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arXiv:2610.15358

Holographic theory of non-invertible gravitational anomalies

Xiao-Gang Wen

Published Oct 11, 2026• 0 citations
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Abstract

We review a many-body formulation of gravitational anomalies as obstructions to realizing the complete low-energy data by a local {\it bosonic} lattice quantum system of the same dimension. In this formulation, an anomalous theory can be realized at the boundary of a gapped {\it bosonic} lattice bulk, whose topological order gives a one-to-one classification of the anomaly. An invertible bulk reproduces conventional anomaly inflow; a bulk with non-trivial topological excitations yields a non-invertible generalization. To describe the holographic theory of anomalies, we explain the distinction between uniquely defined topological order and many versions of topological quantum field theory and discuss the boundary-to-bulk map. As an application of the holographic theory of anomalies, we describe morphisms between local quantum theories (such as quantum field theories). These morphisms are built from a bulk domain wall and an invertible boundary junction, which give rise to a sandwich picture. Chiral boson/fermion theory, Laughlin edges, and boundaries of $\mathbb{Z}_2$ higher gauge theory with bosonic or fermionic point-like excitations illustrate the different kinds of information about non-invertible anomalies contained in transport coefficients, superselection sectors, and condensation data. In particular, a fermionic theory can be viewed as a theory with a particular non-invertible gravitational anomaly. Those examples also reveal that {\it symmetry $\sim$ gravitational anomaly $\sim$ topological order in one higher dimension}.

