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arXiv:2207.01904 · New Journal of Physics

Two-stage superconductivity in the Hatsugai–Kohomoto-BCS model

Yu Li, Vivek Mishra, Yi Zhou, Fu‐Chun Zhang

Published Sep 27, 2022• 21 citations
arXivHTMLPDF

Abstract

Abstract Superconductivity in strongly correlated electrons can emerge out from a normal state that is beyond the Landau’s Fermi liquid paradigm, often dubbed as ‘non-Fermi liquid’. While the theory for non-Fermi liquid is still not yet conclusive, a recent study on the exactly-solvable Hatsugai–Kohomoto (HK) model has suggested a non-Fermi liquid ground state whose Green’s function resembles the Yang–Rice–Zhang ansatz for cuprates (2020 Phillips et al Nat. Phys. 16 1175). Similar to the effect of on-site Coulomb repulsion in the Hubbard model, the repulsive interaction in the HK model divides the momentum space into three parts: empty, single-occupied and double-occupied regions, that are separated from each other by two distinct Fermi surfaces. In the presence of an additional Bardeen–Cooper–Schrieffer-type pairing interaction of a moderate strength, we show that the system exhibits a ‘two-stage superconductivity’ feature as temperature decreases: a first-order superconducting transition occurs at a temperature T c that is followed by a sudden increase of the superconducting order parameter at a lower temperature T c ′ < T c . At the first stage, T c ′ < T < T c , the pairing function arises and the entropy is released only in the vicinity of the two Fermi surfaces; while at the second stage, T < T c ′ , the pairing function becomes significant and the entropy is further released in deep (single-occupied) region in the Fermi sea. The phase transitions are analyzed within the Ginzburg–Landau theory. Our work sheds new light on unconventional superconductivity in strongly correlated electrons.

