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arXiv:2501.00388 · Journal of Physics Condensed Matter

Hatsugai–Kohmoto models: exactly solvable playground for Mottness and non-Fermi liquid

Miaomiao Zhao, Wei-Wei Yang, Yin Zhong

Published Mar 27, 2025• 7 citations
arXivHTMLPDF

Abstract

This pedagogic review aims to give a gentle introduction to an exactly solvable model, the Hatsugai-Kohmoto (HK) model, which has infinite-ranged interaction but conserves the center of mass. Although this model is invented in 1992, intensive studies on its properties ranging from unconventional superconductivity, topological ordered states to non-Fermi liquid behaviors are made since 2020. We focus on its emergent non-Fermi liquid behavior and provide discussion on its thermodynamics, single-particle and two-particle correlation functions. Perturbation around solvable limit has also been explored with the help of perturbation theory, renormalization group and exact diagonalization calculation. We hope the present review will be helpful for graduate students or researchers interested in HK-like models or more generic strongly correlated electron systems.

DOI
10.1088/1361-648x/adc64c

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Computing superconducting properties starting from an exactly solvable model for a doped Mott insulator stands as a grand challenge. We have recently shown that this can be done starting from the Hatsugai-Kohmoto (HK) model, which can be understood generally as the minimal model that breaks the nonlocal ${\mathbb{Z}}_{2}$ symmetry of a Fermi liquid, thereby constituting a new quartic fixed point for Mott physics [Phillips et al., Nat. Phys. 16, 1175 (2020); Huang et al., Nat. Phys. (2022)]. In the current paper, we compute the thermodynamics, condensation energy, and electronic properties such as the NMR relaxation rate $1/{T}_{1}$ and ultrasonic attenuation rate. Key differences arise with the standard BCS analysis from a Fermi liquid: (1) the free energy exhibits a local minimum at ${T}_{p}$ where the pairing gap turns on discontinuously above a critical value of the repulsive HK interaction, thereby indicating a first-order transition; (2) a tricritical point emerges, thereby demarcating the boundary between the standard second-order superconducting transition and the novel first-order regime; (3) Mottness changes the sign of the quartic coefficient in the Landau-Ginzburg free-energy functional relative to that in BCS; (4) as this obtains in the strongly interacting regime, it is Mott physics that underlies the generic first-order transition; (5) the condensation energy exceeds that in BCS theory suggesting that multiple Mott bands might be a way of enhancing superconducting; (6) the heat-capacity jump is nonuniversal and increases with the Mott scale; (7) Mottness destroys the Hebel-Slichter peak in NMR; and (8) Mottness enhances the fall-off of the ultrasonic attenuation at the pairing temperature ${T}_{p}$. As several of these properties are observed in the cuprates, our analysis here points a way forward in computing superconducting properties of strongly correlated electron matter.