DOI
10.48550/arxiv.2610.15358

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We review a many-body formulation of gravitational anomalies as obstructions to realizing the complete low-energy data by a local {\it bosonic} lattice quantum system of the same dimension. In this formulation, an anomalous theory can be realized at the boundary of a gapped {\it bosonic} lattice bulk, whose topological order gives a one-to-one classification of the anomaly. An invertible bulk reproduces conventional anomaly inflow; a bulk with non-trivial topological excitations yields a non-invertible generalization. To describe the holographic theory of anomalies, we explain the distinction between uniquely defined topological order and many versions of topological quantum field theory and discuss the boundary-to-bulk map. As an application of the holographic theory of anomalies, we describe morphisms between local quantum theories (such as quantum field theories). These morphisms are built from a bulk domain wall and an invertible boundary junction, which give rise to a sandwich picture. Chiral boson/fermion theory, Laughlin edges, and boundaries of Z2\mathbb{Z}_2Z2​ higher gauge theory with bosonic or fermionic point-like excitations illustrate the different kinds of information about non-invertible anomalies contained in transport coefficients, superselection sectors, and condensation data. In particular, a fermionic theory can be viewed as a theory with a particular non-invertible gravitational anomaly. Those examples also reveal that {\it symmetry ∼\sim∼ gravitational anomaly ∼\sim∼ topological order in one higher dimension}.
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Gravitational anomalies can be realized on the boundary of topologically ordered states in one higher dimension and are described by topological orders in one higher dimension. In this paper, we try to develop a general theory for both topological order and gravitational anomaly in any dimensions. (1) We introduce the notion of BF category to describe the braiding and fusion properties of topological excitations that can be point-like, string-like, etc. A subset of BF categories -- closed BF categories -- classify topological orders in any dimensions, while generic BF categories classify (potentially) anomalous topological orders that can appear at a boundary of a gapped quantum liquid in one higher dimension. (2) We introduce topological path integral based on tensor network to realize those topological orders. (3) Bosonic topological orders have an important topological invariant: the vector bundles of the degenerate ground states over the moduli spaces of closed spaces with different metrics. They may fully characterize topological orders. (4) We conjecture that a topological order has a gappable boundary iff the above mentioned vector bundles are flat. (5) We find a holographic phenomenon that every topological order with a gappable boundary can be uniquely determined by the knowledge of the boundary. As a consequence, BF categories in different dimensions form a (monoid) cochain complex, that reveals the structure and relation of topological orders and gravitational anomalies in different dimensions. We also studied the simplest kind of bosonic topological orders that have no non-trivial topological excitations. We find that this kind of topological orders form a Z\mathbb{Z}Z class in 2+1D (with gapless edge), a Z2\mathbb{Z}_2Z2​ class in 4+1D (with gappable boundary), and a Z⊕Z\mathbb{Z}\oplus \mathbb{Z}Z⊕Z class in 6+1D (with gapless boundary).
We introduce the notion of algebraic higher symmetry, which generalizes higher symmetry and is beyond higher group. We show that an algebraic higher symmetry in a bosonic system in nnn-dimensional space is characterized and classified by a local fusion nnn-category. We find another way to describe algebraic higher symmetry by restricting to symmetric sub Hilbert space where symmetry transformations all become trivial. In this case, algebraic higher symmetry can be fully characterized by a non-invertible gravitational anomaly (i.e. an topological order in one higher dimension). Thus we also refer to non-invertible gravitational anomaly as categorical symmetry to stress its connection to symmetry. This provides a holographic and entanglement view of symmetries. For a system with a categorical symmetry, its gapped state must spontaneously break part (not all) of the symmetry, and the state with the full symmetry must be gapless. Using such a holographic point of view, we obtain (1) the gauging of the algebraic higher symmetry; (2) the classification of anomalies for an algebraic higher symmetry; (3) the equivalence between classes of systems, with different (potentially anomalous) algebraic higher symmetries or different sets of low energy excitations, as long as they have the same categorical symmetry; (4) the classification of gapped liquid phases for bosonic/fermionic systems with a categorical symmetry, as gapped boundaries of a topological order in one higher dimension (that corresponds to the categorical symmetry). This classification includes symmetry protected trivial (SPT) orders and symmetry enriched topological (SET) orders with an algebraic higher symmetry.
We study bosonic systems on a space-time lattice (with imaginary time) defined by path integrals of commuting fields. We introduce a concept of branch-independent bosonic (BIB) systems, whose path integral is independent of the branch structure of the space-time simplicial complex, even for a space-time with boundaries. In contrast, a generic lattice bosonic (GLB) system's path integral may depend on the branch structure. We find the invertible topological order characterized by the Stiefel-Whitney cocycle [such as (4+1)d(4+1)\mathrm{d}(4+1)d w2w3{\mathrm{w}}_{2}{\mathrm{w}}_{3}w2​w3​] to be nontrivial for branch-independent bosonic systems, but this topological order and a trivial gapped tensor product state belong to the same phase (via a smooth deformation without any phase transition) for generic lattice bosonic systems. This implies that the invertible topological orders in generic lattice bosonic systems on a space-time lattice are not classified by the oriented cobordism. The branch dependence on a lattice may be related to the orthonormal frame of smooth manifolds and the framing anomaly of continuum field theories. In general, the branch structure on a discretized lattice may be related to a frame structure on a smooth manifold that trivializes any Stiefel-Whitney classes. We construct branch-independent bosonic systems to realize the w2w3{\mathrm{w}}_{2}{\mathrm{w}}_{3}w2​w3​ topological order, and its (3+1)d(3+1)\mathrm{d}(3+1)d gapped or gapless boundaries. One of the gapped boundaries is a (3+1)d(3+1)\mathrm{d}(3+1)d Z2{\mathbb{Z}}_{2}Z2​ gauge theory with (1) fermionic Z2{\mathbb{Z}}_{2}Z2​ gauge charge particle which trivializes w2{\mathrm{w}}_{2}w2​ and (2) ``fermionic'' Z2{\mathbb{Z}}_{2}Z2​ gauge flux line trivializes w3{\mathrm{w}}_{3}w3​. In particular, if the flux loop's world sheet is unorientable, then the orientation-reversal one-dimensional world line must correspond to a fermion world line that does not carry the Z2{\mathbb{Z}}_{2}Z2​ gauge charge. We also explain why Spin and Spinc{}^{c}c structures trivialize the w2w3{\mathrm{w}}_{2}{\mathrm{w}}_{3}w2​w3​ nonperturbative global pure gravitational anomaly to zero [which helps to construct the anomalous (3+1)d(3+1)\mathrm{d}(3+1)d gapped Z2{\mathbb{Z}}_{2}Z2​ and gapless all-fermion U(1) gauge theories], but the Spinh{}^{h}h and Spin${\ifmmode\times\else\texttimes\fi{}}_{{\mathbb{Z}}_{2}}$Spin$(n\ensuremath{\ge}3)$ structures modify the w2w3{\mathrm{w}}_{2}{\mathrm{w}}_{3}w2​w3​ into a nonperturbative global mixed gauge-gravitational anomaly, which helps to constrain grand unifications (e.g., n=10,18n=10,18n=10,18) or construct new models.
Symmetry is usually defined via transformations described by a (higher) group. But a symmetry really corresponds to an algebra of local symmetric operators, which directly constrains the properties of the system. In this paper, we point out that the algebra of local symmetric operators contains a special class of extended operators---transparent patch operators, which reveal the selection sectors and hence the corresponding symmetry. The algebra of those transparent patch operators in nnn-dimensional space gives rise to a nondegenerate braided fusion nnn-category, which happens to describe a topological order in one higher dimension (for finite symmetry). Such a holographic theory not only describes (higher) symmetries, it also describes anomalous (higher) symmetries, noninvertible (higher) symmetries (also known as algebraic higher symmetries), and noninvertible gravitational anomalies. Thus, topological order in one higher dimension, replacing group, provides a unified and systematic description of the above generalized symmetries. This is referred to as symmetry/topological-order (Symm/TO) correspondence. Our approach also leads to a derivation of topological holographic principle: boundary uniquely determines the bulk, or more precisely, the algebra of local boundary operators uniquely determines the bulk topological order. As an application of the Symm/TO correspondence, we show the equivalence between ${\mathbb{Z}}_{2}\ifmmode\times\else\texttimes\fi{}{\mathbb{Z}}_{2}$ symmetry with mixed anomaly and Z4{\mathbb{Z}}_{4}Z4​ symmetry, as well as between many other symmetries, in 1-dimensional space.
We present a general approach to the bulk-boundary correspondence of noninvertible topological phases, including both topological and fracton orders. This is achieved by a novel bulk construction protocol where solvable (d+1) ( d + 1 ) -dimensional bulk models with noninvertible topology are constructed from the so-called generalized Ising (GI) models in d d dimensions. The GI models can then terminate on the boundaries of the bulk models. The construction generates abundant examples, including not only prototype ones such as \mathbb{Z}_2 ℤ 2 toric code models in any dimensions no less than two, and the X-cube fracton model, but also more diverse ones such as the \mathbb{Z}_2× \mathbb{Z}_2 ℤ 2 × ℤ 2 topological order, the 4d \mathbb{Z}_2 ℤ 2 topological order with pure-loop excitations, etc. The boundary of the solvable model is potentially anomalous and corresponds to precisely only sectors of the GI model that host certain total symmetry charges and/or satisfy certain boundary conditions. We derive a concrete condition for such bulk-boundary correspondence. The condition is violated only when the bulk model is either trivial or fracton ordered. A generalized notion of Kramers-Wannier duality plays an important role in the construction. Also, utilizing the duality, we find an example where a single anomalous theory can be realized on the boundaries of two distinct bulk fracton models, a phenomenon not expected in the case of topological orders. More generally, topological orders may also be generated starting with lattice models beyond the GI models, such as those with symmetry protected topological orders, through a variant bulk construction, which we provide in an appendix.