DOI
10.1088/1367-2630/ac9548

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Abstract Superconductivity in strongly correlated electrons can emerge out from a normal state that is beyond the Landau’s Fermi liquid paradigm, often dubbed as ‘non-Fermi liquid’. While the theory for non-Fermi liquid is still not yet conclusive, a recent study on the exactly-solvable Hatsugai–Kohomoto (HK) model has suggested a non-Fermi liquid ground state whose Green’s function resembles the Yang–Rice–Zhang ansatz for cuprates (2020 Phillips et al Nat. Phys. 16 1175). Similar to the effect of on-site Coulomb repulsion in the Hubbard model, the repulsive interaction in the HK model divides the momentum space into three parts: empty, single-occupied and double-occupied regions, that are separated from each other by two distinct Fermi surfaces. In the presence of an additional Bardeen–Cooper–Schrieffer-type pairing interaction of a moderate strength, we show that the system exhibits a ‘two-stage superconductivity’ feature as temperature decreases: a first-order superconducting transition occurs at a temperature T c that is followed by a sudden increase of the superconducting order parameter at a lower temperature T c ′ < T c . At the first stage, T c ′ < T < T c , the pairing function arises and the entropy is released only in the vicinity of the two Fermi surfaces; while at the second stage, T < T c ′ , the pairing function becomes significant and the entropy is further released in deep (single-occupied) region in the Fermi sea. The phase transitions are analyzed within the Ginzburg–Landau theory. Our work sheds new light on unconventional superconductivity in strongly correlated electrons.
Computing superconducting properties starting from an exactly solvable model for a doped Mott insulator stands as a grand challenge. We have recently shown that this can be done starting from the Hatsugai-Kohmoto (HK) model, which can be understood generally as the minimal model that breaks the nonlocal Z2{\mathbb{Z}}_{2}Z2​ symmetry of a Fermi liquid, thereby constituting a new quartic fixed point for Mott physics [Phillips et al., Nat. Phys. 16, 1175 (2020); Huang et al., Nat. Phys. (2022)]. In the current paper, we compute the thermodynamics, condensation energy, and electronic properties such as the NMR relaxation rate 1/T11/{T}_{1}1/T1​ and ultrasonic attenuation rate. Key differences arise with the standard BCS analysis from a Fermi liquid: (1) the free energy exhibits a local minimum at Tp{T}_{p}Tp​ where the pairing gap turns on discontinuously above a critical value of the repulsive HK interaction, thereby indicating a first-order transition; (2) a tricritical point emerges, thereby demarcating the boundary between the standard second-order superconducting transition and the novel first-order regime; (3) Mottness changes the sign of the quartic coefficient in the Landau-Ginzburg free-energy functional relative to that in BCS; (4) as this obtains in the strongly interacting regime, it is Mott physics that underlies the generic first-order transition; (5) the condensation energy exceeds that in BCS theory suggesting that multiple Mott bands might be a way of enhancing superconducting; (6) the heat-capacity jump is nonuniversal and increases with the Mott scale; (7) Mottness destroys the Hebel-Slichter peak in NMR; and (8) Mottness enhances the fall-off of the ultrasonic attenuation at the pairing temperature Tp{T}_{p}Tp​. As several of these properties are observed in the cuprates, our analysis here points a way forward in computing superconducting properties of strongly correlated electron matter.
This pedagogic review aims to give a gentle introduction to an exactly solvable model, the Hatsugai-Kohmoto (HK) model, which has infinite-ranged interaction but conserves the center of mass. Although this model is invented in 1992, intensive studies on its properties ranging from unconventional superconductivity, topological ordered states to non-Fermi liquid behaviors are made since 2020. We focus on its emergent non-Fermi liquid behavior and provide discussion on its thermodynamics, single-particle and two-particle correlation functions. Perturbation around solvable limit has also been explored with the help of perturbation theory, renormalization group and exact diagonalization calculation. We hope the present review will be helpful for graduate students or researchers interested in HK-like models or more generic strongly correlated electron systems.
We study the nonequilibrium dynamics of the superconducting order parameter in the Hatsugai-Kohmoto (HK) model. In the absence of superconductivity, its ground state is a non-Fermi liquid, whose properties are controlled by the HK interaction. Our protocol involves quantum quenching the HK interaction but leaving the interaction responsible for superconductivity unchanged. We map out the nonequilibrium dynamical phase diagram of the interacting model which contains three phases where, at long times, the order parameter amplitude vanishes, approaches a constant value, or persistently oscillates. We also investigate the Loschmidt echo in searching for dynamical quantum phase transition and find that its nonanalytic temporal behavior is close but does not match exactly the vanishing of the order parameter. The momentum space entanglement entropy between positive and negative momentum modes, relevant for Cooper pairing, is calculated. Counterintuitively, this momentum space entanglement does not change significantly during the quench dynamics and its value remains reasonably large even for a vanishing superconducting order parameter. Nevertheless, its derivative with respect to the HK interaction signals the dynamical phase transition associated to the late time vanishing of superconductivity.
We investigate models of electrons in the Sachdev-Ye-Kitaev class with random and all-to-all electron hopping, electron spin exchange, and Cooper-pair hopping. An attractive on-site interaction between electrons leads to superconductivity at low temperatures. Depending on the relative strengths of the hopping and spin exchange, the normal state at the critical temperature is either a Fermi-liquid or a non-Fermi liquid. We present a large-MMM [where spin symmetry is enlarged to SU(M)]\mathrm{SU}(M)]SU(M)] study of the normal state to superconductor phase transition. We describe the transition temperature, the superconducting order parameter, and the electron spectral functions. We contrast between Fermi liquid and non-Fermi liquid normal states: we find that for weaker attractive on-site interaction there is a relative enhancement of Tc{T}_{c}Tc​ when the normal state is a non-Fermi liquid, and correspondingly a strong deviation from BCS limit. Also, the phase transition in this case becomes a first-order transition for strong non-Fermi liquids. On the other hand, for stronger on-site interaction, there is no appreciable difference in Tc{T}_{c}Tc​ between whether the superconductivity emerges from a Fermi liquid or a non-Fermi liquid. Notable features of superconductivity emerging from a non-Fermi liquid are that the superconducting electron spectral function is different from the Fermi-liquid case, with additional peaks at higher energies, and there is no Hebel-Slichter peak in the NMR relaxation rate in the non-Fermi liquid case.
We present and analyze an exactly solvable interacting fermionic pairing model, which features interactions that entangle states at momenta k\mathbf{k}k and −k-\mathbf{k}−k. These interactions give rise to novel correlated ground states, leading to a rich phase diagram that includes superconducting, multiple metallic, and Mott-insulating phases. At finite interaction strengths, we observe the emergence of multiple many-body Fermi surfaces, which violate Luttinger's theorem and challenge the conventional Landau-Fermi liquid paradigm. A distinguishing feature of our model is that it remains quantum integrable, even with the addition of pairing interactions of various symmetries, setting it apart from the Hatsugai-Kohmoto model. Our results provide an analytically tractable framework for studying strong correlation effects that give rise to fractionalized excitations and unconventional superconductivity, offering valuable insights into a broad class of integrable many-body systems.
In this study, we investigate the emergence of a topological non-Fermi liquid (NFL) phase in a modified Su-Schrieffer-Heeger (SSH) chain model subjected to long-range interactions characterized by the Hatsugai-Kohmoto (HK) model. While Fermi liquid theory has been instrumental in understanding low-temperature properties of metals, it fails to account for the complex behaviors exhibited by strongly correlated systems, where interactions lead to emergent phenomena such as non-Fermi liquid behavior. Our analysis reveals that the SSH-HK model supports a rich ground state phase diagram, exhibiting distinct NFL phases marked by many-body Zak phases of $2\ensuremath{\pi}$ and 0, corresponding to topological and trivial NFL states, respectively. We demonstrate that the topological NFL state manifests unique electronic polarization characteristics akin to those in the noninteracting SSH model. Through exact diagonalization of the interacting SSH-HK Hamiltonian, we explore the spectral functions and density of states, revealing significant departures from traditional quasiparticle behavior in various particle number sectors. Our findings extend the understanding of topological non-Fermi liquids and their potential implications for high-temperature superconductivity and other correlated electron systems, highlighting the intricate interplay between topology and strong electron correlations.