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arXiv:2412.18606 · SciPost Physics

Lattice T-duality from non-invertible symmetries in quantum spin chains

Salvatore D. Pace, Arkya Chatterjee, Shu-Heng Shao

Published Apr 8, 2025• 22 citations
arXivHTMLPDF

Abstract

Dualities of quantum field theories are challenging to realize in lattice models of qubits. In this work, we explore one of the simplest dualities, T-duality of the compact boson CFT, and its realization in quantum spin chains. In the special case of the XX model, we uncover an exact lattice T-duality, which is associated with a non-invertible symmetry that exchanges two lattice U(1) symmetries. The latter symmetries flow to the momentum and winding U(1) symmetries with a mixed anomaly in the CFT. However, the charge operators of the two U(1) symmetries do not commute on the lattice and instead generate the Onsager algebra. We discuss how some of the anomalies in the CFT are nonetheless still exactly realized on the lattice and how the lattice U(1) symmetries enforce gaplessness. We further explore lattice deformations preserving both U(1) symmetries and find a rich gapless phase diagram with special \mathrm{Spin}(2k)_1 S p i n ( 2 k ) 1 WZW model points and whose phase transitions all have dynamical exponent z>1 z > 1 .

DOI
10.21468/scipostphys.18.4.121

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Dualities of quantum field theories are challenging to realize in lattice models of qubits. In this work, we explore one of the simplest dualities, T-duality of the compact boson CFT, and its realization in quantum spin chains. In the special case of the XX model, we uncover an exact lattice T-duality, which is associated with a non-invertible symmetry that exchanges two lattice U(1) symmetries. The latter symmetries flow to the momentum and winding U(1) symmetries with a mixed anomaly in the CFT. However, the charge operators of the two U(1) symmetries do not commute on the lattice and instead generate the Onsager algebra. We discuss how some of the anomalies in the CFT are nonetheless still exactly realized on the lattice and how the lattice U(1) symmetries enforce gaplessness. We further explore lattice deformations preserving both U(1) symmetries and find a rich gapless phase diagram with special \mathrm{Spin}(2k)_1 S p i n ( 2 k ) 1 WZW model points and whose phase transitions all have dynamical exponent z>1 z > 1 .
We study the symmetries of closed Majorana chains in 1+1d, including the translation, fermion parity, spatial parity, and time-reversal symmetries. The algebra of the symmetry operators is realized projectively on the Hilbert space, signaling anomalies on the lattice, and constraining the long-distance behavior. In the special case of the free Hamiltonian (and small deformations thereof), the continuum limit is the 1+1d free Majorana CFT. Its continuum chiral fermion parity (-1)^{F_L} ( − 1 ) F L emanates from the lattice translation symmetry. We find a lattice precursor of its mod 8 ’t Hooft anomaly. Using a Jordan-Wigner transformation, we sum over the spin structures of the lattice model (a procedure known as the GSO projection), while carefully tracking the global symmetries. In the resulting bosonic model of Ising spins, the Majorana translation operator leads to a non-invertible lattice translation symmetry at the critical point. The non-invertible Kramers-Wannier duality operator of the continuum Ising CFT emanates from this non-invertible lattice translation of the transverse-field Ising model.
Generalized symmetries often appear in the form of emergent symmetries in low energy effective descriptions of quantum many-body systems. Non-invertible symmetries are a particularly exotic class of generalized symmetries, in that they are implemented by transformations that do not form a group. Such symmetries appear in large families of gapless states of quantum matter and constrain their low-energy dynamics. To provide a UV-complete description of such symmetries, it is useful to construct lattice models that respect these symmetries exactly. In this paper, we discuss two families of one-dimensional lattice Hamiltonians with finite on-site Hilbert spaces: one with (invertible) S_3 S 3 symmetry and the other with non-invertible \mathsf{Rep}(S_3) 𝖱 𝖾 𝗉 ( S 3 ) symmetry. Our models are largely analytically tractable and demonstrate all possible spontaneous symmetry breaking patterns of these symmetries. Moreover, we use numerical techniques to study the nature of continuous phase transitions between the different symmetry-breaking gapped phases associated with both symmetries. Both models have self-dual lines, where the models are enriched by so-called intrinsically non-invertible symmetries generated by Kramers-Wannier-like duality transformations. We provide explicit lattice operators that generate these non-invertible self-duality symmetries. We show that the enhanced symmetry at the self-dual lines is described by a 2+1d symmetry-topological-order (SymTO) of type JK_4\boxtimes \overline{JK}_4 J K 4 ⊠ J K ¯ 4 . The condensable algebras of the SymTO determine the allowed gapped and gapless states of the self-dual S_3 S 3 -symmetric and \mathsf{Rep}(S_3) 𝖱 𝖾 𝗉 ( S 3 ) -symmetric models.
We discuss the exact non-invertible Kramers-Wannier symmetry of 1+1d lattice models on a tensor product Hilbert space of qubits. This symmetry is associated with a topological defect and a conserved operator, and the latter can be presented as a matrix product operator. Importantly, unlike its continuum counterpart, the symmetry algebra involves lattice translations. Consequently, it is not described by a fusion category. In the presence of this defect, the symmetry algebra involving parity/time-reversal is realized projectively, which is reminiscent of an anomaly. Different Hamiltonians with the same lattice non-invertible symmetry can flow in their continuum limits to infinitely many different fusion categories (with different Frobenius-Schur indicators), including, as a special case, the Ising CFT. The non-invertible symmetry leads to a constraint similar to that of Lieb-Schultz-Mattis, implying that the system cannot have a unique gapped ground state. It is either in a gapless phase or in a gapped phase with three (or a multiple of three) ground states, associated with the spontaneous breaking of the lattice non-invertible symmetry.