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This pedagogic review aims to give a gentle introduction to an exactly solvable model, the Hatsugai-Kohmoto (HK) model, which has infinite-ranged interaction but conserves the center of mass. Although this model is invented in 1992, intensive studies on its properties ranging from unconventional superconductivity, topological ordered states to non-Fermi liquid behaviors are made since 2020. We focus on its emergent non-Fermi liquid behavior and provide discussion on its thermodynamics, single-particle and two-particle correlation functions. Perturbation around solvable limit has also been explored with the help of perturbation theory, renormalization group and exact diagonalization calculation. We hope the present review will be helpful for graduate students or researchers interested in HK-like models or more generic strongly correlated electron systems.
Motivated by the non-Fermi liquid (NFL) phase in solvable Hatsugai–Kohmoto (HK) model and ubiquitous quantum oscillation (QO) phenomena observed in strongly correlated electron systems, we have studied the QO in HK model in terms of a combination of analytical and numerical calculation. In the continuum limit, the analytical results indicate the existence of QO in NFL state and its properties can be described by Lifshitz–Kosevich-like formula. Furthermore, numerical calculations with Luttinger’s approximation on magnetic-field-dependent density of state, magnetization and particle’s density agree with the findings of analytical treatment. Although numerical simulation from exact diagonalization exhibits certain oscillation behavior, it is difficult to extract its oscillation period and amplitude. Therefore, more work (especially the large-scale numerical simulation) on this interesting issue is highly desirable and we expect the current HK model study to be helpful in understanding generic QO in correlated electron materials.
Computing superconducting properties starting from an exactly solvable model for a doped Mott insulator stands as a grand challenge. We have recently shown that this can be done starting from the Hatsugai-Kohmoto (HK) model, which can be understood generally as the minimal model that breaks the nonlocal Z2{\mathbb{Z}}_{2}Z2​ symmetry of a Fermi liquid, thereby constituting a new quartic fixed point for Mott physics [Phillips et al., Nat. Phys. 16, 1175 (2020); Huang et al., Nat. Phys. (2022)]. In the current paper, we compute the thermodynamics, condensation energy, and electronic properties such as the NMR relaxation rate 1/T11/{T}_{1}1/T1​ and ultrasonic attenuation rate. Key differences arise with the standard BCS analysis from a Fermi liquid: (1) the free energy exhibits a local minimum at Tp{T}_{p}Tp​ where the pairing gap turns on discontinuously above a critical value of the repulsive HK interaction, thereby indicating a first-order transition; (2) a tricritical point emerges, thereby demarcating the boundary between the standard second-order superconducting transition and the novel first-order regime; (3) Mottness changes the sign of the quartic coefficient in the Landau-Ginzburg free-energy functional relative to that in BCS; (4) as this obtains in the strongly interacting regime, it is Mott physics that underlies the generic first-order transition; (5) the condensation energy exceeds that in BCS theory suggesting that multiple Mott bands might be a way of enhancing superconducting; (6) the heat-capacity jump is nonuniversal and increases with the Mott scale; (7) Mottness destroys the Hebel-Slichter peak in NMR; and (8) Mottness enhances the fall-off of the ultrasonic attenuation at the pairing temperature Tp{T}_{p}Tp​. As several of these properties are observed in the cuprates, our analysis here points a way forward in computing superconducting properties of strongly correlated electron matter.
Abstract The accurate simulation of strongly correlated electron systems, especially non-Fermi liquid states, remains a central challenge in condensed matter physics, motivating the development of various non-perturbative many-body methods. Such methods are typically benchmarked against determinant quantum Monte Carlo in the Hubbard model, which is limited by the fermionic sign problem and the uncertainties of numerical analytic continuation. To address these issues, we use the exactly solvable Hatsugai–Kohmoto (HK) model as a rigorous testing platform to evaluate three many-body approximations: GW , HGW , and SGW . By comparing Green’s functions, spectral properties, and response functions with exact solutions, we show that the GW approximation, often considered insufficient for describing strong correlation, exhibits a previously unreported solution branch that accurately reproduces the gap structure in the HK model. In addition, using a covariant formalism, we find that HGW provides an accurate description of charge response, while SGW performs well for spin correlations. Our results establish the HK model as a highly effective benchmark system and help refine the understanding of GW methods in strongly correlated regimes.
Abstract Superconductivity in strongly correlated electrons can emerge out from a normal state that is beyond the Landau’s Fermi liquid paradigm, often dubbed as ‘non-Fermi liquid’. While the theory for non-Fermi liquid is still not yet conclusive, a recent study on the exactly-solvable Hatsugai–Kohomoto (HK) model has suggested a non-Fermi liquid ground state whose Green’s function resembles the Yang–Rice–Zhang ansatz for cuprates (2020 Phillips et al Nat. Phys. 16 1175). Similar to the effect of on-site Coulomb repulsion in the Hubbard model, the repulsive interaction in the HK model divides the momentum space into three parts: empty, single-occupied and double-occupied regions, that are separated from each other by two distinct Fermi surfaces. In the presence of an additional Bardeen–Cooper–Schrieffer-type pairing interaction of a moderate strength, we show that the system exhibits a ‘two-stage superconductivity’ feature as temperature decreases: a first-order superconducting transition occurs at a temperature T c that is followed by a sudden increase of the superconducting order parameter at a lower temperature T c ′ < T c . At the first stage, T c ′ < T < T c , the pairing function arises and the entropy is released only in the vicinity of the two Fermi surfaces; while at the second stage, T < T c ′ , the pairing function becomes significant and the entropy is further released in deep (single-occupied) region in the Fermi sea. The phase transitions are analyzed within the Ginzburg–Landau theory. Our work sheds new light on unconventional superconductivity in strongly correlated electrons.
In this study, we investigate the emergence of a topological non-Fermi liquid (NFL) phase in a modified Su-Schrieffer-Heeger (SSH) chain model subjected to long-range interactions characterized by the Hatsugai-Kohmoto (HK) model. While Fermi liquid theory has been instrumental in understanding low-temperature properties of metals, it fails to account for the complex behaviors exhibited by strongly correlated systems, where interactions lead to emergent phenomena such as non-Fermi liquid behavior. Our analysis reveals that the SSH-HK model supports a rich ground state phase diagram, exhibiting distinct NFL phases marked by many-body Zak phases of $2\ensuremath{\pi}$ and 0, corresponding to topological and trivial NFL states, respectively. We demonstrate that the topological NFL state manifests unique electronic polarization characteristics akin to those in the noninteracting SSH model. Through exact diagonalization of the interacting SSH-HK Hamiltonian, we explore the spectral functions and density of states, revealing significant departures from traditional quasiparticle behavior in various particle number sectors. Our findings extend the understanding of topological non-Fermi liquids and their potential implications for high-temperature superconductivity and other correlated electron systems, highlighting the intricate interplay between topology and strong electron correlations.
When non-magnetic impurity immerses in Fermi sea, a regular modulation of charge density around impurity will appear and such phenomena is called Friedel oscillation (FO). Although both Luttinger liquid and Landau Fermi liquid show such characteristic oscillation, FO in generic non-Fermi liquid (NFL) phase is still largely unknown. Here, we show that FO indeed exists in NFL state of an exactly solvable model, i.e. the Hatsugai-Kohmoto model which has been intensively explored in recent years. Combining T-matrix approximation and linear-response-theory, an interesting picture emerges, if two interaction-induced quasi-particles bands in NFL are partially occupied, FO in this situation is determined by a novel structure in momentum space, i.e. the 'average Fermi surface' (average over two quasi-particle Fermi surface), which highlights the inter-band particle-hole excitation. We hope our study here provides a counterintuitive example in which FO with Fermi surface coexists with NFL quasi-particle, and it may be useful to detect hidden 'average Fermi surface' structure in other correlated electron systems.