of commutant patch operators. Topological invariants computed from patch operators include those beyond modular data, such as the link invariants associated with the Borromean rings and the Whitehead link. These results suggest that the algebra of commutant patch operators is described by 2+1D symmetry-TO. Based on our analysis, we also argue briefly that the commutant patch operators would serve as order parameters for gapped phases with finite symmetries.
Two global symmetries are holoequivalent if their algebras of local symmetric operators are isomorphic. A holoequivalent class of global symmetries is described by a topological order (TO) in one higher dimension (called symmetry TO), which leads to a symmetry/topological-order (Symm/TO) correspondence. We establish that (1) for systems with a symmetry described by symmetry TO M\mathcal{M}M, their gapped and gapless states are classified by condensable algebras A\mathcal{A}A, formed by elementary excitations in M\mathcal{M}M with trivial self-/mutual statistics. These so-called A\mathcal{A}A states can describe symmetry breaking orders, symmetry protected topological orders, symmetry enriched topological orders, gapless critical points, etc. in a unified way. (2) The local low-energy properties of an A\mathcal{A}A state can be calculated from its reduced symmetry TO M/A{\mathcal{M}}_{/\mathcal{A}}M/A​, using holographic modular bootstrap (holoMB) which takes M/A{\mathcal{M}}_{/\mathcal{A}}M/A​ as an input. Here M/A{\mathcal{M}}_{/\mathcal{A}}M/A​ is obtained from M\mathcal{M}M by condensing excitations in A\mathcal{A}A. Notably, an A\mathcal{A}A state must be gapless if M/A{\mathcal{M}}_{/\mathcal{A}}M/A​ is nontrivial. This provides a unified understanding of the emergence and symmetry protection of gaplessness that applies to symmetries that are anomalous, higher-form, and/or noninvertible. (3) The relations between condensable algebras constrain the structure of the global phase diagram. We find that, for $1+1\mathrm{D} {\mathbb{Z}}_{2}\ifmmode\times\else\texttimes\fi{}{\mathbb{Z}}_{2}^{\ensuremath{'}}$ symmetry with mixed anomaly, there is a stable continuous transition (deconfined quantum critical point) between the Z2{\mathbb{Z}}_{2}Z2​-breaking-${\mathbb{Z}}_{2}^{\ensuremath{'}}$-symmetric phase and the Z2{\mathbb{Z}}_{2}Z2​-symmetric-${\mathbb{Z}}_{2}^{\ensuremath{'}}$-breaking phase. The critical point is the same as a Z4{\mathbb{Z}}_{4}Z4​ symmetry breaking critical point. (4) 1+1D1+1\mathrm{D}1+1D bosonic systems with S3{S}_{3}S3​ symmetry have four gapped phases with unbroken symmetries S3,Z3,Z2{S}_{3}, {\mathbb{Z}}_{3}, {\mathbb{Z}}_{2}S3​,Z3​,Z2​, and Z1{\mathbb{Z}}_{1}Z1​. We find a duality between two transitions ${S}_{3}\ensuremath{\leftrightarrow}{\mathbb{Z}}_{1}$ and ${\mathbb{Z}}_{3}\ensuremath{\leftrightarrow}{\mathbb{Z}}_{2}$: they are either both first order or both (stably) continuous, and in the latter case, they are described by the same conformal field theory (CFT). (5) The gapped and gapless states for 1+1D1+1\mathrm{D}1+1D bosonic systems with anomalous S3{S}_{3}S3​ symmetries are obtained as well. For example, anomalous S3(1){S}_{3}^{(1)}S3(1)​ and S3(2){S}_{3}^{(2)}S3(2)​ symmetries can have symmetry protected chiral gapless states with only symmetric irrelevant and marginal operators.
A bstract We develop a mathematical theory of symmetry protected trivial (SPT) orders and anomaly-free symmetry enriched topological (SET) orders in all dimensions via two different approaches with an emphasis on the second approach. The first approach is to gauge the symmetry in the same dimension by adding topological excitations as it was done in the 2d case, in which the gauging process is mathematically described by the minimal modular extensions of unitary braided fusion 1-categories. This 2d result immediately generalizes to all dimensions except in 1d, which is treated with special care. The second approach is to use the 1-dimensional higher bulk of the SPT/SET order and the boundary-bulk relation. This approach also leads us to a precise mathematical description and a classification of SPT/SET orders in all dimensions. The equivalence of these two approaches, together with known physical results, provides us with many precise mathematical predictions.
We review a many-body formulation of gravitational anomalies as obstructions to realizing the complete low-energy data by a local {\it bosonic} lattice quantum system of the same dimension. In this formulation, an anomalous theory can be realized at the boundary of a gapped {\it bosonic} lattice bulk, whose topological order gives a one-to-one classification of the anomaly. An invertible bulk reproduces conventional anomaly inflow; a bulk with non-trivial topological excitations yields a non-invertible generalization. To describe the holographic theory of anomalies, we explain the distinction between uniquely defined topological order and many versions of topological quantum field theory and discuss the boundary-to-bulk map. As an application of the holographic theory of anomalies, we describe morphisms between local quantum theories (such as quantum field theories). These morphisms are built from a bulk domain wall and an invertible boundary junction, which give rise to a sandwich picture. Chiral boson/fermion theory, Laughlin edges, and boundaries of Z2\mathbb{Z}_2Z2​ higher gauge theory with bosonic or fermionic point-like excitations illustrate the different kinds of information about non-invertible anomalies contained in transport coefficients, superselection sectors, and condensation data. In particular, a fermionic theory can be viewed as a theory with a particular non-invertible gravitational anomaly. Those examples also reveal that {\it symmetry ∼\sim∼ gravitational anomaly ∼\sim∼ topological order in one higher dimension}.