Symmetry is foundational in theoretical physics. In this thesis, we show how recent advances in symmetry have reinforced its power to classify, characterize, and constrain quantum systems non-perturbatively. We study symmetries, ranging from spatial symmetries to generalized symmetries, in both quantum field theory and quantum lattice systems. In particular, this thesis develops five sets of results. First, we show that ordinary ordered phases generically host emergent generalized symmetries in the infrared, associated with homotopy defects of the order-parameter space. We use these emergent generalized symmetries to characterize and classify defect-suppressed disorder transitions to phases with topological order and emergent gauge structures. Second, we turn to lattice anomalies and show how the chiral anomaly of a massless Dirac fermion in two spacetime dimensions can be realized on the lattice. In particular, we identify lattice realizations of the vector and axial symmetries and demonstrate how their anomaly is matched by the non-abelian Onsager algebra in the staggered fermion Hamiltonian. Third, we give a microscopic lattice understanding of T-duality in quantum spin chains using non-invertible symmetry. This non-invertible symmetry, together with lattice momentum and winding symmetries, also enforces gaplessness, hence providing a novel way to realize perturbative anomalies in quantum spin-chain models. Fourth, we show that in local lattice models of spinless fermions, fermion-number conservation combined with a non-onsite Majorana translation symmetry enforces a Fermi surface. This symmetry-enforced Fermi surface is a strong form of symmetry-enforced gaplessness. Finally, we introduce a framework of stratified symmetries and stratified anomalies to understand and discover new Lieb–Schultz–Mattis constraints. We apply this framework to modulated symmetries and find an explicit criterion for when local anomaly data imply obstructions to a trivial gapped phase. Together, these results demonstrate the broad applicability and power of symmetry and its generalizations, both for organizing quantum phases and for deriving robust non-perturbative constraints.
Non-invertible categorical symmetries have emerged as a powerful tool to uncover new beyond-Landau phases of matter, both gapped and gapless, along with second order phase transitions between them. The general theory of such phases in (1+1)d has been studied using the Symmetry Topological Field Theory (SymTFT), also known as topological holography. This has unearthed the infrared (IR) structure of these phases and transitions. In this paper, we describe how the SymTFT information can be converted into an ultraviolet (UV) anyonic chain lattice model realizing, in the IR limit, these phases and transitions. In many cases, the Hilbert space of the anyonic chain is tensor product decomposable and the model can be realized as a quantum spin-chain Hamiltonian. We also describe operators acting on the lattice models that are charged under non-invertible symmetries and act as order parameters for the phases and transitions. In order to fully describe the action of non-invertible symmetries, it is crucial to understand the symmetry twisted sectors of the lattice models, which we describe in detail. Throughout the paper, we illustrate the general concepts using the symmetry category \mathsf{Rep}(S_3) 𝖱 𝖾 𝗉 ( S 3 ) formed by representations of the permutation group S_3 S 3 , but our procedure can be applied to any fusion category symmetry.
The Kramers-Wannier transformation of the 1+1d transverse-field Ising model exchanges the paramagnetic and ferromagnetic phases and, at criticality, manifests as a non-invertible symmetry. Extending such self-duality symmetries beyond gauging of abelian groups in tensor-product Hilbert spaces has, however, remained challenging. In this work, we construct a generalized 1+1d Ising model based on a finite-dimensional semisimple Hopf algebra HHH that enjoys an anomaly-free non-invertible symmetry Rep(H)\mathrm{Rep}(H)Rep(H). We provide an intuitive diagrammatic formulation of both the Hamiltonian and the symmetry operators using a non-(co)commutative generalization of ZX-calculus built from Hopf-algebraic data. When HHH is self-dual, we further construct a generalized Kramers-Wannier duality operator that exchanges the paramagnetic and ferromagnetic phases and becomes a non-invertible symmetry at the self-dual point. This enlarged symmetry mixes with lattice translation and, in the infrared, flows to a weakly integral fusion category given by a Z2\mathbb{Z}_2Z2​ extension of Rep(H)\mathrm{Rep}(H)Rep(H). Specializing to the Kac-Paljutkin algebra H8H_8H8​, the smallest self-dual Hopf algebra beyond abelian group algebras, we numerically study the phase diagram and identify four of the six Rep(H8)\mathrm{Rep}(H_8)Rep(H8​)-symmetric gapped phases, separated by Ising critical lines and meeting at a multicritical point. We also realize all six Rep(H8)\mathrm{Rep}(H_8)Rep(H8​)-symmetric gapped phases on the lattice via the HHH-comodule algebra formalism, in agreement with the module-category classification of Rep(H8)\mathrm{Rep}(H_8)Rep(H8​). Our results provide a unified Hopf-algebraic framework for non-invertible symmetries, dualities, and the tensor product lattice models that realize them.